DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E••••••••• I•••

Former SEC-registered adviserPalo Alto, CaliforniaCRD 311563SEC 801-120057IAPD
Latest filing Aug 26, 2022
First filing on the tape Nov 30, 2020 · 9 filings
RAUM
$9.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$9.6M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$9.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$9.6M as of Aug 26, 2022
Mar 2, 2022$9.6M then
HNW client RAUM$9.6M as of Aug 26, 2022
Mar 2, 2022$9.6M then
State-registered IARs (5.B.3)1 as of Aug 26, 2022
Nov 30, 20201 then
Employees (5.A)1 as of Aug 26, 2022
Nov 30, 20201 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 26, 2022; every figure names its basis
RAUM per advisor
$9.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$802,826derivedHNW RAUM over HNW clients
Average account
$642,994derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$9.6M100%
  • Individuals$11,0000.1%
Individual clients
3reported
HNW clients
12reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • S•••••••• S••••• A••• · Ceo/Chief Compliance Officercontrol
      since 11/2020 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 2 to 3
      Jul 28, 2022 to Aug 25, 2022
    • Related adviser · true to false
      Mar 8, 2022 to Jul 28, 2022
    • Accounts · unset to 15.0
      May 4, 2021 to Mar 2, 2022
    • HNW clients · unset to 12.0
      May 4, 2021 to Mar 2, 2022
    • Individual clients · unset to 3.0
      May 4, 2021 to Mar 2, 2022
    • Financial planning clients · unset to 0
      May 4, 2021 to Mar 2, 2022
    • Discretionary RAUM · unset to 9644915.0
      May 4, 2021 to Mar 2, 2022
    • HNW RAUM · unset to 9633915.0
      May 4, 2021 to Mar 2, 2022
    • Individual RAUM · unset to 11000.0
      May 4, 2021 to Mar 2, 2022
    • Non-discretionary RAUM · unset to 0.0
      May 4, 2021 to Mar 2, 2022
    • RAUM · unset to 9644915.0
      May 4, 2021 to Mar 2, 2022
    Signals
    1 dated events
    • E••••••••• I••• filed its initial SEC registration (Form ADV)
      Nov 30, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    ententvest.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $9.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026