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Former SEC-registered adviser

A•••• P••••••• U• L••

Former SEC-registered adviserCRD 312886SEC 801-120583IAPD
Latest filing Apr 30, 2021
First filing on the tape Feb 19, 2021 · 2 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2021
Feb 19, 20210 then
Employees (5.A)2 as of Apr 30, 2021
Feb 19, 20212 then
Private funds: no history
Practice profile
derived from the filing of Apr 30, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• R••••• •••• · Chief Compliance Officer / Partnercontrol
        since 04/2021 · owns less than 5%
      • T••••••••• S•••••• Z••• · Chief Executive Officercontrol
        since 04/2021 · owns less than 5%
      • J••••• A••• •••• · Ownercontrol
        since 08/2018 · owns 75% or more of A•••• L•••
      Entity owners
      • A•••• P••••••• L••• · Owner
        direct · owns 75% or more
      • A•••• L••• · Owner
        indirect · owns 75% or more of A•••• P••••••• L•••
      Related persons
      Schedule D 7.A
      • A•••• P••••••• L•••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · A•••• P••••••• to A•••• P••••••• U• L••
        Feb 19, 2021 to Apr 30, 2021
      Signals
      4 dated events
      • (Nmn) D••••••• C••••••••• (Chief Compliance Officer) no longer on Schedule A of A•••• P••••••• U• L•• (listed 2021-02-19, absent 2021-04-30)
        Apr 30, 2021 · Control person left · inference
      • (Nmn) R•••• A•••• (Chief Compliance Officer / Partner) appeared on Schedule A of A•••• P••••••• U• L••
        Apr 30, 2021 · Control person joined · fact
      • Zand Shideh Theunissen (Chief Executive Officer) appeared on Schedule A of A•••• P••••••• U• L••
        Apr 30, 2021 · Control person joined · fact
      • A•••• P••••••• filed its initial SEC registration (Form ADV)
        Feb 19, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026