DFX Intelligence
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T•• M••••••••• L••
Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Somerville, Massachusetts
Asset manager (funds and pooled vehicles), based in Somerville, Massachusetts, reporting $198M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $198M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +11%
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
custody of client assets (Item 9.A): yes on the filing of 2025-02-19, no on the filing of 2026-03-31
custody of client assets (Item 9.A) 0- Contact points 1
Every filed figure, and the identifiersCRD 312132 · SEC 801-121579 · 8 filingsShowHide
CRD 312132SEC 801-121579First filing on the tape May 24, 2021, latest Mar 31, 2026SEC status approved since Jun 23, 2021IAPD
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$198M as of Mar 31, 2026
Mar 28, 2022$97.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20220 then
Employees (5.A)2 as of Mar 31, 2026
Mar 28, 20222 then
Private funds2 as of Mar 31, 2026
Mar 28, 20221 then
RAUM +11% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$171M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.86 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• C•••••• P•••••••• L••• | Hedge Fund | $157M | 28 | Feb 24, 2021 |
| C•••••• P•••••••• L••• • T•• S••••• | Hedge Fund | $14.1M | 2 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• A•••• M••• · Managing Member, Ccocontrolsince 01/2021 · owns 50% to 75%
- F•••••• M••••••• L••••••• · Managing Membercontrolsince 01/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- T•• I••••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-02-19, no on the filing of 2026-03-31peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Assets in custody · 93314313.0 to unsetFeb 19, 2025 to Mar 31, 2026
- Custody of client assets · true to falseFeb 19, 2025 to Mar 31, 2026
- Private funds · 1 to 2Feb 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $179M to $198MFeb 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $156M to $171MFeb 19, 2025 to Mar 31, 2026
- RAUM · $179M to $198MFeb 19, 2025 to Mar 31, 2026
- Pooled vehicle clients · 1 to 2Feb 22, 2024 to Feb 19, 2025
- Financial planning clients · unset to Feb 22, 2024 to Feb 19, 2025
- Other offices · 0 to 1Feb 22, 2024 to Feb 19, 2025
- Discretionary RAUM · $117M to $179MFeb 22, 2024 to Feb 19, 2025
- Pooled vehicle RAUM · $93.3M to $156MFeb 22, 2024 to Feb 19, 2025
- RAUM · $117M to $179MFeb 22, 2024 to Feb 19, 2025
- Accounts · 2 to 3Sep 5, 2023 to Feb 22, 2024
- Assets in custody · $61.3M to $93.3MSep 5, 2023 to Feb 22, 2024
- HQ city · unset to SOMERVILLESep 5, 2023 to Feb 22, 2024
- HQ state · unset to MASep 5, 2023 to Feb 22, 2024
- Discretionary RAUM · $77.1M to $117MSep 5, 2023 to Feb 22, 2024
- Pooled vehicle RAUM · $61.3M to $93.3MSep 5, 2023 to Feb 22, 2024
- RAUM · $77.1M to $117MSep 5, 2023 to Feb 22, 2024
- Accounts · 3 to 2Aug 1, 2022 to Feb 8, 2023
- Assets in custody · $72.9M to $61.3MAug 1, 2022 to Feb 8, 2023
- Discretionary RAUM · $97.1M to $77.1MAug 1, 2022 to Feb 8, 2023
- Pooled vehicle RAUM · $72.9M to $61.3MAug 1, 2022 to Feb 8, 2023
- RAUM · $97.1M to $77.1MAug 1, 2022 to Feb 8, 2023
- Accounts · 2 to 3May 24, 2021 to Mar 28, 2022
- Assets in custody · $102M to $72.9MMay 24, 2021 to Mar 28, 2022
- Private funds · 2 to 1May 24, 2021 to Mar 28, 2022
- Discretionary RAUM · $122M to $97.1MMay 24, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $102M to $72.9MMay 24, 2021 to Mar 28, 2022
- RAUM · $122M to $97.1MMay 24, 2021 to Mar 28, 2022
Signals
3 dated events
- ••• LockedMar 31, 2026 · private fund first reported · fact
- ••• LockedMar 28, 2022 · ria registration change · fact
- ••• LockedMay 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026