DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••••• L••
Latest filing Jun 26, 2026
First filing on the tape Nov 16, 2020 · 15 filings
SEC status approved since Dec 16, 2020
RAUM
$395M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.8%
$3.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$395M as of Jun 26, 2026
Mar 31, 2021$563M then
HNW client RAUM$3.1M as of Jun 26, 2026
Mar 22, 2024$2.3M then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 31, 20210 then
Employees (5.A)4 as of Jun 26, 2026
Mar 31, 20213 then
Private funds7 as of Jun 26, 2026
Mar 31, 20215 then
RAUM -27% over the last fiscal year-8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$391M99%
- High-net-worth individuals$3.1M0.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• I••••••••• L•• | Private Equity Fund | $158M | 16 | Mar 31, 2021 |
| A••••••• P••••• E••••••• L•• | Hedge Fund | $158M | 8 | Mar 31, 2021 |
| A••••••• M••••••••• A••••••••• L•• | Hedge Fund | $155M | 12 | Mar 31, 2021 |
| A••••••• C••• E••••••••• L••no longer reported | Liquidity Fund | $80.3M | 18 | Mar 31, 2021 |
| A••••••• C••••• L•• | Hedge Fund | $39.9M | 9 | Mar 31, 2021 |
| A••••••• P•••••• E••••• 2••• L•• | Private Equity Fund | $15.0M | 5 | Mar 24, 2022 |
| A••••••• P•••••• E••••• 2•••• L•• | Private Equity Fund | $2.9M | 3 | Mar 22, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• D•••••• J••••• · Chief Compliance Officer And Head Of Finance And Operationscontrolsince 07/2021 · owns less than 5%
- G•••••••• A••••• N•••••• · Chief Investment Officercontrolsince 10/2020 · owns 75% or more
Related persons
Schedule D 7.A
- A••••••• C•• L••pooled vehicle sponsorn
- A••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 5, 2026RAUM (Item 5.F) moved from $542,992,081 to $394,500,723 (-27.0%) between the annual amendments of 2025-03-20 and 2026-03-05; the peer median change was +4.0% (1147 comparable advisers, 10.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 9.8% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 8Mar 20, 2025 to Mar 5, 2026
- HNW clients · 6.0 to unsetMar 20, 2025 to Mar 5, 2026
- Pooled vehicle clients · 6 to 7Mar 20, 2025 to Mar 5, 2026
- Private funds · 6 to 7Mar 20, 2025 to Mar 5, 2026
- Discretionary RAUM · $529M to $391MMar 20, 2025 to Mar 5, 2026
- HNW RAUM · $14.0M to $3.1MMar 20, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $14.0M to $3.1MMar 20, 2025 to Mar 5, 2026
- Pooled vehicle RAUM · $529M to $391MMar 20, 2025 to Mar 5, 2026
- RAUM · $543M to $395MMar 20, 2025 to Mar 5, 2026
- Accounts · 7 to 12Jan 29, 2025 to Mar 20, 2025
- HNW clients · unset to 6.0Jan 29, 2025 to Mar 20, 2025
- Financial planning clients · unset to Jan 29, 2025 to Mar 20, 2025
- Discretionary RAUM · $531M to $529MJan 29, 2025 to Mar 20, 2025
- HNW RAUM · $2.3M to $14.0MJan 29, 2025 to Mar 20, 2025
- Non-discretionary RAUM · $0 to $14.0MJan 29, 2025 to Mar 20, 2025
- Pooled vehicle RAUM · $529M to $529MJan 29, 2025 to Mar 20, 2025
- RAUM · $531M to $543MJan 29, 2025 to Mar 20, 2025
- Accounts · 5 to 7Mar 24, 2023 to Mar 22, 2024
- Advisory employees · 1 to 2Mar 24, 2023 to Mar 22, 2024
- Pooled vehicle clients · 5 to 6Mar 24, 2023 to Mar 22, 2024
- Employees · 3 to 4Mar 24, 2023 to Mar 22, 2024
- Private funds · 5 to 6Mar 24, 2023 to Mar 22, 2024
- Discretionary RAUM · $515M to $531MMar 24, 2023 to Mar 22, 2024
- HNW RAUM · unset to 2335068.0Mar 24, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $515M to $529MMar 24, 2023 to Mar 22, 2024
- RAUM · $515M to $531MMar 24, 2023 to Mar 22, 2024
- Advisory employees · 2 to 1Jul 12, 2022 to Mar 24, 2023
- Employees · 4 to 3Jul 12, 2022 to Mar 24, 2023
- Discretionary RAUM · $548M to $515MJul 12, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $548M to $515MJul 12, 2022 to Mar 24, 2023
- RAUM · $548M to $515MJul 12, 2022 to Mar 24, 2023
- Discretionary RAUM · $563M to $548MDec 16, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $563M to $548MDec 16, 2021 to Mar 24, 2022
- RAUM · $563M to $548MDec 16, 2021 to Mar 24, 2022
- HQ city · unset to PHILADELPHIAJul 20, 2021 to Dec 16, 2021
- HQ state · unset to PAJul 20, 2021 to Dec 16, 2021
- Employees · 3 to 4Apr 1, 2021 to Jul 20, 2021
- Accounts · unset to 5.0Nov 16, 2020 to Mar 31, 2021
- Pooled vehicle clients · unset to 5.0Nov 16, 2020 to Mar 31, 2021
- Private funds · unset to 5Nov 16, 2020 to Mar 31, 2021
Signals
3 dated events
- A•••••••• L•• reported RAUM $394.5M, down 27% from $543.0M (2025-03-20 to 2026-03-05)Mar 5, 2026 · RAUM change · derived
- Lee Thomas Nicholson (Performance Analyst And Alternative Regulatory Contact) no longer on Schedule A of A•••••••• L•• (listed 2020-11-16, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- A•••••••• L•• filed its initial SEC registration (Form ADV)Nov 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/attinger-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-600-1296reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026