DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••• A•••• I••••••••• L•••
Latest filing Mar 19, 2026
First filing on the tape Jan 15, 2021 · 12 filings
SEC status approved since Feb 16, 2021
RAUM
$752M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$752M as of Mar 19, 2026
Mar 22, 2022$261M then
HNW client RAUM$1.0M as of Mar 29, 2024
Mar 24, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 22, 20220 then
Employees (5.A)5 as of Mar 19, 2026
Mar 22, 20224 then
Private funds1 as of Mar 19, 2026
Mar 31, 20251 then
RAUM +195% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $125MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +195%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$481M64%
- Pooled investment vehicles$271M36%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=0.36 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••• Y•••••• N•• · Managing Partner, Cio & Ccocontrolsince 10/2020 · owns 75% or more
- G••• Y•••••• N•• · Presidentcontrolsince 10/2020 · owns 75% or more of B••••• A•••• M••••••••• L••
Entity owners
- B••••• A•••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 19, 2026RAUM (Item 5.F) moved from $254,900,723 to $751,940,092 (+195.0%) between the annual amendments of 2025-03-31 and 2026-03-19; the peer median change was +12.0% (87 comparable advisers, 97.0th percentile of changes)peers: other advisers, $500M to $1B (87) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 5 to 6Jul 21, 2025 to Mar 19, 2026
- Pooled vehicle clients · 3 to 4Jul 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $434M to $752MJul 21, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $254M to $271MJul 21, 2025 to Mar 19, 2026
- RAUM · $434M to $752MJul 21, 2025 to Mar 19, 2026
- Accounts · 4 to 5Mar 31, 2025 to Jul 21, 2025
- Pooled vehicle clients · 2 to 3Mar 31, 2025 to Jul 21, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 21, 2025
- Discretionary RAUM · $255M to $434MMar 31, 2025 to Jul 21, 2025
- Pooled vehicle RAUM · $65.6M to $254MMar 31, 2025 to Jul 21, 2025
- RAUM · $255M to $434MMar 31, 2025 to Jul 21, 2025
- Corporate clients · 1 to 2Jun 14, 2024 to Mar 31, 2025
- HNW clients · 1.0 to unsetJun 14, 2024 to Mar 31, 2025
- Private funds · unset to 1Jun 14, 2024 to Mar 31, 2025
- Discretionary RAUM · $223M to $255MJun 14, 2024 to Mar 31, 2025
- HNW RAUM · 1000000.0 to unsetJun 14, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $215M to $65.6MJun 14, 2024 to Mar 31, 2025
- RAUM · $223M to $255MJun 14, 2024 to Mar 31, 2025
- Accounts · 3 to 4Jul 31, 2023 to Mar 29, 2024
- Charity clients · 0.0 to unsetJul 31, 2023 to Mar 29, 2024
- Corporate clients · 0 to 1Jul 31, 2023 to Mar 29, 2024
- HNW clients · 0 to 1Jul 31, 2023 to Mar 29, 2024
- Individual clients · 0.0 to unsetJul 31, 2023 to Mar 29, 2024
- Pension plan clients · 0.0 to unsetJul 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 0 to 2Jul 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $225M to $223MJul 31, 2023 to Mar 29, 2024
- HNW RAUM · $0 to $1.0MJul 31, 2023 to Mar 29, 2024
- Individual RAUM · 0.0 to unsetJul 31, 2023 to Mar 29, 2024
- Pension RAUM · 0.0 to unsetJul 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $0 to $215MJul 31, 2023 to Mar 29, 2024
- RAUM · $225M to $223MJul 31, 2023 to Mar 29, 2024
- Advisory employees · 2 to 4Mar 24, 2023 to Jul 31, 2023
- Accounts · 1 to 3Mar 24, 2023 to Jul 31, 2023
- Discretionary RAUM · $500M to $225MMar 24, 2023 to Jul 31, 2023
- RAUM · $500M to $225MMar 24, 2023 to Jul 31, 2023
- Charity clients · unset to 0.0Aug 1, 2022 to Mar 24, 2023
- Corporate clients · unset to 0.0Aug 1, 2022 to Mar 24, 2023
- HNW clients · unset to 0.0Aug 1, 2022 to Mar 24, 2023
- Individual clients · unset to 0.0Aug 1, 2022 to Mar 24, 2023
- Pension plan clients · unset to 0.0Aug 1, 2022 to Mar 24, 2023
Signals
6 dated events
- B••••• A•••• I••••••••• L••• reported RAUM $751.9M, up 73% from $433.9M (2025-07-21 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- B••••• A•••• I••••••••• L••• reported RAUM $433.9M, up 70% from $254.9M (2025-03-31 to 2025-07-21)Jul 21, 2025 · RAUM change · derived
- B••••• A•••• I••••••••• L••• reported RAUM $225.4M, down 55% from $500.0M (2023-03-24 to 2023-07-31)Jul 31, 2023 · RAUM change · derived
- B••••• A•••• I••••••••• L••• reported RAUM $471.1M, up 81% from $260.8M (2022-05-10 to 2022-08-01)Aug 1, 2022 · RAUM change · derived
- B••••• A•••• I••••••••• L••• reported RAUM $260.8M, up 74% from $150.0M (2021-06-09 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- B••••• A•••• I••••••••• L••• filed its initial SEC registration (Form ADV)Jan 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/banyan-alpha-investment-lpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-254-6608reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026