DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 311359SEC 801-128411websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2023 · 5 filings
SEC status approved since Jul 26, 2023
RAUM
$733M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
25
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$733M as of Mar 31, 2026
Mar 28, 2024$631M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20240 then
Employees (5.A)12 as of Mar 31, 2026
Mar 28, 20247 then
Private funds25 as of Mar 31, 2026
Mar 28, 202421 then
RAUM +7.8% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$29.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+7.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$733M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
25reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      21 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S• B••••• L•• • A••• A• S••••• O• S• B••••• L••Private Equity Fund$106M35Mar 25, 2022
      S• B••••• F•••••• 2• I••••••• L••Private Equity Fund$93.7M4Mar 28, 2023
      S•• L•Private Equity Fund$70.6M44Mar 28, 2023
      S• B••••• L•• • F••••••• A• S••••• O• S• B••••• L••Private Equity Fund$66.0M13Mar 25, 2022
      S• B••••• L••• F•••••• 2• A• S••••• O• S• B••••• L••Private Equity Fund$56.1M38Mar 28, 2023
      S• B••••• • H•••••••• A• S••••• O• S• B••••• L••Private Equity Fund$47.9M38Jan 13, 2021
      S• B••••• T•••••• I••••••• L••Private Equity Fund$40.3M2Mar 28, 2023
      S• B••••• L••••••••• A• S••••• O• S• B••••• L••Private Equity Fund$30.8M40Mar 28, 2023
      S• B••••• L•• • M•••• A• S••••• O• S• B••••• L••Private Equity Fund$19.8M34Mar 25, 2022
      S• B••••• L•• • A•• 2• A• S••••• O• S• B••••• L••Private Equity Fund$18.1M30Mar 25, 2022
      S• B••••• L•• • F••••••• A• S••••• O• S• B••••• L••Private Equity Fund$14.2M49Mar 25, 2022
      S• B••••• L••••••••• A• S••••• O• S• B••••• L••Private Equity Fund$13.0M15Mar 28, 2023
      S•• P••••••• F••• L•Private Equity Fund$11.1M7Mar 28, 2023
      S•••••• B••••• • S••••••••• A• S••••• O• S•••••• B•••••• L••Private Equity Fund$9.5M26Jan 13, 2021
      S•••••• B••••• • F•• A• S••••• O• S•••••• B•••••• L••Private Equity Fund$8.1M16Jan 13, 2021
      S• B••••• L••• U••••••••• A• S••••• O• S• B•••••• L••Private Equity Fund$5.0M22Mar 28, 2023
      S• B••••• L•• • F•• 2• A• S••••• O• S• B••••• L••Private Equity Fund$4.7M20Jan 13, 2021
      S•••••• B••••• • N•••• A• S••••• O• S•••••• B•••••• L••Private Equity Fund$1.9M8Jan 13, 2021
      S•••••• B••••• • C•••• A• S••••• O• S•••••• B•••••• L••Private Equity Fund$81,76830Jan 13, 2021
      S•••••• B••••• • T••••••• A• S••••• O• S•••••• B•••••• L••Private Equity Fund$012Jan 13, 2021
      S• B••••• • T••••••• 2• A• S••••• O• S• B••••• L••Private Equity Fund$019Jan 13, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• L••••• M•••• · Chief Compliance Officercontrol
        since 02/2023 · owns less than 5%
      • H•••••••• D•••••• S••• · Managercontrol
        since 09/2022 · owns less than 5%
      • P••••• G••••••• M•••••• · Chief Financial Officer/ Chief Operations Officercontrol
        since 05/2023 · owns less than 5%
      • S••••• J••••• W•••• · Managercontrol
        since 08/2018 · owns less than 5%
      • S••••• J••••• W•••• · Member And Managercontrol
        since 01/2019 · owns 50% to 75% of S•••••• P••••••• M••• L••
      • W••••••• A•••••• M•••• · Member And Managercontrol
        since 01/2020 · owns 25% to 50% of S•••••• P••••••• M••• L••
      Entity owners
      • E• U•• L•• · Member
        direct · owns 25% to 50%
      • S•••••• P••••••• M••• L•• · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • S• M••• H••••••• L••
        pooled vehicle sponsory
      • S••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 28 to 25
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 28 to 25
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 13 to 12
        Mar 31, 2025 to Mar 31, 2026
      • Private funds · 28 to 25
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $680M to $733M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $680M to $733M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $680M to $733M
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 21 to 28
        Mar 28, 2024 to Mar 31, 2025
      • Advisory employees · 6 to 7
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 21 to 28
        Mar 28, 2024 to Mar 31, 2025
      • Employees · 7 to 13
        Mar 28, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 31, 2025
      • Private funds · 21 to 28
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $631M to $680M
        Mar 28, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $631M to $680M
        Mar 28, 2024 to Mar 31, 2025
      • RAUM · $631M to $680M
        Mar 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $424M to $631M
        Jul 25, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $424M to $631M
        Jul 25, 2023 to Mar 28, 2024
      • RAUM · $424M to $631M
        Jul 25, 2023 to Mar 28, 2024
      • Private funds · 42 to 21
        Jun 26, 2023 to Jul 25, 2023
      Signals
      2 dated events
      • S• M••••••••• L•• reported RAUM $631.4M, up 49% from $423.5M (2023-07-25 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • S• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 26, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/scholdingsreportedpublic record, Form ADV, Sep 18, 2026
      Website
      sc.holdingsreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      2129709484reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026