DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• C•••••• L•
Latest filing Mar 25, 2026
First filing on the tape Dec 9, 2020 · 10 filings
SEC status approved since Jan 11, 2021
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$3.2B as of Mar 25, 2026
Mar 31, 2022$562M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 31, 20220 then
Employees (5.A)19 as of Mar 25, 2026
Mar 31, 202214 then
Private funds2 as of Mar 25, 2026
Mar 31, 20221 then
RAUM +95% over the last fiscal year+57% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $318MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +95%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $977M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $977M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••••• M••••• F•••• L• | Hedge Fund | $863M | 54 | Dec 9, 2020 |
| F••••••••• C•• M•••••• L• | Hedge Fund | $118M | 11 | Apr 29, 2024 |
| F••••••••• O••••••••• F•••• L• | Hedge Fund | $24.6M | 1 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• R••••••• S•••• · Co-Founder, Cio And Limited Partnercontrolsince 07/2020 · owns 25% to 50%
- K••••• W••••••• M•••••• · Co-Founder, Coo, Cco And Limited Partnercontrolsince 07/2020 · owns 25% to 50%
- B•••••• R••••••• S•••• · Co-Founder/Ownercontrolsince 10/2020 · owns 25% to 50% of F••••••••• G•• L••
- K••••• W••••••• M•••••• · Co-Founder/Ownercontrolsince 10/2020 · owns 25% to 50% of F••••••••• G•• L••
- J••••• R••••• R••••• · Head Of Restructuring And Limited Partnersince 07/2020 · owns 5% to 10%
- N•••••• A•••••• L•••••• · Head Of Research And Limited Partnersince 12/2020 · owns 10% to 25%
Entity owners
- F••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- F••••••••• G•• L••bankpooled vehicle sponsorn
- F••••••••• M•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $1,634,686,315 to $3,184,324,389 (+95.0%) between the annual amendments of 2025-03-28 and 2026-03-25; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Mar 28, 2025 to Mar 25, 2026
- Pooled vehicle clients · 7 to 8Mar 28, 2025 to Mar 25, 2026
- Assets in custody · $954M to $977MMar 28, 2025 to Mar 25, 2026
- Employees · 17 to 19Mar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.6B to $3.2BMar 28, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $6.7M to $6.3MMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $1.3B to $2.5BMar 28, 2025 to Mar 25, 2026
- RAUM · $1.6B to $3.2BMar 28, 2025 to Mar 25, 2026
- Accounts · 9 to 10Apr 29, 2024 to Mar 28, 2025
- Advisory employees · 7 to 9Apr 29, 2024 to Mar 28, 2025
- Corporate clients · 1.0 to unsetApr 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 8 to 7Apr 29, 2024 to Mar 28, 2025
- Assets in custody · $888M to $954MApr 29, 2024 to Mar 28, 2025
- Employees · 15 to 17Apr 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Apr 29, 2024 to Mar 28, 2025
- Private funds · 3 to 2Apr 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.0B to $1.6BApr 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $155,092 to $6.7MApr 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.0B to $1.3BApr 29, 2024 to Mar 28, 2025
- RAUM · $1.0B to $1.6BApr 29, 2024 to Mar 28, 2025
- Private funds · 2 to 3Mar 28, 2024 to Apr 29, 2024
- Assets in custody · $791M to $888MMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $791M to $1.0BMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $28.3M to $155,092Mar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $819M to $1.0BMar 29, 2023 to Mar 28, 2024
- RAUM · $819M to $1.0BMar 29, 2023 to Mar 28, 2024
- Accounts · 7 to 9Dec 16, 2022 to Mar 29, 2023
- Pooled vehicle clients · 6 to 8Dec 16, 2022 to Mar 29, 2023
- Assets in custody · $266M to $791MDec 16, 2022 to Mar 29, 2023
- Employees · 14 to 15Dec 16, 2022 to Mar 29, 2023
- Private funds · 1 to 2Dec 16, 2022 to Mar 29, 2023
- Discretionary RAUM · $542M to $791MDec 16, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $19.3M to $28.3MDec 16, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $285M to $819MDec 16, 2022 to Mar 29, 2023
- RAUM · $562M to $819MDec 16, 2022 to Mar 29, 2023
- Accounts · 5 to 7Apr 29, 2021 to Mar 31, 2022
- Pooled vehicle clients · 4 to 6Apr 29, 2021 to Mar 31, 2022
- Assets in custody · $33.0M to $266MApr 29, 2021 to Mar 31, 2022
- Employees · 12 to 14Apr 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $224M to $542MApr 29, 2021 to Mar 31, 2022
Signals
6 dated events
- F••••••••• C•••••• L• reported RAUM $3.2B, up 95% from $1.6B (2025-03-28 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- F••••••••• C•••••• L• reported RAUM $1.6B, up 59% from $1.0B (2024-04-29 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- F••••••••• C•••••• L• reported RAUM $1.0B, up 25% from $819.4M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- F••••••••• C•••••• L• reported RAUM $819.4M, up 46% from $561.6M (2022-12-16 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- F••••••••• C•••••• L• reported RAUM $561.6M, up 151% from $223.5M (2021-04-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- F••••••••• C•••••• L• filed its initial SEC registration (Form ADV)Dec 9, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/foursixthree-capital-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- 463cap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-805-5400reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026