DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• C•••••• P••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 27, 2025 · 2 filings
SEC status approved since Jul 28, 2025
RAUM
$289M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$289M as of Mar 31, 2026
Jun 27, 2025$251M then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jun 27, 20250 then
Employees (5.A)10 as of Mar 31, 2026
Jun 27, 20259 then
Private funds3 as of Mar 31, 2026
Jun 27, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$285M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• C•••••• F••• I• L• | Private Equity Fund | $111M | 1 | Nov 10, 2020 |
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 4Jun 27, 2025 to Mar 31, 2026
- Charity clients · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Corporate clients · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- HNW clients · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Individual clients · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Pension plan clients · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 3Jun 27, 2025 to Mar 31, 2026
- Employees · 9 to 10Jun 27, 2025 to Mar 31, 2026
- Private funds · 1 to 3Jun 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $251M to $289MJun 27, 2025 to Mar 31, 2026
- HNW RAUM · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Individual RAUM · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Jun 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $251M to $285MJun 27, 2025 to Mar 31, 2026
- RAUM · $251M to $289MJun 27, 2025 to Mar 31, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- A••• C•••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aiga-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/plexussolutionsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- aigacapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-248-1250reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026