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Former SEC-registered adviserFormer SEC adviser1 private funds· Miami, Florida

Former SEC-registered adviser, based in Miami, Florida, reporting $12.1M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$12.1M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 8 Form ADV filings for this adviser, the latest 3.3 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 312777 · SEC 801-120471 · 8 filingsShow
CRD 312777SEC 801-120471First filing on the tape Feb 5, 2021, latest Jun 7, 2023IAPD
RAUM
$12.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$12.1M as of Jun 7, 2023
Feb 5, 2021$0 then
HNW client RAUM$0 as of Jun 7, 2023
Jul 28, 2021$0 then
State-registered IARs (5.B.3)0 as of Jun 7, 2023
Feb 5, 20212 then
Employees (5.A)1 as of Jun 7, 2023
Feb 5, 20212 then
Private funds1 as of Jun 7, 2023
Sep 29, 20211 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 7, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$12.1M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••• C•••••• P•••••• C••••• S••••••••• P••••••••Other Private Fund$00Sep 29, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••• O••••• G•••••• · Membercontrol
        since 06/2022 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 2 to 1
        May 23, 2022 to Jun 7, 2023
      • Advisory activities · 3 to 1
        May 23, 2022 to Jun 7, 2023
      • Employees · 2 to 1
        May 23, 2022 to Jun 7, 2023
      • Insurance-licensed employees · 1 to 0
        May 23, 2022 to Jun 7, 2023
      • State-registered IARs · 2 to 0
        May 23, 2022 to Jun 7, 2023
      • Discretionary RAUM · $16.0M to $12.1M
        May 23, 2022 to Jun 7, 2023
      • Pooled vehicle RAUM · $16.0M to $12.1M
        May 23, 2022 to Jun 7, 2023
      • RAUM · $16.0M to $12.1M
        May 23, 2022 to Jun 7, 2023
      • Discretionary RAUM · $19.4M to $16.0M
        Sep 29, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $19.4M to $16.0M
        Sep 29, 2021 to Mar 23, 2022
      • RAUM · $19.4M to $16.0M
        Sep 29, 2021 to Mar 23, 2022
      • Advisory activities · 2 to 3
        Jul 28, 2021 to Sep 29, 2021
      • Private funds · unset to 1
        Jul 28, 2021 to Sep 29, 2021
      • Accounts · 0 to 1
        Mar 24, 2021 to Jul 28, 2021
      • Charity clients · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Corporate clients · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • HNW clients · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Individual clients · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Pension plan clients · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Pooled vehicle clients · unset to 1.0
        Mar 24, 2021 to Jul 28, 2021
      • Discretionary RAUM · $0 to $19.4M
        Mar 24, 2021 to Jul 28, 2021
      • HNW RAUM · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Individual RAUM · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Pension RAUM · unset to 0.0
        Mar 24, 2021 to Jul 28, 2021
      • Pooled vehicle RAUM · unset to 19357152.0
        Mar 24, 2021 to Jul 28, 2021
      • RAUM · $0 to $19.4M
        Mar 24, 2021 to Jul 28, 2021
      • Advisory activities · 1 to 2
        Feb 11, 2021 to Mar 24, 2021
      Signals
      2 dated events
      • ••• Locked
        Jun 7, 2023 · Control person left · inference
      • ••• Locked
        Feb 5, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026