DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• I••••••••• M•••••••••
Legal name A•••• I••••••••• M••••••••• P•• L••••••
Latest filing Sep 26, 2025
First filing on the tape Feb 2, 2021 · 13 filings
SEC status approved since Mar 19, 2021
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
26 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$6.3B as of Sep 26, 2025
Sep 20, 2021$17B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 26, 2025
Sep 20, 20210 then
Employees (5.A)32 as of Sep 26, 2025
Sep 20, 202124 then
Private funds: no history
RAUM -58% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 26, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $572MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 31%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$3.7B59%
- Insurance companies$1.1B18%
- State and municipal entities$823M13%
- Pooled investment vehicles$636M10%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.1 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• B•••••••• J••• · Co-Ciocontrolsince 11/2008 · owns less than 5%
- C••••• S••••••• R••• · Ceo/Cco/Coocontrolsince 11/2008 · owns less than 5%
- G••• N•••••••• H•• S•••• · Directorcontrolsince 09/2024 · owns less than 5%
- K••••••••• G••••••• · Co-Ciocontrolsince 06/2017 · owns less than 5%
- A••••••••• B•••••••• J••• · Ownercontrolsince 11/2008 · owns 75% or more of A•••••••• F••••• I••••••••• P•• L•••
- C••••• S••••••• R••• · Ownercontrolsince 11/2008 · owns 75% or more of S•• C•••• N••••••• P•• L••
- H•••••• T•••• · Ownercontrolsince 10/2008 · owns 75% or more of H••••• G•••• P•• L••
Entity owners
- A•••••••• F••••• I••••••••• P•• L••• · Ownerdirect · owns 25% to 50%
- F•••••• P••••••• A•••• H••••••• P•• L•••••• · Ownerdirect · owns 50% to 75%
- H••••• G•••• P•• L•• · Ownerdirect · owns 5% to 10%
- S•• C•••• N••••••• P•• L•• · Ownerdirect · owns 5% to 10%
- C••••••••• F•••• M••••••••• H••••••• P•• · Ownerindirect · owns 75% or more of F•••••• P••••••• H••••••• P•• L••••••
- C••••••••• G•••• H••••••• L•••••• · Ownerindirect · owns 75% or more of C••••••••• F•••• M••••••••• H••••••• P••
- C••••••••• L•••••• · Ownerindirect · owns 75% or more of C••••••••• G•••• H••••••• L••••••
- F•••••• P••••••• H••••••• P•• L•••••• · Ownerindirect · owns 75% or more of F•••••• P••••••• A•••• H••••••• P•• L••••••
Related persons
Schedule D 7.A
- A•••• I••••••••• M••••••••• ••• L••••••investment advisery
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 11Mar 13, 2025 to Sep 26, 2025
- Advisory employees · 24 to 26Mar 13, 2025 to Sep 26, 2025
- Corporate clients · 6 to 4Mar 13, 2025 to Sep 26, 2025
- Pooled vehicle clients · 1 to 3Mar 13, 2025 to Sep 26, 2025
- Employees · 36 to 32Mar 13, 2025 to Sep 26, 2025
- Discretionary RAUM · $9.5B to $6.3BMar 13, 2025 to Sep 26, 2025
- Pooled vehicle RAUM · $55.4M to $636MMar 13, 2025 to Sep 26, 2025
- RAUM · $9.5B to $6.3BMar 13, 2025 to Sep 26, 2025
- Financial planning clients · unset to Nov 12, 2024 to Mar 13, 2025
- HQ state · unset to Nov 12, 2024 to Mar 13, 2025
- Accounts · 22 to 14Mar 4, 2024 to Sep 30, 2024
- Corporate clients · 5 to 6Mar 4, 2024 to Sep 30, 2024
- Pooled vehicle clients · 9 to 1Mar 4, 2024 to Sep 30, 2024
- Employees · 43 to 36Mar 4, 2024 to Sep 30, 2024
- Discretionary RAUM · $15B to $9.5BMar 4, 2024 to Sep 30, 2024
