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Former SEC-registered adviser

E••••• N••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 311998SEC 801-120068IAPD
Latest filing Mar 31, 2023
First filing on the tape Dec 1, 2020 · 8 filings
RAUM
$300M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$300M gross assets
History
8 filings and snapshots on the tape
RAUM$300M as of Mar 31, 2023
Mar 31, 2022$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 31, 20220 then
Employees (5.A)33 as of Mar 31, 2023
Mar 31, 202243 then
Private funds1 as of Mar 31, 2023
Mar 31, 20221 then
RAUM +8.9% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$100.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+8.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$300M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E••••• N•• 1• P•••••••• T•••• V•••• M••••• F•••• L•Hedge Fund$300M15May 4, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• J•••••••• L••• · Chief Executive Officercontrol
        since 11/2020 · owns less than 5%
      • K••••••• S•••••• A•• · Chief Financial Officercontrol
        since 05/2021 · owns less than 5%
      • S••••••••• N•••• N•• · General Counsel & Chief Compliance Officercontrol
        since 05/2021 · owns less than 5%
      • S••••• D••••• P•••• · Chief Operating Officercontrol
        since 11/2020 · owns less than 5%
      • J••••• C••••••••• M•••••• · Limited Partnercontrol
        since 11/2020 · owns 75% or more of E••••• N•• 1• L•
      Entity owners
      • E••••• N•• 1• L• · Managing Member
        direct · owns 75% or more
      • E••••• N•• 1• G• L•• · General Partner
        indirect · owns F of E••••• N•• 1• L•
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list E••••• N••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY10 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 11
        Apr 29, 2022 to Mar 31, 2023
      • Employees · 43 to 33
        Apr 29, 2022 to Mar 31, 2023
      • Other offices · 0 to 1
        Apr 29, 2022 to Mar 31, 2023
      • Discretionary RAUM · $275M to $300M
        Apr 29, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $275M to $300M
        Apr 29, 2022 to Mar 31, 2023
      • RAUM · $275M to $300M
        Apr 29, 2022 to Mar 31, 2023
      • Accounts · 2 to 3
        Jun 10, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 2 to 3
        Jun 10, 2021 to Mar 31, 2022
      • Employees · 22 to 43
        Jun 10, 2021 to Mar 31, 2022
      • Discretionary RAUM · $240M to $275M
        Jun 10, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $240M to $275M
        Jun 10, 2021 to Mar 31, 2022
      • RAUM · $240M to $275M
        Jun 10, 2021 to Mar 31, 2022
      • Accounts · unset to 2.0
        Dec 11, 2020 to May 4, 2021
      • Advisory employees · 5 to 10
        Dec 11, 2020 to May 4, 2021
      • Pooled vehicle clients · unset to 2.0
        Dec 11, 2020 to May 4, 2021
      • Employees · 5 to 22
        Dec 11, 2020 to May 4, 2021
      • Private funds · unset to 1
        Dec 11, 2020 to May 4, 2021
      • Discretionary RAUM · unset to 240000000.0
        Dec 11, 2020 to May 4, 2021
      • Non-discretionary RAUM · unset to 0.0
        Dec 11, 2020 to May 4, 2021
      • Pooled vehicle RAUM · unset to 240000000.0
        Dec 11, 2020 to May 4, 2021
      • RAUM · unset to 240000000.0
        Dec 11, 2020 to May 4, 2021
      • Related bank · false to true
        Dec 11, 2020 to May 4, 2021
      • Business name · E••••• N•• 1• M••••••••• L•• to E••••• N••• L••
        Dec 2, 2020 to Dec 11, 2020
      • Legal name · E••••• N•• 1• M••••••••• L•• to E••••• N••• L••
        Dec 2, 2020 to Dec 11, 2020
      Signals
      4 dated events
      • Nicki Elli Kavros (Managing Director, Operations) no longer on Schedule A of E••••• N••• L•• (listed 2022-04-29, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • Ann Sandra Kim-Suk (Chief Financial Officer) appeared on Schedule A of E••••• N••• L••
        Jun 10, 2021 · Control person joined · fact
      • Nick Saint-Victor (General Counsel & Chief Compliance Officer) appeared on Schedule A of E••••• N••• L••
        Jun 10, 2021 · Control person joined · fact
      • E••••• N•• 1• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 1, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026