DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• A• Y•••••• • A••••••••• L•••
Latest filing Feb 6, 2026
First filing on the tape Nov 18, 2020 · 8 filings
SEC status approved since Dec 18, 2020
RAUM
$202M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
47%
$94.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$101M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$202M as of Feb 6, 2026
Mar 9, 2021$128M then
HNW client RAUM$64.0M as of Feb 6, 2026
Mar 9, 2021$49.7M then
State-registered IARs (5.B.3)2 as of Feb 6, 2026
Mar 9, 20212 then
Employees (5.A)2 as of Feb 6, 2026
Mar 9, 20212 then
Private funds: no history
RAUM +46% over the last fiscal year+19% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $669,447derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $15.3M, 66 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$97.2M48%
- High-net-worth individuals$64.0M32%
- Individuals$30.6M15%
- Charitable organizations$8.7M4.3%
- Pension and profit-sharing plans$1.6M0.8%
- Individual clients
- 87reported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 302reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.3M for 66 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.47 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• L••• G••••• | Fairbanks, Ak | Dec 22, 2020 | 21 y | 1 |
| P••• A••••• Y••••••• J•• | Fairbanks, Ak | Dec 22, 2020 | 39 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• L••• G••••• from A•••••• P•••••••• L••Dec 22, 2020 · RIA to a newly registered adviser
- P••• A••••• Y••••••• J•• from A•••••• P•••••••• L••Dec 22, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• J••••• L••• · Chief Compliance Officercontrolsince 11/2020 · owns 10% to 25%
- Y••••••• J••• P•••• A••••• · Elected Member And Equity Ownercontrolsince 04/1987 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairbanks, Ak | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Feb 6, 2026custody of client assets (Item 9.A): no on the filing of 2025-01-15, yes on the filing of 2026-02-06peers: independent wealth managers, $100M to $500M (5,678)
- RAUM up 25 %Change between filings · filing Feb 6, 2026RAUM (Item 5.F) moved from $138,505,115 to $202,173,074 (+46.0%) between the annual amendments of 2025-01-15 and 2026-02-06; the peer median change was +15.0% (4549 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 299 to 302Jan 15, 2025 to Feb 6, 2026
- HNW clients · 23 to 26Jan 15, 2025 to Feb 6, 2026
- Individual clients · 90 to 87Jan 15, 2025 to Feb 6, 2026
- Assets in custody · $35.5M to $15.3MJan 15, 2025 to Feb 6, 2026
- Custody of client assets · false to trueJan 15, 2025 to Feb 6, 2026
- Discretionary RAUM · $139M to $202MJan 15, 2025 to Feb 6, 2026
- HNW RAUM · $53.3M to $64.0MJan 15, 2025 to Feb 6, 2026
- Individual RAUM · $30.6M to $30.6MJan 15, 2025 to Feb 6, 2026
- Pension RAUM · $1.5M to $1.6MJan 15, 2025 to Feb 6, 2026
- RAUM · $139M to $202MJan 15, 2025 to Feb 6, 2026
- Accounts · 290 to 299Jan 24, 2024 to Jan 15, 2025
- Individual clients · 89 to 90Jan 24, 2024 to Jan 15, 2025
- Assets in custody · $15.4M to $35.5MJan 24, 2024 to Jan 15, 2025
- Custody of client assets · true to falseJan 24, 2024 to Jan 15, 2025
- Financial planning clients · 0 to 0Jan 24, 2024 to Jan 15, 2025
- HQ city · unset to Jan 24, 2024 to Jan 15, 2025
- HQ state · unset to Jan 24, 2024 to Jan 15, 2025
- Discretionary RAUM · $124M to $139MJan 24, 2024 to Jan 15, 2025
- HNW RAUM · $47.5M to $53.3MJan 24, 2024 to Jan 15, 2025
- Individual RAUM · $30.4M to $30.6MJan 24, 2024 to Jan 15, 2025
- Pension RAUM · $1.2M to $1.5MJan 24, 2024 to Jan 15, 2025
- RAUM · $124M to $139MJan 24, 2024 to Jan 15, 2025
- Accounts · 289 to 290Jan 31, 2023 to Jan 24, 2024
- HNW clients · 19 to 23Jan 31, 2023 to Jan 24, 2024
- Individual clients · 94 to 89Jan 31, 2023 to Jan 24, 2024
- Assets in custody · $40.0M to $15.4MJan 31, 2023 to Jan 24, 2024
- Discretionary RAUM · $120M to $124MJan 31, 2023 to Jan 24, 2024
- HNW RAUM · $41.7M to $47.5MJan 31, 2023 to Jan 24, 2024
- Individual RAUM · $32.8M to $30.4MJan 31, 2023 to Jan 24, 2024
- Pension RAUM · $1.1M to $1.2MJan 31, 2023 to Jan 24, 2024
- RAUM · $120M to $124MJan 31, 2023 to Jan 24, 2024
- Accounts · 274 to 289Sep 26, 2022 to Jan 31, 2023
- HNW clients · 25 to 19Sep 26, 2022 to Jan 31, 2023
- Individual clients · 89 to 94Sep 26, 2022 to Jan 31, 2023
- Assets in custody · $47.0M to $40.0MSep 26, 2022 to Jan 31, 2023
- Discretionary RAUM · $127M to $120MSep 26, 2022 to Jan 31, 2023
- HNW RAUM · $51.2M to $41.7MSep 26, 2022 to Jan 31, 2023
- Individual RAUM · $27.7M to $32.8MSep 26, 2022 to Jan 31, 2023
- Pension RAUM · unset to 1059826.0Sep 26, 2022 to Jan 31, 2023
- RAUM · $127M to $120MSep 26, 2022 to Jan 31, 2023
Signals
1 dated events
- P••• A• Y•••••• • A••••••••• L••• filed its initial SEC registration (Form ADV)Nov 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- p•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 907-452-4250reportedpublic record, Form ADV, Feb 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $101Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026