DFX Intelligence

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P••••••••• A•••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Boca Raton, Floridawebsite

Asset manager (funds and pooled vehicles), based in Boca Raton, Florida, reporting $513M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $513M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +62%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +62% over the last fiscal year, to $513M.
2026-03-27
RAUM a year earlier $316MRAUM now $513M
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 311739 · SEC 801-120320 · 10 filingsShow

CRD 311739SEC 801-120320First filing on the tape Jan 13, 2021, latest Mar 27, 2026SEC status approved since Feb 12, 2021IAPD

RAUM

$513M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$513M as of Mar 27, 2026

Mar 7, 2022$210M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 7, 20220 then

Employees (5.A)2 as of Mar 27, 2026

Mar 7, 20222 then

Private funds1 as of Mar 27, 2026

Mar 7, 20221 then

RAUM +62% over the last fiscal year+24% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $85.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +62%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$513M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P••••••••• C••••••• L•	Hedge Fund	$54.0M	6	Dec 3, 2020

Owners and control persons

Schedule A and B, latest filing

A•••••••• P•••••• N••••••• · Co-Chief Executive Officer, Chief Financial Officer And Chief Compliance Officercontrol
since 10/2020 · owns 50% to 75%
B••••••• B••••••••• D••••••• · Co-Chief Executive Officer And Chief Investment Officercontrol
since 10/2020 · owns 50% to 75%

Related persons

Schedule D 7.A

P••••••••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 5 to 6
Apr 24, 2025 to Mar 27, 2026
Pooled vehicle clients · 5 to 6
Apr 24, 2025 to Mar 27, 2026
Discretionary RAUM · $316M to $513M
Apr 24, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $316M to $513M
Apr 24, 2025 to Mar 27, 2026
RAUM · $316M to $513M
Apr 24, 2025 to Mar 27, 2026
Financial planning clients · unset to
Mar 11, 2024 to Apr 24, 2025
Discretionary RAUM · $400M to $316M
Mar 11, 2024 to Apr 24, 2025
Pooled vehicle RAUM · $400M to $316M
Mar 11, 2024 to Apr 24, 2025
RAUM · $400M to $316M
Mar 11, 2024 to Apr 24, 2025
Accounts · 4 to 5
May 5, 2023 to Feb 27, 2024
Pooled vehicle clients · 4 to 5
May 5, 2023 to Feb 27, 2024
Discretionary RAUM · $270M to $400M
May 5, 2023 to Feb 27, 2024
Pooled vehicle RAUM · $270M to $400M
May 5, 2023 to Feb 27, 2024
RAUM · $270M to $400M
May 5, 2023 to Feb 27, 2024
Accounts · 3 to 4
Apr 27, 2022 to Mar 27, 2023
Pooled vehicle clients · 3 to 4
Apr 27, 2022 to Mar 27, 2023
Assets in custody · unset to 0.0
Apr 27, 2022 to Mar 27, 2023
Discretionary RAUM · $210M to $270M
Apr 27, 2022 to Mar 27, 2023
Pooled vehicle RAUM · $210M to $270M
Apr 27, 2022 to Mar 27, 2023
RAUM · $210M to $270M
Apr 27, 2022 to Mar 27, 2023
Accounts · 1 to 3
Feb 5, 2021 to Mar 7, 2022
Advisory activities · 3 to 1
Feb 5, 2021 to Mar 7, 2022
Pooled vehicle clients · 1 to 3
Feb 5, 2021 to Mar 7, 2022
Discretionary RAUM · $50.0M to $210M
Feb 5, 2021 to Mar 7, 2022
Pooled vehicle RAUM · $50.0M to $210M
Feb 5, 2021 to Mar 7, 2022
RAUM · $50.0M to $210M
Feb 5, 2021 to Mar 7, 2022
Private funds · 2 to 1
Jan 13, 2021 to Feb 5, 2021

Signals

5 dated events

••• Locked
Mar 27, 2026 · RAUM change · derived
••• Locked
Feb 27, 2024 · RAUM change · derived
••• Locked
Mar 7, 2022 · RAUM change · derived
••• Locked
Feb 5, 2021 · ria registration change · fact
••• Locked
Jan 13, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026