DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• B••••••••• A••••••• L•
Latest filing Aug 27, 2026
First filing on the tape Jan 15, 2021 · 11 filings
SEC status approved since Feb 23, 2021
RAUM
$4.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$4.5B as of Aug 27, 2026
Mar 30, 2022$401M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 30, 20220 then
Employees (5.A)11 as of Aug 27, 2026
Mar 30, 20226 then
Private funds2 as of Aug 27, 2026
Mar 30, 20221 then
RAUM +46% over the last fiscal year+69% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.0B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.0B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• B••••••••• I••••••••• F••• L••• | Hedge Fund | $2.0B | 126 | Jun 23, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• D•• S••••• N•• · Chief Investment Officer / Limited Partnercontrolsince 12/2020 · owns 75% or more
- A•••••• D•• S••••• N•• · Managing Membercontrolsince 01/2022 · owns 75% or more of P••••••• B••••••••• A••••••• G• L••
- K••• D••••• K•••••••• · Chief Operating Officer / Chief Compliance Officersince 01/2021 · owns less than 5%
Entity owners
- P••••••• B••••••••• A••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P••••••• B••••••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 1 to 2May 27, 2026 to Aug 27, 2026
- Advisory employees · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $2.6B to $4.0BMar 28, 2025 to Mar 30, 2026
- Employees · 9 to 11Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.1B to $4.5BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.6B to $4.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $3.1B to $4.5BMar 28, 2025 to Mar 30, 2026
- Assets in custody · $2.0B to $2.6BSep 20, 2024 to Mar 28, 2025
- Employees · 8 to 9Sep 20, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.4B to $3.1BSep 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.0B to $2.6BSep 20, 2024 to Mar 28, 2025
- RAUM · $2.4B to $3.1BSep 20, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $681M to $2.0BMar 29, 2023 to Mar 28, 2024
- Employees · 7 to 8Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $933M to $2.4BMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $681M to $2.0BMar 29, 2023 to Mar 28, 2024
- RAUM · $933M to $2.4BMar 29, 2023 to Mar 28, 2024
- Assets in custody · $239M to $681MMar 30, 2022 to Mar 29, 2023
- Employees · 6 to 7Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $401M to $933MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $239M to $681MMar 30, 2022 to Mar 29, 2023
- RAUM · $401M to $933MMar 30, 2022 to Mar 29, 2023
- Accounts · 3 to 4Jun 23, 2021 to Mar 30, 2022
- Advisory employees · 3 to 4Jun 23, 2021 to Mar 30, 2022
- Assets in custody · $0 to $239MJun 23, 2021 to Mar 30, 2022
- Employees · 4 to 6Jun 23, 2021 to Mar 30, 2022
- Discretionary RAUM · $129M to $401MJun 23, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $129M to $239MJun 23, 2021 to Mar 30, 2022
- RAUM · $129M to $401MJun 23, 2021 to Mar 30, 2022
- Accounts · 0 to 3Feb 23, 2021 to Jun 23, 2021
- Advisory employees · 4 to 3Feb 23, 2021 to Jun 23, 2021
- Pooled vehicle clients · unset to 3.0Feb 23, 2021 to Jun 23, 2021
- Assets in custody · unset to 0.0Feb 23, 2021 to Jun 23, 2021
- Custody of client assets · false to trueFeb 23, 2021 to Jun 23, 2021
- Employees · 5 to 4Feb 23, 2021 to Jun 23, 2021
- Private funds · unset to 1Feb 23, 2021 to Jun 23, 2021
- Discretionary RAUM · $0 to $129MFeb 23, 2021 to Jun 23, 2021
- Pooled vehicle RAUM · unset to 129324219.0Feb 23, 2021 to Jun 23, 2021
Signals
6 dated events
- P••••••• B••••••••• A••••••• L• reported RAUM $4.5B, up 46% from $3.1B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P••••••• B••••••••• A••••••• L• reported RAUM $3.1B, up 30% from $2.4B (2024-09-20 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- P••••••• B••••••••• A••••••• L• reported RAUM $2.4B, up 153% from $933.2M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P••••••• B••••••••• A••••••• L• reported RAUM $933.2M, up 133% from $401.3M (2022-03-30 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- P••••••• B••••••••• A••••••• L• reported RAUM $401.3M, up 210% from $129.3M (2021-06-23 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- P••••••• B••••••••• A••••••• L• •••• L•• filed its initial SEC registration (Form ADV)Jan 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- paradigmbiocapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-970-2568reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026