DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• C•••••• M••••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Feb 12, 2021 · 8 filings
SEC status approved since Mar 15, 2021
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2026
Mar 25, 2022$647M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 25, 20220 then
Employees (5.A)13 as of Mar 30, 2026
Mar 25, 202213 then
Private funds1 as of Mar 30, 2026
Mar 25, 20221 then
RAUM +31% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $266MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $443M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $443M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• M••••• F••• L• | Hedge Fund | $1.1B | 111 | Jul 13, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D•••• T•••••• S•••• · Chief Compliance Officer, Chief Financial Officer, And Chief Operating Officercontrolsince 01/2021 · owns less than 5%
- K•••• Z••••••• M••••••• · Chief Investment Officer And Limited Partnercontrolsince 01/2021 · owns 75% or more
- K•••• Z••••••• M••••••• · Ownercontrolsince 01/2021 · owns 75% or more of P•••••••• C•••••• M••••••••• G• L••
Entity owners
- P•••••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P•••••••• C•••••• L••bankpooled vehicle sponsorn
- P•••••••• C•••••• M••••••••• P••••••• U• L••investment advisern
- P•••••••• C•••••• M••••••••• U• L•••n
Offices
Schedule D 1.F, the 25 largest
- Reading, United Kingdom1 employees
What changed
consecutive filings, newest first
- Advisory employees · 8 to 9Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $287M to $443MMar 28, 2025 to Mar 30, 2026
- Employees · 12 to 13Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $813M to $1.1BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $813M to $1.1BMar 28, 2025 to Mar 30, 2026
- RAUM · $813M to $1.1BMar 28, 2025 to Mar 30, 2026
- Related adviser · true to falseMar 28, 2025 to Mar 30, 2026
- Assets in custody · $269M to $287MMar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- Other offices · 1 to 0Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $813MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $813MMar 26, 2024 to Mar 28, 2025
- RAUM · $1.1B to $813MMar 26, 2024 to Mar 28, 2025
- Advisory employees · 9 to 8Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $342M to $269MMar 28, 2023 to Mar 26, 2024
- Employees · 13 to 12Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $689M to $1.1BMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $689M to $1.1BMar 28, 2023 to Mar 26, 2024
- RAUM · $689M to $1.1BMar 28, 2023 to Mar 26, 2024
- Advisory employees · 10 to 9Mar 25, 2022 to Mar 28, 2023
- Assets in custody · $188M to $342MMar 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $647M to $689MMar 25, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $647M to $689MMar 25, 2022 to Mar 28, 2023
- RAUM · $647M to $689MMar 25, 2022 to Mar 28, 2023
- Assets in custody · $192M to $188MJul 13, 2021 to Mar 25, 2022
- Discretionary RAUM · $581M to $647MJul 13, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $581M to $647MJul 13, 2021 to Mar 25, 2022
- RAUM · $581M to $647MJul 13, 2021 to Mar 25, 2022
- Accounts · unset to 4.0Feb 12, 2021 to Jul 13, 2021
- Advisory employees · 8 to 10Feb 12, 2021 to Jul 13, 2021
- Pooled vehicle clients · unset to 4.0Feb 12, 2021 to Jul 13, 2021
- Assets in custody · $0 to $192MFeb 12, 2021 to Jul 13, 2021
- Custody of client assets · false to trueFeb 12, 2021 to Jul 13, 2021
- Employees · 11 to 13Feb 12, 2021 to Jul 13, 2021
- Other offices · 0 to 1Feb 12, 2021 to Jul 13, 2021
- Private funds · unset to 1Feb 12, 2021 to Jul 13, 2021
- Discretionary RAUM · unset to 581245845.0Feb 12, 2021 to Jul 13, 2021
- Non-discretionary RAUM · unset to 0.0Feb 12, 2021 to Jul 13, 2021
- Pooled vehicle RAUM · unset to 581245845.0Feb 12, 2021 to Jul 13, 2021
- RAUM · unset to 581245845.0Feb 12, 2021 to Jul 13, 2021
Signals
4 dated events
- P•••••••• C•••••• M••••••••• L• reported RAUM $1.1B, up 31% from $812.8M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P•••••••• C•••••• M••••••••• L• reported RAUM $812.8M, down 28% from $1.1B (2024-03-26 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- P•••••••• C•••••• M••••••••• L• reported RAUM $1.1B, up 65% from $689.0M (2023-03-28 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- P•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Feb 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pinnbrook-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-970-7410reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026