DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• C•••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Nov 16, 2020 · 13 filings
SEC status approved since Dec 17, 2020
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$228M as of Mar 31, 2026
Mar 31, 2021$420M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)5 as of Mar 31, 2026
Mar 31, 20219 then
Private funds1 as of Oct 9, 2025
Mar 31, 20211 then
RAUM -81% over the last fiscal year-37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $114MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -81%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$228M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•• C•••••• M••••• F••• L• | Hedge Fund | $350M | 38 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• C••••• M•••••• · Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- P••••••• K••••••• F•••••• · President, Chief Operating Officer, Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- T•••••• J•••• A•••••• · Portfolio Manager, Limited Partnercontrolsince 07/2020 · owns 75% or more
- T•••••• J•••• A•••••• · Managing Membercontrolsince 07/2020 · owns 75% or more of J•• G• L••
Entity owners
- J•• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- J•• C•••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Bridgeh••••••, NY1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,192,911,428 to $228,471,001 (-81.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +4.0% (1147 comparable advisers, 1.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 0.9% percentile
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-10-09, no on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,568)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 48.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-03-31peers: asset managers, $100M to $500M (1,568)
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): yes on the filing of 2025-10-09, no on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,568)
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 16.0 to 5.0 (-69.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was 0.0% (393 comparable advisers, 1.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 0.8% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 2Oct 9, 2025 to Mar 31, 2026
- Advisory employees · 8 to 3Oct 9, 2025 to Mar 31, 2026
- Advisory activities · 2 to 1Oct 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 2Oct 9, 2025 to Mar 31, 2026
- Assets in custody · 177256618.0 to unsetOct 9, 2025 to Mar 31, 2026
- Custody of client assets · true to falseOct 9, 2025 to Mar 31, 2026
- Employees · 16 to 5Oct 9, 2025 to Mar 31, 2026
- Private funds · 1 to unsetOct 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $228MOct 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $623M to $228MOct 9, 2025 to Mar 31, 2026
- RAUM · $1.2B to $228MOct 9, 2025 to Mar 31, 2026
- Related bank · true to falseOct 9, 2025 to Mar 31, 2026
- Accounts · 11 to 10Oct 28, 2024 to Mar 28, 2025
- Corporate clients · 1.0 to unsetOct 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 9 to 7Oct 28, 2024 to Mar 28, 2025
- Assets in custody · $350M to $177MOct 28, 2024 to Mar 28, 2025
- Employees · 14 to 16Oct 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $1.2BOct 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.0B to $623MOct 28, 2024 to Mar 28, 2025
- RAUM · $1.5B to $1.2BOct 28, 2024 to Mar 28, 2025
- Accounts · 9 to 11Mar 29, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 9Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $224M to $350MMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $901M to $1.5BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $450M to $1.0BMar 29, 2023 to Mar 28, 2024
- RAUM · $901M to $1.5BMar 29, 2023 to Mar 28, 2024
- Accounts · 6 to 9Jan 26, 2023 to Mar 29, 2023
- Advisory employees · 7 to 8Jan 26, 2023 to Mar 29, 2023
- Pooled vehicle clients · 4 to 7Jan 26, 2023 to Mar 29, 2023
- Assets in custody · $125M to $224MJan 26, 2023 to Mar 29, 2023
- Employees · 12 to 14Jan 26, 2023 to Mar 29, 2023
- Other offices · 0 to 1Jan 26, 2023 to Mar 29, 2023
- Discretionary RAUM · $633M to $901MJan 26, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $159M to $450MJan 26, 2023 to Mar 29, 2023
- RAUM · $633M to $901MJan 26, 2023 to Mar 29, 2023
- Business name · H•••••• R••• C•••••• M••••••••• L• to J•• C•••••• M••••••••• L•May 4, 2022 to Jan 26, 2023
- Legal name · H•••••• R••• C•••••• M••••••••• L• to J•• C•••••• M••••••••• L•May 4, 2022 to Jan 26, 2023
- Accounts · 5 to 6Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 5 to 7Mar 31, 2021 to Mar 30, 2022
Signals
6 dated events
- J•• C•••••• M••••••••• L• reported RAUM $228.5M, down 81% from $1.2B (2025-10-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- J•• C•••••• M••••••••• L• reported RAUM $1.5B, up 72% from $901.5M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- J•• C•••••• M••••••••• L• reported RAUM $901.5M, up 43% from $632.5M (2023-01-26 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Michael Corey Gleason (Chief Financial Officer) appeared on Schedule A of J•• C•••••• M••••••••• L•Jan 26, 2023 · Control person joined · fact
- J•• C•••••• M••••••••• L• reported RAUM $632.5M, up 51% from $420.1M (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- H•••••• R••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jat-capital-partners-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- j•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-608-3100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026