DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• D••••• C•••••• I••••••••• M••••••••• I••
Legal name B•••• D••••• C•••••• I••••••••• M••••••••• L••
Latest filing Apr 3, 2026
First filing on the tape Apr 1, 2024 · 8 filings
SEC status approved since Sep 10, 2024
RAUM
$396M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
14 advisory (5.B.1)
Offices
24
beyond the principal office
Private funds
15
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$396M as of Apr 3, 2026
Mar 31, 2025$348M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 3, 2026
Mar 31, 20250 then
Employees (5.A)46 as of Apr 3, 2026
Mar 31, 202512 then
Private funds15 as of Apr 3, 2026
Mar 31, 202517 then
RAUM +14% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $26.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived25 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$396M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•• F••• I• C••••••• I• L• | Private Equity Fund | $241M | 12 | Jul 14, 2022 |
| B•••• D••••• C•••••• F••• I• L••• | Private Equity Fund | $78.1M | 26 | Jul 14, 2022 |
| B•••• D••••• C•••••• S••••• 1• L••• | Private Equity Fund | $53.0M | 7 | Jul 14, 2022 |
| B•••• D••••• C•••••• A••••••••• I•• L••• | Private Equity Fund | $15.8M | 5 | Apr 1, 2024 |
| B•••• D••••• C•••••• A••••••••• V• L••• | Private Equity Fund | $15.8M | 1 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 1• O•••••••• L••• | Private Equity Fund | $14.9M | 1 | Aug 28, 2024 |
| B•••• D••••• C•••••• A••••••••• I••• L••• | Private Equity Fund | $10.3M | 3 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 5•• L••• | Private Equity Fund | $7.7M | 4 | Aug 28, 2024 |
| B•••• D••••• C•••••• S••••• 1•• L••• | Private Equity Fund | $6.7M | 15 | Jul 14, 2022 |
| B•••• D••••• C•••••• S••••• 1••• L••• | Private Equity Fund | $2.7M | 13 | Jul 14, 2022 |
| B•••• D••••• C•••••• S••••• 7• L••• | Private Equity Fund | $1.2M | 6 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 1•• L••• | Private Equity Fund | $972,125 | 1 | Aug 28, 2024 |
| B•••• D••••• C•••••• A••••••••• I• L••• | Private Equity Fund | $937,190 | 6 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 3• L••• | Private Equity Fund | $707,545 | 4 | Apr 1, 2024 |
| B•••• D••••• C•••••• A••••••••• I•• L••• | Private Equity Fund | $275,000 | 2 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 1•• L••• | Private Equity Fund | $235,509 | 5 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 1•• L••• | Private Equity Fund | $18,116 | 6 | Apr 1, 2024 |
| B•••• D••••• C•••••• S••••• 1••• L••• | Private Equity Fund | $12,456 | 3 | Apr 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• A•• C••••••••• · General Counselcontrolsince 01/2022 · owns less than 5%
- H••••••••• L•••• · Chief Executive Officercontrolsince 03/2014 · owns 75% or more
- B•••••• W•••• C••••••••• · Chief Compliance Officersince 08/2023 · owns less than 5%
Related persons
Schedule D 7.A
- B• C•••••• G•• L••pooled vehicle sponsorn
- B•••• D••••• C•••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- B•••• D••••• C••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Lexington, NC1 employees
- Southlake, TX
- ,
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Apr 3, 2026employees (Item 5.A) moved from 12.0 to 46.0 (+283.0%) between the annual amendments of 2025-03-31 and 2026-04-03; the peer median change was 0.0% (393 comparable advisers, 100.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 17 to 15Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 12 to 14Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 17 to 15Mar 31, 2025 to Mar 30, 2026
- Assets in custody · unset to 395620659.0Mar 31, 2025 to Mar 30, 2026
- Employees · 12 to 46Mar 31, 2025 to Mar 30, 2026
- Private funds · 17 to 15Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $348M to $396MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $348M to $396MMar 31, 2025 to Mar 30, 2026
- RAUM · $348M to $396MMar 31, 2025 to Mar 30, 2026
- Accounts · 15 to 17Oct 1, 2024 to Mar 31, 2025
- Pooled vehicle clients · 15 to 17Oct 1, 2024 to Mar 31, 2025
- Assets in custody · 191769450.0 to unsetOct 1, 2024 to Mar 31, 2025
- Custody of client assets · true to falseOct 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 1, 2024 to Mar 31, 2025
- HQ city · unset to Oct 1, 2024 to Mar 31, 2025
- HQ state · unset to Oct 1, 2024 to Mar 31, 2025
- Private funds · 18 to 17Oct 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $453M to $348MOct 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $453M to $348MOct 1, 2024 to Mar 31, 2025
- RAUM · $453M to $348MOct 1, 2024 to Mar 31, 2025
- Private funds · 15 to 18May 1, 2024 to Aug 28, 2024
- Discretionary RAUM · $453M to $453MMay 1, 2024 to Aug 28, 2024
- Pooled vehicle RAUM · $453M to $453MMay 1, 2024 to Aug 28, 2024
- RAUM · $453M to $453MMay 1, 2024 to Aug 28, 2024
- Private funds · 30 to 15Apr 1, 2024 to May 1, 2024
Signals
1 dated events
- B•••• D••••• C•••••• I••••••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Apr 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B•••• D••••• C•••••• I••••••••• M••••••••• I•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-539-9415reportedpublic record, Form ADV, Apr 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026