DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V•••••• P•••••• W••••• L••
Latest filing Mar 27, 2026
First filing on the tape Dec 3, 2020 · 13 filings
SEC status approved since Apr 21, 2023
RAUM
$159M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
99%
$157M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$79.3M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$159M as of Mar 27, 2026
Feb 1, 2024$127M then
HNW client RAUM$156M as of Mar 27, 2026
Feb 1, 2024$119M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Feb 1, 20241 then
Employees (5.A)3 as of Mar 27, 2026
Feb 1, 20241 then
Private funds: no history
RAUM +9.6% over the last fiscal yearIARs 1 to 2offices 0 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.7MderivedHNW RAUM over HNW clients
- Average account
- $773,859derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $19.8M, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$156M98%
- Individuals$1.5M1.0%
- Charitable organizations$1.3M0.8%
- Individual clients
- n/areported
- HNW clients
- 33reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 205reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.8M for 16 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•• L•• B•••Certified Financial Planner, Chartered Financial Analyst | Denver, Co | Jan 14, 2021 | 15 y | 2 |
| M•••••• F•••• | Denver, Co | Mar 19, 2026 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•• L•• B••• from S••••••••• P•••••• C•••••• M••••••••• L••Jan 14, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• A••• L•• · Managing Member & Chief Compliance Officercontrolsince 11/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Feb 18, 2026 to Mar 27, 2026
- State-registered IARs · 1 to 2Feb 18, 2026 to Mar 27, 2026
- Other offices · 0 to 2Feb 18, 2026 to Mar 27, 2026
- Accounts · 192 to 205Jan 22, 2025 to Feb 18, 2026
- Charity clients · 2.0 to unsetJan 22, 2025 to Feb 18, 2026
- HNW clients · 30 to 33Jan 22, 2025 to Feb 18, 2026
- Individual clients · 3.0 to unsetJan 22, 2025 to Feb 18, 2026
- Assets in custody · unset to 19825000.0Jan 22, 2025 to Feb 18, 2026
- Custody of client assets · false to trueJan 22, 2025 to Feb 18, 2026
- Employees · 1 to 3Jan 22, 2025 to Feb 18, 2026
- Discretionary RAUM · $130M to $146MJan 22, 2025 to Feb 18, 2026
- HNW RAUM · $138M to $156MJan 22, 2025 to Feb 18, 2026
- Individual RAUM · $1.3M to $1.5MJan 22, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $14.6M to $12.2MJan 22, 2025 to Feb 18, 2026
- RAUM · $145M to $159MJan 22, 2025 to Feb 18, 2026
- Accounts · 154 to 192Feb 1, 2024 to Jan 22, 2025
- HNW clients · 26 to 30Feb 1, 2024 to Jan 22, 2025
- Individual clients · 6 to 3Feb 1, 2024 to Jan 22, 2025
- Financial planning clients · 11-25 to 11-25Feb 1, 2024 to Jan 22, 2025
- Discretionary RAUM · $125M to $130MFeb 1, 2024 to Jan 22, 2025
- HNW RAUM · $119M to $138MFeb 1, 2024 to Jan 22, 2025
- Individual RAUM · $2.4M to $1.3MFeb 1, 2024 to Jan 22, 2025
- Non-discretionary RAUM · $2.2M to $14.6MFeb 1, 2024 to Jan 22, 2025
- RAUM · $127M to $145MFeb 1, 2024 to Jan 22, 2025
- Accounts · 147 to 154Apr 28, 2023 to Feb 1, 2024
- HNW clients · 22 to 26Apr 28, 2023 to Feb 1, 2024
- Individual clients · 4 to 6Apr 28, 2023 to Feb 1, 2024
- Financial planning clients · 1-10 to 11-25Apr 28, 2023 to Feb 1, 2024
- Discretionary RAUM · $114M to $125MApr 28, 2023 to Feb 1, 2024
- HNW RAUM · $109M to $119MApr 28, 2023 to Feb 1, 2024
- Individual RAUM · $2.0M to $2.4MApr 28, 2023 to Feb 1, 2024
- Non-discretionary RAUM · $3.1M to $2.2MApr 28, 2023 to Feb 1, 2024
- RAUM · $117M to $127MApr 28, 2023 to Feb 1, 2024
- Accounts · 79 to 147Apr 28, 2021 to Mar 24, 2023
- Charity clients · 0 to 2Apr 28, 2021 to Mar 24, 2023
- Corporate clients · 1 to 0Apr 28, 2021 to Mar 24, 2023
- HNW clients · 14 to 22Apr 28, 2021 to Mar 24, 2023
- Financial planning clients · 0 to 1-10Apr 28, 2021 to Mar 24, 2023
- Discretionary RAUM · $58.4M to $114MApr 28, 2021 to Mar 24, 2023
- HNW RAUM · $68.1M to $109MApr 28, 2021 to Mar 24, 2023
Signals
1 dated events
- V•••••• P•••••• W••••• L•• filed its initial SEC registration (Form ADV)Dec 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ventanaprivatewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-764-7200reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ventanaprivatewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (720) 764-7200reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026