DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••• G••••
Legal name T•• A••••• G•••• C•••••• L••••••
Latest filing Aug 13, 2026
First filing on the tape Dec 14, 2020 · 35 filings
SEC status approved since Jan 13, 2021
RAUM
$740M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
26%
$193M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$247M
derived; firm RAUM over IAPD count
Employees
22
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$740M as of Aug 13, 2026
Jun 22, 2021$46.0M then
HNW client RAUM$193M as of Aug 13, 2026
Jun 22, 2021$38.8M then
State-registered IARs (5.B.3)3 as of Aug 13, 2026
Jun 22, 20210 then
Employees (5.A)22 as of Aug 13, 2026
Jun 22, 202110 then
Private funds: no history
RAUM +14% over the last fiscal year+20% a year over threeIARs 3 to 3offices 2 to 3
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
- RAUM per advisor
- $247MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.3derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.9%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $109M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$528M71%
- High-net-worth individuals$193M26%
- Charitable organizations$19.1M2.6%
- Individual clients
- 0reported
- HNW clients
- 34reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 407reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 19 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.26 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• M•••••Chartered Financial Analyst | Toronto | Dec 20, 2024 | 10 y | 0 |
| P•••••• O•••••• G••••Chartered Financial Analyst | Mont Royal | Jan 7, 2025 | 11 y | 0 |
| M•••••• W•••••• J••• S••••••Chartered Financial Analyst | Toronto | Oct 27, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• P••••••• O•••••• · Chief Investment Officer And Co-Ceocontrolsince 12/2020 · owns less than 5%
- H•••• B••••••• D•••••• · Co-Ceo And Coocontrolsince 10/2021 · owns less than 5%
- S••••••• M••••••• W•••••• J••• · Presidentcontrolsince 05/2020 · owns less than 5%
- S••••• S•••• · Chief Compliance Officercontrolsince 12/2024 · owns less than 5%
- S•••••• L•••• A•••••• · Ownercontrolsince 11/2008 · owns 25% to 50% of Q••••••• I••••••••• I•••
- S••••••• M••••••• W•••••• J••• · Trusteecontrolsince 02/2021 · owns 25% to 50% of S•••••• F••••• T••••
- V••••• A••••• · Ownercontrolsince 11/2008 · owns 25% to 50% of Q••••••• I••••••••• I•••
Entity owners
- T•• A••••• G•••• L•••••• · Ownerdirect · owns 50% to 75%
- Q••••••• I••••••••• I••• · Ownerindirect · owns 50% to 75% of T•• A••••• G•••• L••••••
- S•••••• F••••• T•••• · Ownerindirect · owns 25% to 50% of 9•••••••• Q••••• I•••
- 9•••••••• Q••••• I••• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••• G•••• L••••• L••••••real estatey
Offices
Schedule D 1.F, the 25 largest
- Mont Royal, Canada2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 397 to 407Nov 20, 2025 to Mar 26, 2026
- Corporate clients · 18 to 21Nov 20, 2025 to Mar 26, 2026
- HNW clients · 35 to 34Nov 20, 2025 to Mar 26, 2026
- Pension plan clients · unset to 0.0Nov 20, 2025 to Mar 26, 2026
- Pooled vehicle clients · unset to 0.0Nov 20, 2025 to Mar 26, 2026
- Assets in custody · $51.7M to $109MNov 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $607M to $679MNov 20, 2025 to Mar 26, 2026
- HNW RAUM · $124M to $193MNov 20, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $42.3M to $61.6MNov 20, 2025 to Mar 26, 2026
- RAUM · $650M to $740MNov 20, 2025 to Mar 26, 2026
- Other offices · 2 to 3Jul 9, 2025 to Nov 20, 2025
- Financial planning clients · 26-50 to 26-50Feb 27, 2025 to Jul 9, 2025
- Accounts · 330 to 397Dec 20, 2024 to Feb 27, 2025
- Corporate clients · 20 to 18Dec 20, 2024 to Feb 27, 2025
- HNW clients · 27 to 35Dec 20, 2024 to Feb 27, 2025
- Assets in custody · $36.4M to $51.7MDec 20, 2024 to Feb 27, 2025
- Employees · 16 to 22Dec 20, 2024 to Feb 27, 2025
- HQ state · unset to Dec 20, 2024 to Feb 27, 2025
- State-registered IARs · 1 to 3Dec 20, 2024 to Feb 27, 2025
- Discretionary RAUM · $491M to $607MDec 20, 2024 to Feb 27, 2025
- HNW RAUM · $82.5M to $124MDec 20, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $25.4M to $42.3MDec 20, 2024 to Feb 27, 2025
- RAUM · $516M to $650MDec 20, 2024 to Feb 27, 2025
- Other offices · 3 to 2Sep 20, 2024 to Dec 20, 2024
- Business name · A••••• C•••••• to A••••• G••••Jul 29, 2024 to Sep 5, 2024
- Accounts · 301 to 330May 8, 2023 to Feb 29, 2024
- Charity clients · unset to 1.0May 8, 2023 to Feb 29, 2024
- Corporate clients · 16 to 20May 8, 2023 to Feb 29, 2024
- HNW clients · 23 to 27May 8, 2023 to Feb 29, 2024
- Assets in custody · unset to 36402964.0May 8, 2023 to Feb 29, 2024
- Custody of client assets · false to trueMay 8, 2023 to Feb 29, 2024
- Employees · 11 to 16May 8, 2023 to Feb 29, 2024
- Discretionary RAUM · $193M to $491MMay 8, 2023 to Feb 29, 2024
- HNW RAUM · $54.7M to $82.5MMay 8, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $240M to $25.4MMay 8, 2023 to Feb 29, 2024
- RAUM · $433M to $516MMay 8, 2023 to Feb 29, 2024
- Business name · A••••• G•••• C•••••• to A••••• C••••••Mar 27, 2023 to May 8, 2023
- Accounts · 226 to 301Sep 21, 2022 to Mar 27, 2023
- Corporate clients · 11 to 16Sep 21, 2022 to Mar 27, 2023
- HNW clients · 16 to 23Sep 21, 2022 to Mar 27, 2023
Signals
7 dated events
- A••••• G•••• reported RAUM $649.7M, up 26% from $515.9M (2024-12-20 to 2025-02-27)Feb 27, 2025 · RAUM change · derived
- S•••• S•••• (Chief Compliance Officer) appeared on Schedule A of A••••• G••••Dec 20, 2024 · Control person joined · fact
- G••••• L•••••• A••••• L•••• (Chief Compliance Officer) no longer on Schedule A of A••••• G•••• (listed 2024-03-20, absent 2024-07-29)Jul 29, 2024 · Control person left · inference
- A••••• G•••• reported RAUM $500.3M, up 294% from $127.1M (2022-04-29 to 2022-06-28)Jun 28, 2022 · RAUM change · derived
- D••••• Z••••••••• (Co-Ceo) no longer on Schedule A of A••••• G•••• (listed 2021-11-15, absent 2021-12-07)Dec 7, 2021 · Control person left · inference
- G••••• L•••••• A••••• L•••• (Chief Compliance Officer) appeared on Schedule A of A••••• G••••Sep 15, 2021 · Control person joined · fact
- A••••• G•••• C•••••• filed its initial SEC registration (Form ADV)Dec 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- augustgroup.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 438-792-5161reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $247Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A••••• G•••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…