- Pooled vehicle RAUM · $6.9B to $55.4MMar 4, 2024 to Sep 30, 2024
- RAUM · $15B to $9.5BMar 4, 2024 to Sep 30, 2024
- Accounts · 26 to 22Aug 11, 2022 to Aug 16, 2023
- Advisory employees · 19 to 24Aug 11, 2022 to Aug 16, 2023
- Advisory activities · 3 to 2Aug 11, 2022 to Aug 16, 2023
- Corporate clients · 2 to 5Aug 11, 2022 to Aug 16, 2023
- Pooled vehicle clients · 12 to 9Aug 11, 2022 to Aug 16, 2023
- Employees · 38 to 43Aug 11, 2022 to Aug 16, 2023
- Discretionary RAUM · $16B to $15BAug 11, 2022 to Aug 16, 2023
- Pooled vehicle RAUM · $10B to $6.9BAug 11, 2022 to Aug 16, 2023
- RAUM · $16B to $15BAug 11, 2022 to Aug 16, 2023
- Accounts · 20 to 26Dec 20, 2021 to Aug 11, 2022
- Advisory employees · 13 to 19Dec 20, 2021 to Aug 11, 2022
- Pooled vehicle clients · 9 to 12Dec 20, 2021 to Aug 11, 2022
- Employees · 25 to 38Dec 20, 2021 to Aug 11, 2022
- Discretionary RAUM · $17B to $16BDec 20, 2021 to Aug 11, 2022
- Pooled vehicle RAUM · $11B to $10BDec 20, 2021 to Aug 11, 2022
- RAUM · $17B to $16BDec 20, 2021 to Aug 11, 2022
- Advisory employees · 12 to 13Sep 20, 2021 to Dec 20, 2021
- Employees · 24 to 25Sep 20, 2021 to Dec 20, 2021
- Other offices · 0 to 1Sep 20, 2021 to Dec 20, 2021
- Related adviser · false to trueSep 20, 2021 to Dec 20, 2021
- Accounts · 19 to 20Apr 12, 2021 to Sep 20, 2021
- Advisory employees · 7 to 12Apr 12, 2021 to Sep 20, 2021
- Corporate clients · 1 to 2Apr 12, 2021 to Sep 20, 2021
Signals
12 dated events
- A•••• I••••••••• M••••••••• reported RAUM $6.3B, down 33% from $9.5B (2025-03-13 to 2025-09-26)Sep 26, 2025 · RAUM change · derived
- Han S•••• N••••••• Gan (Director) appeared on Schedule A of A•••• I••••••••• M•••••••••Nov 12, 2024 · Control person joined · fact
- A•••• I••••••••• M••••••••• reported RAUM $9.5B, down 37% from $15.0B (2024-03-04 to 2024-09-30)Sep 30, 2024 · RAUM change · derived
- F•••••• T••••• H••••• (Cco/Coo) no longer on Schedule A of A•••• I••••••••• M••••••••• (listed 2023-08-16, absent 2024-03-04)Mar 4, 2024 · Control person left · inference
- P•••• T••••• (Owner) no longer on Schedule A of A•••• I••••••••• M••••••••• (listed 2021-04-12, absent 2021-09-20)Sep 20, 2021 · Control person left · inference
- A••••• B••••••• (Trustee) no longer on Schedule A of A•••• I••••••••• M••••••••• (listed 2021-04-12, absent 2021-09-20)Sep 20, 2021 · Control person left · inference
- F•••••• T••••• H••••• (Cco/Coo) appeared on Schedule A of A•••• I••••••••• M•••••••••Sep 20, 2021 · Control person joined · fact
- G••••••• K••••••••• (Co-Cio) appeared on Schedule A of A•••• I••••••••• M•••••••••Sep 20, 2021 · Control person joined · fact
- A••••• B••••••• (Trustee) appeared on Schedule A of A•••• I••••••••• M•••••••••Apr 12, 2021 · Control person joined · fact
- T•••• H••••• (Owner) appeared on Schedule A of A•••• I••••••••• M•••••••••Apr 12, 2021 · Control person joined · fact
- R••• S•••••• C•••• (Owner) appeared on Schedule A of A•••• I••••••••• M•••••••••Apr 12, 2021 · Control person joined · fact
- A•••• M•••••• filed its initial SEC registration (Form ADV)Feb 2, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ardea-investment-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••.c••.aureportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 61 2 9994 7000reportedpublic record, Form ADV, Sep 26, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026