DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• G••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Dec 14, 2020 · 13 filings
SEC status approved since Jan 13, 2021
RAUM
$4.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$4.3B as of Mar 31, 2026
Mar 17, 2022$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 17, 20220 then
Employees (5.A)3 as of Mar 31, 2026
Mar 17, 20224 then
Private funds1 as of Mar 31, 2026
Mar 17, 20221 then
RAUM +34% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••••• O•• L• | Hedge Fund | $3.0B | 92 | May 12, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• E••••• N•• · Cco/Coo/Cfocontrolsince 05/2023 · owns less than 5%
- S••• G••••• N•••• · Chief Investment Officer/ Limited Partnercontrolsince 04/2020 · owns 75% or more
- S••• G••••• N•••• · Principal And Managing Membercontrolsince 04/2020 · owns 75% or more of V•••••• G••••• M••••••••• G• L••
Entity owners
- V•••••• G••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- V•••••• O•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $2.0B to $1.8BJul 17, 2025 to Mar 31, 2026
- Employees · 4 to 3Jul 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.2B to $4.3BJul 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.2B to $4.3BJul 17, 2025 to Mar 31, 2026
- RAUM · $3.2B to $4.3BJul 17, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 19, 2025 to Jul 17, 2025
- Advisory employees · 3 to 2Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $1.9B to $2.0BMar 28, 2024 to Mar 31, 2025
- Other offices · 0 to 1Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.0B to $3.2BMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.0B to $3.2BMar 28, 2024 to Mar 31, 2025
- RAUM · $3.0B to $3.2BMar 28, 2024 to Mar 31, 2025
- Assets in custody · $1.4B to $1.9BMay 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.3B to $3.0BMay 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.3B to $3.0BMay 5, 2023 to Mar 28, 2024
- RAUM · $2.3B to $3.0BMay 5, 2023 to Mar 28, 2024
- Assets in custody · $964M to $1.4BMay 18, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.6B to $2.3BMay 18, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.6B to $2.3BMay 18, 2022 to Mar 27, 2023
- RAUM · $1.6B to $2.3BMay 18, 2022 to Mar 27, 2023
- Assets in custody · $390M to $964MMay 12, 2021 to Mar 17, 2022
- Discretionary RAUM · $749M to $1.6BMay 12, 2021 to Mar 17, 2022
- Pooled vehicle RAUM · $749M to $1.6BMay 12, 2021 to Mar 17, 2022
- RAUM · $749M to $1.6BMay 12, 2021 to Mar 17, 2022
- Accounts · unset to 3.0Jan 14, 2021 to May 12, 2021
- Pooled vehicle clients · unset to 3.0Jan 14, 2021 to May 12, 2021
- Assets in custody · unset to 389966374.0Jan 14, 2021 to May 12, 2021
- Custody of client assets · false to trueJan 14, 2021 to May 12, 2021
- Private funds · unset to 1Jan 14, 2021 to May 12, 2021
- Discretionary RAUM · unset to 749483537.0Jan 14, 2021 to May 12, 2021
- Non-discretionary RAUM · unset to 0.0Jan 14, 2021 to May 12, 2021
- Pooled vehicle RAUM · unset to 749483537.0Jan 14, 2021 to May 12, 2021
- RAUM · unset to 749483537.0Jan 14, 2021 to May 12, 2021
- Advisory employees · 1 to 3Dec 15, 2020 to Jan 14, 2021
- Employees · 2 to 4Dec 15, 2020 to Jan 14, 2021
- HQ city · unset to NEW YORKDec 15, 2020 to Jan 14, 2021
- HQ state · unset to NYDec 15, 2020 to Jan 14, 2021
Signals
7 dated events
- V•••••• G••••• M••••••••• L• reported RAUM $4.3B, up 34% from $3.2B (2025-07-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- V•••••• G••••• M••••••••• L• reported RAUM $3.0B, up 29% from $2.3B (2023-05-05 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Nmn Evans Apeadu (Cco/Coo/Cfo) appeared on Schedule A of V•••••• G••••• M••••••••• L•May 5, 2023 · Control person joined · fact
- Stuart Carly Pollock (Cco/Coo/Cfo) no longer on Schedule A of V•••••• G••••• M••••••••• L• (listed 2023-03-27, absent 2023-05-05)May 5, 2023 · Control person left · inference
- V•••••• G••••• M••••••••• L• reported RAUM $2.3B, up 44% from $1.6B (2022-05-18 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- V•••••• G••••• M••••••••• L• reported RAUM $1.6B, up 114% from $749.5M (2021-05-12 to 2022-03-17)Mar 17, 2022 · RAUM change · derived
- V•••••• G••••• M••••••••• L• filed its initial SEC registration (Form ADV)Dec 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- v•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 680-4560reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026