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D••••••• I•••

Former SEC-registered adviserFormer SEC adviser· North Miami, Florida

Former SEC-registered adviser, based in North Miami, Florida, reporting $7,500 of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$7,500
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+545%
Form ADV, consecutive annual filings
Private clients
100% of RAUM, $7,500
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 312819 · SEC 801-120703 · 10 filingsShow
CRD 312819SEC 801-120703First filing on the tape Mar 4, 2021, latest Mar 30, 2023SEC status approved since Apr 8, 2021IAPD
RAUM
$7,500
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$7,500 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$7,500 as of Mar 30, 2023
Jan 19, 2022$1,162 then
HNW client RAUM$0 as of Mar 30, 2023
Jan 19, 2022$820 then
State-registered IARs (5.B.3)1 as of Mar 30, 2023
Jan 19, 20221 then
Employees (5.A)4 as of Mar 30, 2023
Jan 19, 20224 then
Private funds: no history
RAUM +545% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
$7,500derivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$163derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+545%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+557%derived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$7,500reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$7,500100%
Individual clients
46reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
46reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• A••••• A•••••• · Chief Financial Officercontrol
        since 01/2021 · owns less than 5%
      • H••••••••• I•••••• I•••• · Chief Executive Officercontrol
        since 01/2021 · owns less than 5%
      • M•••••••• A••••••••• B•••• · Chief Compliance Officercontrol
        since 01/2021 · owns 10% to 25%
      • C•••••• A••••• A•••••• · Managing Membercontrol
        since 03/2019 · owns 75% or more of A••••• H•••••••• L••
      • H••••••••• I•••••• I•••• · Managing Membercontrol
        since 12/2020 · owns 75% or more of D••••• H• C•••••• A•• I••••••••• L••
      • R•••••• A••••••• E•••••• · Managing Membercontrol
        since 01/2021 · owns 75% or more of A•••• I••••••••• L••
      Entity owners
      • A•••• I••••••••• L•• · Shareholder
        direct · owns 25% to 50%
      • A••••• H•••••••• L•• · Shareholder
        direct · owns 10% to 25%
      • D••••• H• C•••••• A•• I••••••••• L•• · Shareholder
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 46
        Jan 19, 2022 to Mar 30, 2023
      • Charity clients · unset to 0.0
        Jan 19, 2022 to Mar 30, 2023
      • Corporate clients · unset to 0.0
        Jan 19, 2022 to Mar 30, 2023
      • HNW clients · 2 to 0
        Jan 19, 2022 to Mar 30, 2023
      • Individual clients · 5 to 46
        Jan 19, 2022 to Mar 30, 2023
      • Pension plan clients · unset to 0.0
        Jan 19, 2022 to Mar 30, 2023
      • Pooled vehicle clients · unset to 0.0
        Jan 19, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1,162 to $7,500
        Jan 19, 2022 to Mar 30, 2023
      • HNW RAUM · $820 to $0
        Jan 19, 2022 to Mar 30, 2023
      • Individual RAUM · $342 to $7,500
        Jan 19, 2022 to Mar 30, 2023
      • Pension RAUM · unset to 0.0
        Jan 19, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · unset to 0.0
        Jan 19, 2022 to Mar 30, 2023
      • RAUM · $1,162 to $7,500
        Jan 19, 2022 to Mar 30, 2023
      • Wrap assets (manager) · $1,162 to $0
        Jan 19, 2022 to Mar 30, 2023
      • Accounts · 0 to 7
        Oct 19, 2021 to Jan 19, 2022
      • HNW clients · unset to 2.0
        Oct 19, 2021 to Jan 19, 2022
      • Individual clients · unset to 5.0
        Oct 19, 2021 to Jan 19, 2022
      • Discretionary RAUM · $0 to $1,162
        Oct 19, 2021 to Jan 19, 2022
      • HNW RAUM · unset to 820.0
        Oct 19, 2021 to Jan 19, 2022
      • Individual RAUM · unset to 342.0
        Oct 19, 2021 to Jan 19, 2022
      • RAUM · $0 to $1,162
        Oct 19, 2021 to Jan 19, 2022
      • Wrap assets (manager) · $0 to $1,162
        Oct 19, 2021 to Jan 19, 2022
      • Employees · 2 to 4
        Apr 7, 2021 to Apr 15, 2021
      Signals
      7 dated events
      • ••• Locked
        Aug 3, 2026 · Left the SEC roster · derived
      • ••• Locked
        Oct 19, 2021 · Control person left · inference
      • ••• Locked
        Mar 4, 2021 · First SEC registration · fact
      • ••• Locked
        Mar 4, 2021 · Control person joined · fact
      • ••• Locked
        Mar 4, 2021 · Control person joined · fact
      • ••• Locked
        Mar 4, 2021 · Control person joined · fact
      • ••• Locked
        Mar 4, 2021 · Control person joined · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026