DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• C•••••• ••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 30, 2020 · 12 filings
SEC status approved since Jan 4, 2021
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$3.2B as of Mar 31, 2026
Mar 30, 2022$920M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20220 then
Employees (5.A)9 as of Mar 31, 2026
Mar 30, 20225 then
Private funds4 as of Mar 31, 2025
Mar 30, 20222 then
RAUM +3.5% over the last fiscal year+47% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $319MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 10 clientsreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••••••••• C•••••• P••••••• I•• L• | Private Equity Fund | $1.4B | 24 | Mar 30, 2023 |
| F••••••••• C•••••• P••••••• I• L• | Private Equity Fund | $1.3B | 21 | Apr 30, 2021 |
| F••••••••• C•••••• P••••••• C••••••• I• L• | Private Equity Fund | $181M | 9 | Mar 30, 2022 |
| F••••••••• C•••••• P••••••• C••••••• I• ••• L• | Private Equity Fund | $33.3M | 1 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• B•••••••• A•••••••• · Partnercontrolsince 08/2020 · owns less than 5%
- J••••• H•••••• R•••••• · Partnercontrolsince 04/2024 · owns less than 5%
- L••••• D••••• L•• · Partnercontrolsince 10/2022 · owns less than 5%
- P•••• K••••• J••••• · Partnercontrolsince 11/2023 · owns less than 5%
- S••••• E•••••• J••• D•••••••• · Chief Compliance Officer And Chief Operating Officercontrolsince 12/2020 · owns less than 5%
- B•••••• B•••••••• A•••••••• · Shareholdercontrolsince 01/2020 · owns 75% or more of F••••••••• C•••••• P••••••• H••••• L••••••
Entity owners
- F••••••••• C•••••• L•••••• · Shareholderdirect · owns 75% or more
- F••••••••• C•••••• P••••••• H••••• L•••••• · Shareholderindirect · owns 75% or more of F••••••••• C•••••• L••••••
Related persons
Schedule D 7.A
- F••••••••• C•••••• L••••••investment advisery
- F••••••••• C•••••• P••••••• ••••••• L•••••• P••••••• G• I• L••••••pooled vehicle sponsorn
- F••••••••• C•••••• P••••••• ••••••• L•••••• P••••••• G• L••••••pooled vehicle sponsorn
- F••••••••• C•••••• P••••••• C••••••• G• I• •• L••••••pooled vehicle sponsorn
- F••••••••• C•••••• P••••••• C••••••• G• L••••••pooled vehicle sponsorn
- F••••••••• C•••••• P••••••• G• I• L••••••pooled vehicle sponsorn
- F••••••••• C•••••• P••••••• G• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom6 employees
- Glen Ellyn, IL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 10Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 9 to 8Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 10Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $3.1B to $1.5BMar 31, 2025 to Mar 31, 2026
- Employees · 10 to 9Mar 31, 2025 to Mar 31, 2026
- Private funds · 4 to unsetMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.1B to $3.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.1B to $3.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $3.1B to $3.2BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 7 to 9Aug 19, 2024 to Mar 31, 2025
- Assets in custody · $2.9B to $3.1BAug 19, 2024 to Mar 31, 2025
- Employees · 8 to 10Aug 19, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.9B to $3.1BAug 19, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.9B to $3.1BAug 19, 2024 to Mar 31, 2025
- RAUM · $2.9B to $3.1BAug 19, 2024 to Mar 31, 2025
- Assets in custody · $2.5B to $2.9BMar 27, 2024 to Aug 19, 2024
- Discretionary RAUM · $2.5B to $2.9BMar 27, 2024 to Aug 19, 2024
- Pooled vehicle RAUM · $2.5B to $2.9BMar 27, 2024 to Aug 19, 2024
- RAUM · $2.5B to $2.9BMar 27, 2024 to Aug 19, 2024
- Accounts · 3 to 4Dec 20, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 8Dec 20, 2023 to Mar 27, 2024
- Assets in custody · $1.9B to $2.5BDec 20, 2023 to Mar 27, 2024
- Private funds · 3 to 4Dec 20, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.4B to $2.5BDec 20, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.4B to $2.5BDec 20, 2023 to Mar 27, 2024
- RAUM · $2.4B to $2.5BDec 20, 2023 to Mar 27, 2024
- Advisory employees · 5 to 7Apr 27, 2023 to Dec 20, 2023
- Employees · 5 to 8Apr 27, 2023 to Dec 20, 2023
- Other offices · 2 to 3Apr 27, 2023 to Dec 20, 2023
- Discretionary RAUM · $1.9B to $2.4BApr 27, 2023 to Dec 20, 2023
- Pooled vehicle RAUM · $1.9B to $2.4BApr 27, 2023 to Dec 20, 2023
- RAUM · $1.9B to $2.4BApr 27, 2023 to Dec 20, 2023
- Pooled vehicle clients · 6 to 7Mar 30, 2023 to Apr 27, 2023
- Assets in custody · $1.0B to $1.9BMar 30, 2023 to Apr 27, 2023
- Discretionary RAUM · $1.0B to $1.9BMar 30, 2023 to Apr 27, 2023
- Pooled vehicle RAUM · $1.0B to $1.9BMar 30, 2023 to Apr 27, 2023
- RAUM · $1.0B to $1.9BMar 30, 2023 to Apr 27, 2023
- Accounts · 2 to 3Nov 2, 2022 to Mar 30, 2023
- Advisory employees · 4 to 5Nov 2, 2022 to Mar 30, 2023
Signals
12 dated events
- Michael Adam Weinstock (Partner) no longer on Schedule A of F••••••••• C•••••• ••• L•• (listed 2024-03-27, absent 2024-08-19)Aug 19, 2024 · Control person left · inference
- Randall Hayden Jones (Partner) appeared on Schedule A of F••••••••• C•••••• ••• L••Aug 19, 2024 · Control person joined · fact
- F••••••••• C•••••• ••• L•• reported RAUM $2.4B, up 29% from $1.9B (2023-04-27 to 2023-12-20)Dec 20, 2023 · RAUM change · derived
- Joseph Keith Page (Partner) appeared on Schedule A of F••••••••• C•••••• ••• L••Dec 20, 2023 · Control person joined · fact
- F••••••••• C•••••• ••• L•• reported RAUM $1.9B, up 86% from $1.0B (2023-03-30 to 2023-04-27)Apr 27, 2023 · RAUM change · derived
- Randall Hayden Jones (Co-Founder) no longer on Schedule A of F••••••••• C•••••• ••• L•• (listed 2022-03-30, absent 2022-11-02)Nov 2, 2022 · Control person left · inference
- Lee David Light (Partner) appeared on Schedule A of F••••••••• C•••••• ••• L••Nov 2, 2022 · Control person joined · fact
- Michael Adam Weinstock (Partner) appeared on Schedule A of F••••••••• C•••••• ••• L••Nov 2, 2022 · Control person joined · fact
- F••••••••• C•••••• ••• L•• reported RAUM $920.0M, up 74% from $529.5M (2021-04-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- R•••••• J••••••• C•••••• (Chief Operating Officer And Chief Compliance Officer) no longer on Schedule A of F••••••••• C•••••• ••• L•• (listed 2020-10-30, absent 2021-01-19)Jan 19, 2021 · Control person left · inference
- J••• D•••••••• E••••• S•••• (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of F••••••••• C•••••• ••• L••Jan 19, 2021 · Control person joined · fact
- F••••••••• C•••••• ••• L•• filed its initial SEC registration (Form ADV)Oct 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••••••• C•••••• ••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fitzwaltercapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- f••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-476-7746reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026