DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••••• L••
Latest filing Mar 18, 2026
First filing on the tape Jan 27, 2021 · 9 filings
SEC status approved since Mar 1, 2021
RAUM
$571M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$571M as of Mar 18, 2026
Mar 31, 2022$50.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 31, 20220 then
Employees (5.A)6 as of Mar 18, 2026
Mar 31, 20226 then
Private funds1 as of Mar 18, 2026
Mar 31, 20223 then
RAUM +10% over the last fiscal year+90% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $571M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$571M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $571M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• G••••• M••••• | Hedge Fund | $417M | 68 | Mar 31, 2022 |
| P•••••• G••••• I••••••••• | Hedge Fund | $76.3M | 32 | Mar 31, 2022 |
| P•••••• G••••• I••••••••• F•••• L• | Hedge Fund | $6.5M | 15 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• S••••• G••••••• · Director And Ccocontrolsince 03/2024 · owns less than 5%
- T•••••• J•••••••• I••••• · Chief Investment Officer, Member And Directorcontrolsince 07/2019 · owns 75% or more
- W••••••••• P•••••• A••••• · Member & Directorsince 08/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
- P•••••• C•••••• G• L••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Mar 26, 2025 to Mar 18, 2026
- Assets in custody · $517M to $571MMar 26, 2025 to Mar 18, 2026
- Employees · 7 to 6Mar 26, 2025 to Mar 18, 2026
- Discretionary RAUM · $517M to $571MMar 26, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $517M to $571MMar 26, 2025 to Mar 18, 2026
- RAUM · $517M to $571MMar 26, 2025 to Mar 18, 2026
- Assets in custody · $417M to $517MMar 25, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 26, 2025
- HQ state · unset to Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $417M to $517MMar 25, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $417M to $517MMar 25, 2024 to Mar 26, 2025
- RAUM · $417M to $517MMar 25, 2024 to Mar 26, 2025
- Advisory employees · 4 to 5Mar 21, 2023 to Mar 25, 2024
- Assets in custody · $83.0M to $417MMar 21, 2023 to Mar 25, 2024
- Private funds · 3 to 1Mar 21, 2023 to Mar 25, 2024
- Discretionary RAUM · $82.9M to $417MMar 21, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $82.9M to $417MMar 21, 2023 to Mar 25, 2024
- RAUM · $82.9M to $417MMar 21, 2023 to Mar 25, 2024
- Related bank · false to trueMar 21, 2023 to Mar 25, 2024
- Accounts · 2 to 3Jun 26, 2022 to Mar 21, 2023
- Advisory employees · 3 to 4Jun 26, 2022 to Mar 21, 2023
- Pooled vehicle clients · 2 to 3Jun 26, 2022 to Mar 21, 2023
- Assets in custody · $50.7M to $83.0MJun 26, 2022 to Mar 21, 2023
- Employees · 6 to 7Jun 26, 2022 to Mar 21, 2023
- Discretionary RAUM · $50.7M to $82.9MJun 26, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $50.7M to $82.9MJun 26, 2022 to Mar 21, 2023
- RAUM · $50.7M to $82.9MJun 26, 2022 to Mar 21, 2023
- Accounts · 0 to 2Feb 23, 2021 to Mar 31, 2022
- Advisory employees · 1 to 3Feb 23, 2021 to Mar 31, 2022
- Advisory activities · 2 to 1Feb 23, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 2.0Feb 23, 2021 to Mar 31, 2022
- Assets in custody · unset to 50705368.0Feb 23, 2021 to Mar 31, 2022
- Custody of client assets · false to trueFeb 23, 2021 to Mar 31, 2022
- Employees · 4 to 6Feb 23, 2021 to Mar 31, 2022
- State-registered IARs · 1 to 0Feb 23, 2021 to Mar 31, 2022
- Private funds · unset to 3Feb 23, 2021 to Mar 31, 2022
- Discretionary RAUM · $0 to $50.7MFeb 23, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · unset to 50705368.0Feb 23, 2021 to Mar 31, 2022
- RAUM · $0 to $50.7MFeb 23, 2021 to Mar 31, 2022
Signals
4 dated events
- P•••••• C•••••• L•• reported RAUM $416.7M, up 403% from $82.9M (2023-03-21 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Augustine Joseph Byrne (Chief Compliance Officer) no longer on Schedule A of P•••••• C•••••• L•• (listed 2023-03-21, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Augustine Joseph Byrne (Chief Compliance Officer) appeared on Schedule A of P•••••• C•••••• L••Jun 26, 2022 · Control person joined · fact
- P•••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jan 27, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/prevatt-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646 652 0738reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026