DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• W•••••
Legal name P••••••••• W••••• P•••••••• L••
Latest filing Jun 26, 2026
First filing on the tape Dec 2, 2020 · 29 filings
SEC status approved since Jan 4, 2021
RAUM
$4.1B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
78%
$3.2B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$372M
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$4.1B as of Jun 26, 2026
Mar 9, 2022$2.8B then
HNW client RAUM$3.1B as of Jun 26, 2026
Mar 9, 2022$2.6B then
State-registered IARs (5.B.3)11 as of Jun 26, 2026
Mar 9, 20228 then
Employees (5.A)15 as of Jun 26, 2026
Mar 9, 202210 then
Private funds: no history
RAUM +21% over the last fiscal year+29% a year over threeIARs 9 to 11offices 2 to 6
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $372MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 84derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.3MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.6derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $4.1BreportedItem 5.I
- Custody
- $2.4B, 562 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.1B75%
- Corporations and businesses$719M18%
- Charitable organizations$162M4.0%
- Individuals$133M3.3%
- Pension and profit-sharing plans$1.2M0.0%
- Individual clients
- 440reported
- HNW clients
- 485reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,673reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $2.4B for 562 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• R••••• L•••••Certified Financial Planner | Hinsdale, Il | Jan 17, 2021 | 10 y | 1 |
| T••••• J••• S••••••Certified Financial Planner | Naples, Fl | Jan 19, 2021 | 33 y | 1 |
| J••• P••• S••••••Certified Financial Planner | Hinsdale, Il | Jan 26, 2021 | 24 y | 1 |
| R••• W•••••• G•••• | Hinsdale, Il | Jan 26, 2021 | 10 y | 1 |
| A••• K••••••Certified Financial Planner | Hinsdale, Il | Jan 26, 2021 | 14 y | 2 |
| I•••• V••••••Certified Financial Planner | Hinsdale, Il | Nov 24, 2021 | 10 y | 0 |
| M•••••• J•••• O•••••• | Hinsdale, Il | Jun 27, 2024 | 13 y | 0 |
| G•••• L••• S•••••• | Hinsdale, Il | Dec 20, 2024 | 10 y | 0 |
| W••••••• W••••• | Hinsdale, Il | Jan 30, 2025 | 11 y | 1 |
| S••• L••• S•••••• | Hinsdale, Il | Aug 20, 2025 | 12 y | 0 |
| J••••• J••• B••••••• | Hinsdale, Il | Dec 10, 2025 | 37 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W••••••• W••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 30, 2025 · Wirehouse to independent RIA
- J••• P••• S•••••• from W•••••• B•••• • C•••••• L•••••Jan 26, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- R••• W•••••• G•••• from W•••••• B•••• • C•••••• L•••••Jan 26, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- A••• K•••••• from W•••••• B•••• • C•••••• L•••••Jan 26, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- T••••• J••• S•••••• from W•••••• B•••• • C•••••• L•••••Jan 19, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• R••••• L••••• from B••••• D••••••• F•••• L••Jan 17, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from W•••••• B•••• • C•••••• L•••••Feb 9, 2021 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• R•••• W•••••• · Chief Operating Offer And Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- S••••••• J•••• P••• · President, Chief Financial Officer, Wealth Manager, And Managing Membercontrolsince 01/2021 · owns less than 5%
- S••••••• T•••••• J••• · Chief Executive Officer, Wealth Manager, Managing Membercontrolsince 01/2021 · owns less than 5%
- S••••••• J•••• P••• · Trusteecontrolsince 11/2023 · owns F of J••• P• S•••••• I••••••••• T••••
- S••••••• T•••••• J••• · Trusteecontrolsince 11/2023 · owns F of T•••• L• S•••••• 2••• L••••• T••••
- S••••••• T•••• · Trusteecontrolsince 11/2023 · owns F of T••••• J• S•••••• 2••• L••••• T••••
Entity owners
- J••• P• S•••••• I••••••••• T•••• · Memberdirect · owns 25% to 50%
- T••••• J• S•••••• 2••• L••••• T•••• · Memberdirect · owns 25% to 50%
- T•••• L• S•••••• 2••• L••••• T•••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hinsdale, Il · principal | 11 | 1 | 0 | ||
| Naples, Fl | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL1 employees
- , 1 employees
- San Diego, CA
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 26, 2026S••••••• T•••• (TRUSTEE) left Schedule A between the filings of 2023-11-21 and 2026-06-26peers: independent wealth managers, $1B to $5B (1,362)
- wealth to institutional shiftCombination · filing Feb 5, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $3,387,124,011 to $4,092,644,450, advisors 9 to 11, private clients 832 to 925, offices 2 to 6 (2025-01-22 to 2026-02-05)peers: independent wealth managers, $1B to $5B (1,362)
