DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• A•••• A•••••••• L••
Latest filing Jul 27, 2026
First filing on the tape Mar 9, 2021 · 8 filings
SEC status approved since Apr 9, 2021
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.5B as of Jul 27, 2026
Mar 28, 2022$276M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Mar 28, 20220 then
Employees (5.A)10 as of Jul 27, 2026
Mar 28, 20227 then
Private funds2 as of Jul 27, 2026
Mar 28, 20223 then
RAUM +203% over the last fiscal year+118% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $817MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +109%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.5B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• H••••••••• F•••• L• | Hedge Fund | $553M | 95 | Mar 9, 2021 |
| A••••••• H••••••••• S•••••• C• I•• L•no longer reported | Venture Capital Fund | $7.3M | 45 | Mar 28, 2022 |
| A••••••• H••••••••• S•••••• S•• L•••no longer reported | Venture Capital Fund | $3.5M | 35 | Mar 9, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C••• M•••••• · Co-Founder, Managing Partner And Portfolio Manager | Managing Membercontrolsince 01/2017 · owns 50% to 75%
- C••• J•••••••• B••••••• · Co-Founder And Chief Compliance Officer | Membercontrolsince 01/2017 · owns 10% to 25%
- H•••••• D•••••• B•••• · Chief Investment Officer | Membersince 01/2021 · owns 10% to 25%
- N•••••• P••••••• L•••••• · Director Of Research | Membersince 01/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••••• H••••••••• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $807,900,474 to $1,691,109,331 (+109.0%) between the annual amendments of 2025-03-27 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 95.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 27, 2026 to Jul 27, 2026
- Pooled vehicle clients · 2 to 3Mar 27, 2026 to Jul 27, 2026
- Assets in custody · $1.7B to $2.5BMar 27, 2026 to Jul 27, 2026
- Private funds · 1 to 2Mar 27, 2026 to Jul 27, 2026
- Discretionary RAUM · $1.7B to $2.5BMar 27, 2026 to Jul 27, 2026
- Pooled vehicle RAUM · $1.7B to $2.5BMar 27, 2026 to Jul 27, 2026
- RAUM · $1.7B to $2.5BMar 27, 2026 to Jul 27, 2026
- Assets in custody · $804M to $1.7BMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $808M to $1.7BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $808M to $1.7BMar 27, 2025 to Mar 27, 2026
- RAUM · $808M to $1.7BMar 27, 2025 to Mar 27, 2026
- Advisory employees · 6 to 7Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $553M to $804MMar 28, 2024 to Mar 27, 2025
- Employees · 8 to 10Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $553M to $808MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $553M to $808MMar 28, 2024 to Mar 27, 2025
- RAUM · $553M to $808MMar 28, 2024 to Mar 27, 2025
- Advisory employees · 5 to 6Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $238M to $553MMar 29, 2023 to Mar 28, 2024
- Employees · 7 to 8Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $238M to $553MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $238M to $553MMar 29, 2023 to Mar 28, 2024
- RAUM · $238M to $553MMar 29, 2023 to Mar 28, 2024
- Accounts · 4 to 2Mar 28, 2022 to Mar 29, 2023
- Pooled vehicle clients · 4 to 2Mar 28, 2022 to Mar 29, 2023
- Assets in custody · $276M to $238MMar 28, 2022 to Mar 29, 2023
- Private funds · 3 to 1Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $276M to $238MMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $276M to $238MMar 28, 2022 to Mar 29, 2023
- RAUM · $276M to $238MMar 28, 2022 to Mar 29, 2023
- Related bank · false to trueMar 28, 2022 to Mar 29, 2023
- Accounts · 3 to 4Oct 20, 2021 to Mar 28, 2022
- Advisory employees · 4 to 5Oct 20, 2021 to Mar 28, 2022
- Pooled vehicle clients · 3 to 4Oct 20, 2021 to Mar 28, 2022
- Assets in custody · $171M to $276MOct 20, 2021 to Mar 28, 2022
- Employees · 6 to 7Oct 20, 2021 to Mar 28, 2022
- Private funds · 2 to 3Oct 20, 2021 to Mar 28, 2022
- Discretionary RAUM · $171M to $276MOct 20, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $171M to $276MOct 20, 2021 to Mar 28, 2022
Signals
6 dated events
- A••••••• A•••• A•••••••• L•• reported RAUM $2.5B, up 45% from $1.7B (2026-03-27 to 2026-07-27)Jul 27, 2026 · RAUM change · derived
- A••••••• A•••• A•••••••• L•• reported RAUM $1.7B, up 109% from $807.9M (2025-03-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- A••••••• A•••• A•••••••• L•• reported RAUM $807.9M, up 46% from $553.1M (2024-03-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- A••••••• A•••• A•••••••• L•• reported RAUM $553.1M, up 133% from $237.6M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- A••••••• A•••• A•••••••• L•• reported RAUM $275.8M, up 61% from $171.1M (2021-10-20 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- A••••••• A•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• A•••• A•••••••• L•• · Private Equityshared crd · organization
- A••••••• A•••• A•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/affinityassetadvisors/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-481-3856reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026