DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••••
Legal name B••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 4, 2020 · 8 filings
SEC status approved since Jan 4, 2021
RAUM
$225M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
2.5%
$5.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$225M as of Mar 30, 2026
Mar 30, 2022$240M then
HNW client RAUM$5.7M as of Mar 30, 2026
Mar 31, 2025$5.2M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20220 then
Employees (5.A)3 as of Mar 30, 2026
Mar 30, 20224 then
Private funds2 as of Mar 30, 2026
Mar 30, 20222 then
RAUM -24% over the last fiscal year+2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $220M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$220M97%
- High-net-worth individuals$5.7M2.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $220M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• L••• T•••• R••••• P••••••• Q• L• | Hedge Fund | $173M | 128 | Mar 28, 2012 |
| T••• L••• T•••• R••••• P••••••• L• | Hedge Fund | $50.0M | 63 | Mar 28, 2012 |
| W••••••••• S•••••••• C••••• P••••••• L••• | Hedge Fund | $15.7M | 15 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• W•••••• H•••• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- D•••••••• E••• · Managing Membercontrolsince 06/2011 · owns 75% or more
- R••••• M••••••• T••••• · Membersince 12/2021 · owns 5% to 10%
Related persons
Schedule D 7.A
- I••• R••• C•••••• P•••••••• L••investment adviserbankpooled vehicle sponsorn
- L•••••• C•••••• M••••••••• L••investment advisern
- L•••• S••••investment adviserbanknRAUM $664M
- N•••• W••••••••• M•••••••• L••pooled vehicle sponsorn
- R•••••••••investment advisernRAUM $41.0M
- S•••• L•••••• M•••••••• L••pooled vehicle sponsorn
- W••••••••• A•••• M••••••••• L••investment advisernRAUM $154M
Advisers that list B••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL3 employees
- Skaneateles, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 4Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 3Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $251M to $220MMar 31, 2025 to Mar 30, 2026
- HQ city · CHICAGO to NAPLESMar 31, 2025 to Mar 30, 2026
- HQ state · IL to FLMar 31, 2025 to Mar 30, 2026
- Private funds · 3 to 2Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $296M to $225MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $5.2M to $5.7MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $290M to $220MMar 31, 2025 to Mar 30, 2026
- RAUM · $296M to $225MMar 31, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $238M to $251MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $248M to $296MMar 28, 2024 to Mar 31, 2025
- HNW RAUM · unset to 5244476.0Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $248M to $290MMar 28, 2024 to Mar 31, 2025
- RAUM · $248M to $296MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $204M to $238MMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $209M to $248MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $209M to $248MMar 29, 2023 to Mar 28, 2024
- RAUM · $209M to $248MMar 29, 2023 to Mar 28, 2024
- Accounts · 5 to 6May 13, 2022 to Mar 29, 2023
- Pooled vehicle clients · 5 to 6May 13, 2022 to Mar 29, 2023
- Assets in custody · $214M to $204MMay 13, 2022 to Mar 29, 2023
- Employees · 4 to 3May 13, 2022 to Mar 29, 2023
- Private funds · 2 to 3May 13, 2022 to Mar 29, 2023
- Discretionary RAUM · $240M to $209MMay 13, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $240M to $209MMay 13, 2022 to Mar 29, 2023
- RAUM · $240M to $209MMay 13, 2022 to Mar 29, 2023
- Accounts · 3 to 5Jan 27, 2022 to Mar 30, 2022
- Advisory employees · 2 to 3Jan 27, 2022 to Mar 30, 2022
- Pooled vehicle clients · 3 to 5Jan 27, 2022 to Mar 30, 2022
- Assets in custody · unset to 214063000.0Jan 27, 2022 to Mar 30, 2022
- Custody of client assets · false to trueJan 27, 2022 to Mar 30, 2022
- Other offices · 1 to 2Jan 27, 2022 to Mar 30, 2022
- Discretionary RAUM · $202M to $240MJan 27, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $202M to $240MJan 27, 2022 to Mar 30, 2022
- RAUM · $202M to $240MJan 27, 2022 to Mar 30, 2022
Signals
2 dated events
- Paulos Strike (Member) no longer on Schedule A of Buckeye-Pacific (listed 2022-05-13, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Buckeye-Pacific filed its initial SEC registration (Form ADV)Dec 4, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/twin-lake-total-return-partners?trk=pubreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-858-1670reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026