DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• W••••• M••••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Feb 24, 2021 · 17 filings
SEC status approved since Mar 26, 2021
RAUM
$371M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
97%
$358M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$92.7M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$371M as of Aug 26, 2026
Mar 31, 2022$221M then
HNW client RAUM$188M as of Aug 26, 2026
Mar 31, 2022$123M then
State-registered IARs (5.B.3)4 as of Aug 26, 2026
Mar 31, 20222 then
Employees (5.A)9 as of Aug 26, 2026
Mar 31, 20226 then
Private funds: no history
RAUM +25% over the last fiscal year+22% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $92.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 304derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $202,871derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +58%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $14.6M, 26 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M51%
- Individuals$170M46%
- Corporations and businesses$10.1M2.7%
- Charitable organizations$2.7M0.7%
- Individual clients
- 1,130reported
- HNW clients
- 86reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,827reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.6M for 26 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• S•••• L•••••• | Corinth, Ms | Aug 23, 2021 | 32 y | 3 |
| Z•• S••••• T•••••Certified Financial Planner | Corinth, Ms | Aug 24, 2021 | 12 y | 1 |
| P••••• S•••• L•••••• | Corinth, Ms | Oct 8, 2024 | 12 y | 0 |
| A•••• R••••• H••••Certified Financial Planner | Corinth, Ms | Feb 24, 2026 | 11 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• R••••• H•••• from L•• F•••••••• L••Feb 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Z•• S••••• T••••• from H••••• R••••Aug 24, 2021 · RIA to a newly registered adviser
- B•••• S•••• L•••••• from H••••• R••••Aug 23, 2021 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• C••••••••• M•••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- L••••••• B••••• S•••• · Managing Member / Founder And Managing Partnercontrolsince 02/2021 · owns 75% or more
- T•••••• Z••• S••••• · Member / Partnercontrolsince 02/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Corinth, Ms · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Aug 26, 2026private clients per advisor of 304.0 against a peer median of 57.3 (3076 comparable advisers, 99.0th percentile, 7.0 robust deviations)peers: independent wealth managers, $100M to $500M (3,076) · 99% percentile
- client count surgeChange between filings · filing Mar 25, 2026individual and HNW clients (Item 5.D) moved from 770.0 to 1,216.0 (+58.0%) between the annual amendments of 2025-03-21 and 2026-03-25; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 1,712 to 1,827Mar 21, 2025 to Mar 25, 2026
- Advisory employees · 3 to 4Mar 21, 2025 to Mar 25, 2026
- Charity clients · 3 to 1Mar 21, 2025 to Mar 25, 2026
- Corporate clients · 15 to 12Mar 21, 2025 to Mar 25, 2026
- HNW clients · 71 to 86Mar 21, 2025 to Mar 25, 2026
- Individual clients · 699 to 1,130Mar 21, 2025 to Mar 25, 2026
- Assets in custody · $8.1M to $14.6MMar 21, 2025 to Mar 25, 2026
- Employees · 8 to 9Mar 21, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 4Mar 21, 2025 to Mar 25, 2026
- Discretionary RAUM · $267M to $337MMar 21, 2025 to Mar 25, 2026
- HNW RAUM · $140M to $188MMar 21, 2025 to Mar 25, 2026
- Individual RAUM · $151M to $170MMar 21, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $30.6M to $34.1MMar 21, 2025 to Mar 25, 2026
- RAUM · $297M to $371MMar 21, 2025 to Mar 25, 2026
- Accounts · 1,441 to 1,712Nov 7, 2024 to Mar 21, 2025
- Advisory employees · 2 to 3Nov 7, 2024 to Mar 21, 2025
- BD registered reps · 2 to 3Nov 7, 2024 to Mar 21, 2025
- Charity clients · 2 to 3Nov 7, 2024 to Mar 21, 2025
- Corporate clients · 5 to 15Nov 7, 2024 to Mar 21, 2025
- HNW clients · 62 to 71Nov 7, 2024 to Mar 21, 2025
- Individual clients · 643 to 699Nov 7, 2024 to Mar 21, 2025
- Employees · 7 to 8Nov 7, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 1-10Nov 7, 2024 to Mar 21, 2025
- State-registered IARs · 2 to 3Nov 7, 2024 to Mar 21, 2025
- Discretionary RAUM · $223M to $267MNov 7, 2024 to Mar 21, 2025
- HNW RAUM · $141M to $140MNov 7, 2024 to Mar 21, 2025
- Individual RAUM · $112M to $151MNov 7, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $32.7M to $30.6MNov 7, 2024 to Mar 21, 2025
- RAUM · $256M to $297MNov 7, 2024 to Mar 21, 2025
- Accounts · 1,350 to 1,441Nov 6, 2023 to Mar 1, 2024
- Charity clients · 1 to 2Nov 6, 2023 to Mar 1, 2024
- Corporate clients · 11 to 5Nov 6, 2023 to Mar 1, 2024
- HNW clients · 65 to 62Nov 6, 2023 to Mar 1, 2024
- Individual clients · 781 to 643Nov 6, 2023 to Mar 1, 2024
- Assets in custody · unset to 8053494.0Nov 6, 2023 to Mar 1, 2024
- Custody of client assets · false to trueNov 6, 2023 to Mar 1, 2024
- Employees · 6 to 7Nov 6, 2023 to Mar 1, 2024
- Financial planning clients · 0 to 1-10Nov 6, 2023 to Mar 1, 2024
- Discretionary RAUM · $201M to $223MNov 6, 2023 to Mar 1, 2024
- HNW RAUM · $104M to $141MNov 6, 2023 to Mar 1, 2024
Signals
5 dated events
- Marie Christine Heroux (Chief Compliance Officer) appeared on Schedule A of L•••••• W••••• M••••••••• L••Mar 1, 2024 · Control person joined · fact
- P••••• A••••• D••••• (Chief Compliance Officer) no longer on Schedule A of L•••••• W••••• M••••••••• L•• (listed 2023-11-06, absent 2024-03-01)Mar 1, 2024 · Control person left · inference
- P••••• A••••• D••••• (Chief Compliance Officer) appeared on Schedule A of L•••••• W••••• M••••••••• L••Sep 8, 2021 · Control person joined · fact
- Samuel Zeb Taylor (Member / Partner And Chief Compliance Officer) appeared on Schedule A of L•••••• W••••• M••••••••• L••May 25, 2021 · Control person joined · fact
- L•••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ccapps@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dlangley@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jhurley@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jsmith@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kprice@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- joy@langleywm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 662-872-3051reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 662-286-7006reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- langleywm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (662) 872-3051reportedpublic record, Form ADV, Aug 26, 2026
- Contact form
- langleywm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026