DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••• D•••••• A•••••••• L••
Latest filing Mar 31, 2025
First filing on the tape Apr 29, 2021 · 11 filings
SEC status approved since Jun 4, 2021
RAUM
$150,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$150,000 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$150,000 as of Mar 31, 2025
Mar 28, 2024$155,766 then
HNW client RAUM$0 as of Mar 31, 2025
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2025
Mar 31, 20220 then
Employees (5.A)4 as of Mar 31, 2025
Mar 31, 20225 then
Private funds: no history
RAUM -3.7% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $150,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -96%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$150,000100%
- Individual clients
- 1reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• A••••• K•••• J•••• · Chief Product Officer And Chief Technology Officercontrolsince 04/2022 · owns less than 5%
- B•••••• S••••••• M•••••• · Chief Administrative Officer And Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- B••••• J•••• B••••••• · Chief Executive Officercontrolsince 02/2018 · owns less than 5%
- E••••••••• A•••• M•••••• · Chief Operating Officercontrolsince 04/2022 · owns less than 5%
Entity owners
- P••• F•••••• C••••••••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2025employees (Item 5.A) moved from 17.0 to 4.0 (-76.0%) between the annual amendments of 2024-03-28 and 2025-03-31; the peer median change was 0.0% (57 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, under $100M (57) · 1.8% percentile
What changed
consecutive filings, newest first
- Accounts · 351 to 1Aug 6, 2024 to Mar 31, 2025
- Advisory employees · 2 to 1Aug 6, 2024 to Mar 31, 2025
- Individual clients · 28 to 1Aug 6, 2024 to Mar 31, 2025
- Employees · 17 to 4Aug 6, 2024 to Mar 31, 2025
- Financial planning clients · unset to 11-25Aug 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $380,000 to $150,000Aug 6, 2024 to Mar 31, 2025
- Individual RAUM · $380,000 to $150,000Aug 6, 2024 to Mar 31, 2025
- RAUM · $380,000 to $150,000Aug 6, 2024 to Mar 31, 2025
- Accounts · 28 to 351Mar 28, 2024 to Aug 6, 2024
- Discretionary RAUM · $155,766 to $380,000Mar 28, 2024 to Aug 6, 2024
- Individual RAUM · $155,766 to $380,000Mar 28, 2024 to Aug 6, 2024
- RAUM · $155,766 to $380,000Mar 28, 2024 to Aug 6, 2024
- Accounts · unset to 28.0Jan 26, 2024 to Mar 28, 2024
- Advisory employees · 5 to 2Jan 26, 2024 to Mar 28, 2024
- Individual clients · 0 to 28Jan 26, 2024 to Mar 28, 2024
- Employees · 30 to 17Jan 26, 2024 to Mar 28, 2024
- Discretionary RAUM · unset to 155766.0Jan 26, 2024 to Mar 28, 2024
- Individual RAUM · $0 to $155,766Jan 26, 2024 to Mar 28, 2024
- Non-discretionary RAUM · unset to 0.0Jan 26, 2024 to Mar 28, 2024
- RAUM · unset to 155766.0Jan 26, 2024 to Mar 28, 2024
- Charity clients · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- Corporate clients · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- HNW clients · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- Individual clients · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- Pension plan clients · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- Pooled vehicle clients · unset to 0.0Jan 12, 2023 to Mar 31, 2023
- Commission compensation · true to falseJan 12, 2023 to Mar 31, 2023
- Employees · 5 to 30Jan 12, 2023 to Mar 31, 2023
- Business name · S•••••• to P••• D•••••• A•••••••• L••Sep 21, 2022 to Jan 12, 2023
- Legal name · S•••••• FINANCE, LLC to P••• D•••••• A•••••••• L••Sep 21, 2022 to Jan 12, 2023
- Accounts · 0.0 to unsetJul 19, 2021 to Mar 31, 2022
- Advisory activities · 2 to 1Jul 19, 2021 to Mar 31, 2022
- Commission compensation · false to trueJul 19, 2021 to Mar 31, 2022
- Discretionary RAUM · 0.0 to unsetJul 19, 2021 to Mar 31, 2022
- Non-discretionary RAUM · 0.0 to unsetJul 19, 2021 to Mar 31, 2022
- RAUM · 0.0 to unsetJul 19, 2021 to Mar 31, 2022
Signals
13 dated events
- Derek Russell William Street (Chief Investments Officer) no longer on Schedule A of P••• D•••••• A•••••••• L•• (listed 2024-01-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Lee Martyn Mckean (Chief Technology Officer) no longer on Schedule A of P••• D•••••• A•••••••• L•• (listed 2024-01-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn Amrit Midha (Chief Compliance Officer And Head Of Legal) no longer on Schedule A of P••• D•••••• A•••••••• L•• (listed 2024-01-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Lee Martyn Mckean (Chief Technology Officer) appeared on Schedule A of P••• D•••••• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- Derek Russell William Street (Chief Investments Officer) appeared on Schedule A of P••• D•••••• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- Keith James Aaron Alsop (Chief Product Officer) appeared on Schedule A of P••• D•••••• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- Jan Michael Holder (Chief Financial Officer) no longer on Schedule A of P••• D•••••• A•••••••• L•• (listed 2022-09-21, absent 2023-01-12)Jan 12, 2023 · Control person left · inference
- Maurice Olivier Meyer (Officer) no longer on Schedule A of P••• D•••••• A•••••••• L•• (listed 2022-03-31, absent 2022-09-21)Sep 21, 2022 · Control person left · inference
- Marie Jean-Claude Meyer (Officer) no longer on Schedule A of P••• D•••••• A•••••••• L•• (listed 2022-03-31, absent 2022-09-21)Sep 21, 2022 · Control person left · inference
- Michael Alan Eschweiler (Chief Operating Officer) appeared on Schedule A of P••• D•••••• A•••••••• L••Sep 21, 2022 · Control person joined · fact
- Jan Michael Holder (Chief Financial Officer) appeared on Schedule A of P••• D•••••• A•••••••• L••Sep 21, 2022 · Control person joined · fact
- Amrit Midha (Chief Compliance Officer And Chief Regulatory Officer) appeared on Schedule A of P••• D•••••• A•••••••• L••Mar 31, 2022 · Control person joined · fact
- Stacked filed its initial SEC registration (Form ADV)Apr 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pathcryptoreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pathcrypto.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 872.272.0483reportedpublic record, Form ADV, Mar 31, 2025
- Contact form
- pathcrypto.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026