- client mix shiftChange between filings · filing Feb 5, 2026private-client share of RAUM moved from 99.0% to 78.0% between the annual amendments of 2025-01-22 and 2026-02-05peers: independent wealth managers, $1B to $5B (1,362)
- HNW share shiftChange between filings · filing Feb 5, 2026HNW share of RAUM moved from 96.0% to 75.0% between the annual amendments of 2025-01-22 and 2026-02-05peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Feb 5, 2026institutional share of RAUM moved from 1.0% to 22.0% between the annual amendments of 2025-01-22 and 2026-02-05peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,296 to 2,673Jan 22, 2025 to Feb 5, 2026
- Advisory employees · 10 to 11Jan 22, 2025 to Feb 5, 2026
- Corporate clients · unset to 28.0Jan 22, 2025 to Feb 5, 2026
- HNW clients · 445 to 485Jan 22, 2025 to Feb 5, 2026
- Individual clients · 387 to 440Jan 22, 2025 to Feb 5, 2026
- Assets in custody · $1.8B to $2.4BJan 22, 2025 to Feb 5, 2026
- Employees · 14 to 15Jan 22, 2025 to Feb 5, 2026
- State-registered IARs · 9 to 11Jan 22, 2025 to Feb 5, 2026
- Other offices · 2 to 6Jan 22, 2025 to Feb 5, 2026
- Discretionary RAUM · $3.4B to $4.1BJan 22, 2025 to Feb 5, 2026
- HNW RAUM · $3.2B to $3.1BJan 22, 2025 to Feb 5, 2026
- Individual RAUM · $114M to $133MJan 22, 2025 to Feb 5, 2026
- Non-discretionary RAUM · $24.1M to $29.6MJan 22, 2025 to Feb 5, 2026
- Pension RAUM · unset to 1180246.0Jan 22, 2025 to Feb 5, 2026
- RAUM · $3.4B to $4.1BJan 22, 2025 to Feb 5, 2026
- Accounts · 1,995 to 2,296Dec 17, 2024 to Jan 22, 2025
- Advisory employees · 9 to 10Dec 17, 2024 to Jan 22, 2025
- Advisory activities · 5 to 4Dec 17, 2024 to Jan 22, 2025
- HNW clients · 416 to 445Dec 17, 2024 to Jan 22, 2025
- Individual clients · 329 to 387Dec 17, 2024 to Jan 22, 2025
- Assets in custody · $671M to $1.8BDec 17, 2024 to Jan 22, 2025
- Employees · 13 to 14Dec 17, 2024 to Jan 22, 2025
- Financial planning clients · 101-250 to 251-500Dec 17, 2024 to Jan 22, 2025
- Other offices · 3 to 2Dec 17, 2024 to Jan 22, 2025
- Discretionary RAUM · $2.5B to $3.4BDec 17, 2024 to Jan 22, 2025
- HNW RAUM · $2.4B to $3.2BDec 17, 2024 to Jan 22, 2025
- Individual RAUM · $80.4M to $114MDec 17, 2024 to Jan 22, 2025
- Non-discretionary RAUM · $18.8M to $24.1MDec 17, 2024 to Jan 22, 2025
- RAUM · $2.5B to $3.4BDec 17, 2024 to Jan 22, 2025
- Advisory activities · 4 to 5Nov 1, 2024 to Dec 17, 2024
- Accounts · 1,837 to 1,995Nov 27, 2023 to Feb 20, 2024
- Advisory employees · 7 to 9Nov 27, 2023 to Feb 20, 2024
- HNW clients · 389 to 416Nov 27, 2023 to Feb 20, 2024
- Individual clients · 302 to 329Nov 27, 2023 to Feb 20, 2024
- Assets in custody · $702M to $671MNov 27, 2023 to Feb 20, 2024
- Employees · 11 to 13Nov 27, 2023 to Feb 20, 2024
- State-registered IARs · 7 to 9Nov 27, 2023 to Feb 20, 2024
- Discretionary RAUM · $1.9B to $2.5BNov 27, 2023 to Feb 20, 2024
- HNW RAUM · $1.8B to $2.4BNov 27, 2023 to Feb 20, 2024
- Individual RAUM · $74.5M to $80.4MNov 27, 2023 to Feb 20, 2024
Signals
9 dated events
- P••••••••• W••••• reported RAUM $3.4B, up 33% from $2.5B (2024-12-17 to 2025-01-22)Jan 22, 2025 · RAUM change · derived
- P••••••••• W••••• reported RAUM $2.5B, up 34% from $1.9B (2023-11-27 to 2024-02-20)Feb 20, 2024 · RAUM change · derived
- T•••• S•••••• (Trustee) appeared on Schedule A of P••••••••• W•••••Nov 21, 2023 · Control person joined · fact
- P••••••••• W••••• reported RAUM $1.9B, down 31% from $2.8B (2022-12-06 to 2023-02-24)Feb 24, 2023 · RAUM change · derived
- William Ryan Gough (Chief Compliance Officer) appeared on Schedule A of P••••••••• W•••••Apr 7, 2021 · Control person joined · fact
- R••••• C•••••• L••••• (Chief Compliance Officer) no longer on Schedule A of P••••••••• W••••• (listed 2021-01-27, absent 2021-04-07)Apr 7, 2021 · Control person left · inference
- John Thomas S•••••• (Chief Executive Officer, Wealth Manager, Managing Member) appeared on Schedule A of P••••••••• W•••••Jan 27, 2021 · Control person joined · fact
- Paul John S•••••• (President, Chief Financial Officer, Wealth Manager, And Managing Member) appeared on Schedule A of P••••••••• W•••••Jan 27, 2021 · Control person joined · fact
- P••••••••• W••••• A••••••• filed its initial SEC registration (Form ADV)Dec 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@performancewealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 630-686-5655reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/performance-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- performancewealthpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (630) 686-5715reportedpublic record, Form ADV, Jun 26, 2026
- Contact form
- performancewealthpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- performancewealthpartners.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $372Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026