DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Lab Quantitative Strategies, LLC

Asset manager (funds and pooled vehicles)Denver, ColoradoCRD 312409SEC 801-120394website IAPD

Latest filing Jul 28, 2026

First filing on the tape Jan 27, 2021 · 16 filings

SEC status approved since Feb 26, 2021

RAUM

$1.6B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$1.6B as of Jul 28, 2026

Mar 31, 2022$2.1B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jul 28, 2026

Mar 31, 20220 then

Employees (5.A)23 as of Jul 28, 2026

Mar 31, 202216 then

Private funds3 as of Jul 28, 2026

Mar 31, 20221 then

RAUM -3.9% over the last fiscal year-21% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 28, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $522MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -3.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.6B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Lab Qs Dynamic Equity Fund LP	Hedge Fund	$1.2B	30	Jan 27, 2021
Lab Qs Dynamic Equity Offshore Fund, LP	Hedge Fund	$341M	1	Apr 24, 2023

Owners and control persons

Schedule A and B, latest filing

Michael Kevin Bush · Chief Compliance Officer, General Counsel And Secretarycontrol
since 04/2021 · owns less than 5%
Sue Lesa Carpinello · Chief Operating Officercontrol
since 03/2023 · owns less than 5%
Edward Trent May · Chief Investment Officercontrol
since 03/2023 · owns less than 5%
Patrick Shane Mccarthy · Managing Directorcontrol
since 04/2023 · owns less than 5%
Michael William Small · Managing Directorcontrol
since 03/2023 · owns less than 5%
Edward Trent May · Membercontrol
since 03/2023 · owns 75% or more of Deer Creek Capital Partners LLC

Entity owners

Deer Creek Capital Partners LLC · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

Lab Quantitative Research, LLC
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Mar 30, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)
peers: asset managers, $1B to $5B (1,022) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 2 to 3
Nov 19, 2025 to Mar 30, 2026
Pooled vehicle clients · 2 to 3
Nov 19, 2025 to Mar 30, 2026
Employees · 25 to 23
Nov 19, 2025 to Mar 30, 2026
Discretionary RAUM · $1.6B to $1.6B
Nov 19, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $1.6B to $1.6B
Nov 19, 2025 to Mar 30, 2026
RAUM · $1.6B to $1.6B
Nov 19, 2025 to Mar 30, 2026
Private funds · 2 to 3
Mar 31, 2025 to Nov 19, 2025
Advisory employees · 13 to 12
Jul 23, 2024 to Mar 31, 2025
Employees · 27 to 25
Jul 23, 2024 to Mar 31, 2025
Financial planning clients · unset to
Jul 23, 2024 to Mar 31, 2025
Discretionary RAUM · $1.6B to $1.6B
Jul 23, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $1.6B to $1.6B
Jul 23, 2024 to Mar 31, 2025
RAUM · $1.6B to $1.6B
Jul 23, 2024 to Mar 31, 2025
Discretionary RAUM · $1.6B to $1.6B
Jan 30, 2024 to Mar 28, 2024
Pooled vehicle RAUM · $1.6B to $1.6B
Jan 30, 2024 to Mar 28, 2024
RAUM · $1.6B to $1.6B
Jan 30, 2024 to Mar 28, 2024
Accounts · 4 to 2
May 30, 2023 to Jan 30, 2024
Advisory employees · 11 to 13
May 30, 2023 to Jan 30, 2024
Advisory activities · 2 to 1
May 30, 2023 to Jan 30, 2024
Employees · 23 to 27
May 30, 2023 to Jan 30, 2024
Discretionary RAUM · $2.7B to $1.6B
May 30, 2023 to Jan 30, 2024
Non-discretionary RAUM · $17.8M to $0
May 30, 2023 to Jan 30, 2024
Pooled vehicle RAUM · $2.7B to $1.6B
May 30, 2023 to Jan 30, 2024
RAUM · $2.8B to $1.6B
May 30, 2023 to Jan 30, 2024
Accounts · 3 to 4
Mar 31, 2023 to Apr 24, 2023
Pooled vehicle clients · 1 to 2
Mar 31, 2023 to Apr 24, 2023
Employees · 20 to 23
Mar 31, 2023 to Apr 24, 2023
Private funds · 1 to 2
Mar 31, 2023 to Apr 24, 2023
Discretionary RAUM · $3.2B to $2.7B
Mar 31, 2023 to Apr 24, 2023
Non-discretionary RAUM · $71.8M to $17.8M
Mar 31, 2023 to Apr 24, 2023
Pooled vehicle RAUM · $3.2B to $2.7B
Mar 31, 2023 to Apr 24, 2023
RAUM · $3.2B to $2.8B
Mar 31, 2023 to Apr 24, 2023
Succession · true to false
Mar 31, 2023 to Apr 24, 2023
Accounts · 1 to 3
Oct 3, 2022 to Mar 31, 2023
Advisory activities · 1 to 2
Oct 3, 2022 to Mar 31, 2023
Assets in custody · unset to 0.0
Oct 3, 2022 to Mar 31, 2023
Employees · 16 to 20
Oct 3, 2022 to Mar 31, 2023
Discretionary RAUM · $2.1B to $3.2B
Oct 3, 2022 to Mar 31, 2023
Non-discretionary RAUM · $0 to $71.8M
Oct 3, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $2.1B to $3.2B
Oct 3, 2022 to Mar 31, 2023

Signals

11 dated events

Lab Quantitative Strategies, Llc reported RAUM $1.6B, down 43% from $2.8B (2023-05-30 to 2024-01-30)
Jan 30, 2024 · RAUM change · derived
E. Christine Pedersen (Chief Financial Officer) no longer on Schedule A of Lab Quantitative Strategies, Llc (listed 2023-05-30, absent 2024-01-30)
Jan 30, 2024 · Control person left · inference
Alexander Greyserman (Chief Portfolio Strategist) no longer on Schedule A of Lab Quantitative Strategies, Llc (listed 2023-05-30, absent 2024-01-30)
Jan 30, 2024 · Control person left · inference
Alexander Greyserman (Chief Portfolio Strategist) appeared on Schedule A of Lab Quantitative Strategies, Llc
May 30, 2023 · Control person joined · fact
Patrick Shane Mccarthy (Managing Director) appeared on Schedule A of Lab Quantitative Strategies, Llc
May 30, 2023 · Control person joined · fact
Lab Quantitative Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Mar 31, 2023 · Succession (Item 4) · fact
Lab Quantitative Strategies, Llc reported RAUM $3.2B, up 53% from $2.1B (2022-10-03 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Lab Quantitative Strategies, Llc reported RAUM $2.1B, up 193% from $720.0M (2021-04-09 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Carl James Christopher Welker (Chief Operating Officer) no longer on Schedule A of Lab Quantitative Strategies, Llc (listed 2021-04-09, absent 2022-03-31)
Mar 31, 2022 · Control person left · inference
M Kevin Bush (Chief Compliance Officer) appeared on Schedule A of Lab Quantitative Strategies, Llc
Apr 9, 2021 · Control person joined · fact
Lab Quantitative Strategies, Llc filed its initial SEC registration (Form ADV)
Jan 27, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/71379380/adminreportedpublic record, Form ADV, Sep 17, 2026
Website: lab-qs.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 720-826-0771reportedpublic record, Form ADV, Jul 28, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026