DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oriental Trust
Legal name Oriental Bank
Latest filing Mar 27, 2026
First filing on the tape Apr 8, 2021 · 12 filings
SEC status approved since May 10, 2021
RAUM
$323M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$323M as of Mar 27, 2026
Mar 31, 2022$371M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20220 then
Employees (5.A)9 as of Mar 27, 2026
Mar 31, 20228 then
Private funds: no history
RAUM +8.8% over the last fiscal year+1.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $161MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$323M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Maritza Arizmendi · Chief Financial Officercontrolsince 03/2017 · owns less than 5%
- J Erik Dolan · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- Rafael Jose Fernandez Martinez · Chief Executive Officercontrolsince 01/2005 · owns less than 5%
- Nmn Hugh Gonzalez-Robison · General Counselcontrolsince 01/2021 · owns less than 5%
- Alberto Carlos Gonzalez · Independent Contractorcontrolsince 09/1998 · owns less than 5%
- Antonio Roberto Romanelli Arias · Trust Officercontrolsince 03/2024 · owns less than 5%
- Arturo Ramon Rosado · Managing Directorcontrolsince 03/2024 · owns less than 5%
- Melvin A Torres · Assistant Trust Officercontrolsince 05/2010 · owns less than 5%
- Maria Rosana Pacheco Fernandez · Trust Compliance Analystsince 04/2021 · owns less than 5%
Entity owners
- Ofg Bancorp · Parent Companydirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Oriental Financial Services LLCbroker-dealerinvestment advisernRAUM $420M
- Oriental Insurance LLCreal estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $311M to $323MJan 28, 2026 to Mar 27, 2026
- RAUM · $311M to $323MJan 28, 2026 to Mar 27, 2026
- Accounts · 1 to 2Mar 25, 2025 to Oct 28, 2025
- Discretionary RAUM · $296M to $311MMar 25, 2025 to Oct 28, 2025
- RAUM · $296M to $311MMar 25, 2025 to Oct 28, 2025
- Employees · 8 to 9Feb 6, 2025 to Mar 25, 2025
- Financial planning clients · unset to Feb 6, 2025 to Mar 25, 2025
- Discretionary RAUM · $301M to $296MFeb 6, 2025 to Mar 25, 2025
- RAUM · $301M to $296MFeb 6, 2025 to Mar 25, 2025
- Discretionary RAUM · $305M to $301MMar 28, 2023 to Mar 27, 2024
- RAUM · $305M to $301MMar 28, 2023 to Mar 27, 2024
- Discretionary RAUM · $371M to $305MApr 1, 2022 to Mar 28, 2023
- RAUM · $371M to $305MApr 1, 2022 to Mar 28, 2023
- Accounts · unset to 1.0Oct 28, 2021 to Mar 31, 2022
- Discretionary RAUM · unset to 370941092.0Oct 28, 2021 to Mar 31, 2022
- Non-discretionary RAUM · unset to 0.0Oct 28, 2021 to Mar 31, 2022
- RAUM · unset to 370941092.0Oct 28, 2021 to Mar 31, 2022
Signals
7 dated events
- Antonio Roberto Romanelli Arias (Trust Officer) appeared on Schedule A of Oriental TrustMar 27, 2024 · Control person joined · fact
- Arturo Ramon Rosado (Managing Director) appeared on Schedule A of Oriental TrustMar 27, 2024 · Control person joined · fact
- Jose Juan Santiago Marrero (Trust Officer) no longer on Schedule A of Oriental Trust (listed 2023-03-28, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Joseph Erik Dolan (Cco) appeared on Schedule A of Oriental TrustOct 28, 2021 · Control person joined · fact
- Hugh Gonzalez-Robison (General Counsel) no longer on Schedule A of Oriental Trust (listed 2021-04-08, absent 2021-06-11)Jun 11, 2021 · Control person left · inference
- Nmn Hugh Gonzalez-Robison (General Counsel) appeared on Schedule A of Oriental TrustJun 11, 2021 · Control person joined · fact
- Oriental Trust filed its initial SEC registration (Form ADV)Apr 8, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- orientalbank.com/en/for-you/ira-accounts/dgi-balanced-fundreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 787-771-6800reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026