DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C•••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Feb 15, 2021 · 11 filings
SEC status approved since Mar 17, 2021
RAUM
$952M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$952M as of Mar 30, 2026
Mar 31, 2022$171M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20220 then
Employees (5.A)12 as of Mar 30, 2026
Mar 31, 20229 then
Private funds1 as of Mar 30, 2026
Mar 31, 20221 then
RAUM +25% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $238MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$952M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• C•••••• M••••• F••• L• | Hedge Fund | $521M | 232 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• J••••• C•••••• · Chief Operating Officer, General Counsel And Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- R••••• M••••••• B•••• · Managing Partner And Head Of Engagement Strategiescontrolsince 09/2020 · owns less than 5%
- R•••• E••••• · Partner And Head Of Tradingcontrolsince 10/2020 · owns less than 5%
- S••••• A•••••• C•••••• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- S••••• A••••• J•••• · Managing Partner And Chief Investment Officercontrolsince 09/2020 · owns less than 5%
- R••••• M••••••• B•••• · Shareholdercontrolsince 09/2014 · owns 75% or more of E••• H••••••• I•••
- R•••• E••••• · Managing Membercontrolsince 11/2020 · owns 75% or more of A•• W••• E•• L••
- S••••• A••••• J•••• · Shareholdercontrolsince 07/2020 · owns 75% or more of T••••••••• H••••••• I•••
Entity owners
- A•• W••• E•• L•• · Shareholderdirect · owns 10% to 25%
- E••• H••••••• I••• · Shareholderdirect · owns 10% to 25%
- T••••••••• H••••••• I••• · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- C•••••••• C•••••• •••• I•••investment advisery
- C•••••••• C•••••• G• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Mar 27, 2025 to Mar 30, 2026
- Employees · 11 to 12Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $762M to $952MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $762M to $952MMar 27, 2025 to Mar 30, 2026
- RAUM · $762M to $952MMar 27, 2025 to Mar 30, 2026
- Accounts · 3 to 4Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 3 to 4Mar 28, 2024 to Mar 27, 2025
- Employees · 10 to 11Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- HQ state · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $521M to $762MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $521M to $762MMar 28, 2024 to Mar 27, 2025
- RAUM · $521M to $762MMar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $346M to $521MMay 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $346M to $521MMay 4, 2023 to Mar 28, 2024
- RAUM · $346M to $521MMay 4, 2023 to Mar 28, 2024
- Employees · 9 to 10Nov 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $171M to $346MNov 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $171M to $346MNov 7, 2022 to Mar 31, 2023
- RAUM · $171M to $346MNov 7, 2022 to Mar 31, 2023
- Accounts · unset to 3.0Aug 6, 2021 to Mar 31, 2022
- Advisory employees · 4 to 5Aug 6, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 3.0Aug 6, 2021 to Mar 31, 2022
- Employees · 7 to 9Aug 6, 2021 to Mar 31, 2022
- Private funds · unset to 1Aug 6, 2021 to Mar 31, 2022
- Discretionary RAUM · unset to 171456994.0Aug 6, 2021 to Mar 31, 2022
- Non-discretionary RAUM · unset to 0.0Aug 6, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · unset to 171456994.0Aug 6, 2021 to Mar 31, 2022
- RAUM · unset to 171456994.0Aug 6, 2021 to Mar 31, 2022
Signals
6 dated events
- C•••••••• C•••••• I••• reported RAUM $762.0M, up 46% from $521.4M (2024-03-28 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- C•••••••• C•••••• I••• reported RAUM $521.4M, up 51% from $345.5M (2023-05-04 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C•••••••• C•••••• I••• reported RAUM $345.5M, up 102% from $171.5M (2022-11-07 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Carmine Andrew Sedia (Chief Financial Officer) appeared on Schedule A of C•••••••• C•••••• I•••Mar 31, 2023 · Control person joined · fact
- D••••• M•••••• (Chief Financial Officer) no longer on Schedule A of C•••••••• C•••••• I••• (listed 2022-09-19, absent 2022-11-07)Nov 7, 2022 · Control person left · inference
- C•••••••• C•••••• I••• filed its initial SEC registration (Form ADV)Feb 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- converiumcap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 514-418-0201reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026