DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

I•• L••• C•••••• M••••••••• L••

Former SEC-registered adviserCRD 312535SEC 801-129995websiteIAPD
Latest filing Mar 7, 2025
First filing on the tape Mar 25, 2024 · 2 filings
SEC status approved since Apr 24, 2024
RAUM
$190M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$190M as of Mar 7, 2025
Mar 25, 2024$161M then
HNW client RAUM$0 as of Mar 7, 2025
Mar 25, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 7, 2025
Mar 25, 20240 then
Employees (5.A)1 as of Mar 7, 2025
Mar 25, 20241 then
Private funds1 as of Mar 7, 2025
Mar 25, 20242 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 7, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$190MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$190M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$190M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$190M for 1 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I•• L••• C••••••••• V•••• F•••• L•Other Private Fund$161M23Jan 29, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • K••••• R•••••• W••••••• · Managing Member & Chief Compliance Officercontrol
        since 07/2010 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $161M to $190M
        Mar 25, 2024 to Mar 7, 2025
      • Financial planning clients · unset to
        Mar 25, 2024 to Mar 7, 2025
      • HQ city · unset to
        Mar 25, 2024 to Mar 7, 2025
      • HQ state · unset to
        Mar 25, 2024 to Mar 7, 2025
      • Private funds · 2 to 1
        Mar 25, 2024 to Mar 7, 2025
      • Discretionary RAUM · $161M to $190M
        Mar 25, 2024 to Mar 7, 2025
      • Pooled vehicle RAUM · $161M to $190M
        Mar 25, 2024 to Mar 7, 2025
      • RAUM · $161M to $190M
        Mar 25, 2024 to Mar 7, 2025
      Signals
      2 dated events
      • I•• L••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $189.6M)
        Dec 20, 2025 · Left the SEC roster · derived
      • I•• L••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Mar 25, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ivylanecap.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026