DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Integrated Wealthcare, LLC

Independent wealth managerDurham, North CarolinaCRD 312929SEC 801-121522websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape May 18, 2021 · 16 filings
SEC status approved since Jun 21, 2021
RAUM
$218M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$186M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$54.5M
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$218M as of Mar 26, 2026
Mar 31, 2022$117M then
HNW client RAUM$153M as of Mar 26, 2026
Mar 31, 2022$74.3M then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 31, 20221 then
Employees (5.A)11 as of Mar 26, 2026
Mar 31, 20224 then
Private funds: no history
RAUM +51% over the last fiscal year+32% a year over threeIARs 2 to 4offices 1 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$54.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
34derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.9MderivedHNW RAUM over HNW clients
Average account
$275,455derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.8derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+51%derivedbetween the last two annual amendments
Advisor growth, one year
+100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+9.8%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Custody
$16.0M, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$153M70%
  • Individuals$33.0M15%
  • Pension and profit-sharing plans$32.1M15%
Individual clients
83reported
HNW clients
52reported
Pension plan clients
8reported
Charitable clients
n/areported
Accounts
792reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$16.0M for 21 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Michael Shayne RuffingChartered Financial ConsultantDurham, NcJun 29, 202129 y2
John GallagherChartered Financial ConsultantDurham, Nc May 1, 202411 y0
August Kenneth PyeDurham, NcJun 12, 202511 y0
Jordan Gipe Rogers CelesteDurham, Nc Aug 6, 202512 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Shayne Michael Ruffing · Owner; Ccocontrol
      since 10/2006 · owns 50% to 75%
    • Anthony Dilweg · Sole Partnercontrol
      since 09/2018 · owns 75% or more of Blue Slide Steamers, LLC
    Entity owners
    • Blue Slide Steamers, LLC · Owner
      direct · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Durham, Nc · principal400
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 50 %Change between filings · filing Mar 26, 2026
      RAUM (Item 5.F) moved from $144,890,842 to $218,160,219 (+51.0%) between the annual amendments of 2025-04-28 and 2026-03-26; the peer median change was +15.0% (4551 comparable advisers, 96.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,551) · 96% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 712 to 792
      Apr 28, 2025 to Mar 26, 2026
    • HNW clients · 39 to 52
      Apr 28, 2025 to Mar 26, 2026
    • Individual clients · 84 to 83
      Apr 28, 2025 to Mar 26, 2026
    • Assets in custody · $14.5M to $16.0M
      Apr 28, 2025 to Mar 26, 2026
    • Employees · 9 to 11
      Apr 28, 2025 to Mar 26, 2026
    • State-registered IARs · 2 to 4
      Apr 28, 2025 to Mar 26, 2026
    • Other offices · 1 to 2
      Apr 28, 2025 to Mar 26, 2026
    • Discretionary RAUM · $145M to $218M
      Apr 28, 2025 to Mar 26, 2026
    • HNW RAUM · $101M to $153M
      Apr 28, 2025 to Mar 26, 2026
    • Individual RAUM · $29.5M to $33.0M
      Apr 28, 2025 to Mar 26, 2026
    • Pension RAUM · $13.9M to $32.1M
      Apr 28, 2025 to Mar 26, 2026
    • RAUM · $145M to $218M
      Apr 28, 2025 to Mar 26, 2026
    • Pension plan clients · unset to 8.0
      Oct 22, 2024 to Apr 28, 2025
    • Accounts · 404 to 712
      Oct 22, 2024 to Apr 28, 2025
    • Advisory employees · 1 to 4
      Oct 22, 2024 to Apr 28, 2025
    • HNW clients · 72 to 39
      Oct 22, 2024 to Apr 28, 2025
    • Individual clients · 28 to 84
      Oct 22, 2024 to Apr 28, 2025
    • Assets in custody · unset to 14500000.0
      Oct 22, 2024 to Apr 28, 2025
    • Custody of client assets · false to true
      Oct 22, 2024 to Apr 28, 2025
    • Employees · 6 to 9
      Oct 22, 2024 to Apr 28, 2025
    • Financial planning clients · 101-250 to 101-250
      Oct 22, 2024 to Apr 28, 2025
    • State-registered IARs · 1 to 2
      Oct 22, 2024 to Apr 28, 2025
    • Other offices · 0 to 1
      Oct 22, 2024 to Apr 28, 2025
    • Discretionary RAUM · $111M to $145M
      Oct 22, 2024 to Apr 28, 2025
    • HNW RAUM · $105M to $101M
      Oct 22, 2024 to Apr 28, 2025
    • Individual RAUM · $2.3M to $29.5M
      Oct 22, 2024 to Apr 28, 2025
    • Non-discretionary RAUM · $6.5M to $0
      Oct 22, 2024 to Apr 28, 2025
    • Pension RAUM · $10.0M to $13.9M
      Oct 22, 2024 to Apr 28, 2025
    • RAUM · $118M to $145M
      Oct 22, 2024 to Apr 28, 2025
    • Accounts · 344 to 404
      Apr 27, 2023 to Mar 19, 2024
    • HNW clients · 53 to 72
      Apr 27, 2023 to Mar 19, 2024
    • Individual clients · 35 to 28
      Apr 27, 2023 to Mar 19, 2024
    • Financial planning clients · 51-100 to 101-250
      Apr 27, 2023 to Mar 19, 2024
    • Discretionary RAUM · $19.1M to $111M
      Apr 27, 2023 to Mar 19, 2024
    • HNW RAUM · $75.9M to $105M
      Apr 27, 2023 to Mar 19, 2024
    • Individual RAUM · $12.2M to $2.3M
      Apr 27, 2023 to Mar 19, 2024
    • Non-discretionary RAUM · $75.9M to $6.5M
      Apr 27, 2023 to Mar 19, 2024
    • Pension RAUM · $6.8M to $10.0M
      Apr 27, 2023 to Mar 19, 2024
    • RAUM · $95.0M to $118M
      Apr 27, 2023 to Mar 19, 2024
    • Accounts · 82 to 344
      May 4, 2022 to Mar 23, 2023
    Signals
    2 dated events
    • Anthony Dilweg (Sole Partner) appeared on Schedule A of Integrated Wealthcare, Llc
      Oct 5, 2021 · Control person joined · fact
    • Integrated Wealthcare, Llc filed its initial SEC registration (Form ADV)
      May 18, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    admin@iwcglobal.netreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    866-694-6292reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/integrated-wealthcare-llcreportedpublic record, Form ADV, Sep 17, 2026
    Website
    iwcglobal.netreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    866-694-6292reportedpublic record, Form ADV, Mar 26, 2026
    Contact form
    iwcglobal.net/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $54.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026