DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• S••••••••• L•••
Latest filing Mar 24, 2026
First filing on the tape Jun 21, 2022 · 7 filings
SEC status approved since Jul 21, 2022
RAUM
$3.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$3.1B as of Mar 24, 2026
Mar 29, 2023$369M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 29, 20230 then
Employees (5.A)11 as of Mar 24, 2026
Mar 29, 20239 then
Private funds2 as of Mar 24, 2026
Mar 29, 20231 then
RAUM +23% over the last fiscal year+103% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $345MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• 1•• F•••• L• | Hedge Fund | $244M | 2 | Mar 29, 2024 |
| C••••••••• C•••••• M••••• F•••• L• | Hedge Fund | $47.2M | 27 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••• D••••• J••• · Limited Partnercontrolsince 08/2022 · owns 25% to 50%
- R•••• D•••••• A••• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- T••••••••• S•••• A••• · Chief Investment Officer And Limited Partnercontrolsince 01/2021 · owns 50% to 75%
- T••••••••• S•••• A••• · Managing Membercontrolsince 02/2008 · owns 75% or more of K•• A•••••••• L••
Entity owners
- K•• A•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C••••••••• C•••••• G•• L••pooled vehicle sponsorn
- K•• A•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $897M to $1.1BApr 8, 2025 to Mar 24, 2026
- Discretionary RAUM · $2.5B to $3.1BApr 8, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $2.5B to $3.1BApr 8, 2025 to Mar 24, 2026
- RAUM · $2.5B to $3.1BApr 8, 2025 to Mar 24, 2026
- Assets in custody · $292M to $897MSep 5, 2024 to Apr 8, 2025
- Employees · 12 to 11Sep 5, 2024 to Apr 8, 2025
- Financial planning clients · unset to Sep 5, 2024 to Apr 8, 2025
- Discretionary RAUM · $1.3B to $2.5BSep 5, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $1.3B to $2.5BSep 5, 2024 to Apr 8, 2025
- RAUM · $1.3B to $2.5BSep 5, 2024 to Apr 8, 2025
- Accounts · 3 to 9Mar 29, 2023 to Mar 29, 2024
- Advisory employees · 7 to 8Mar 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 9Mar 29, 2023 to Mar 29, 2024
- Assets in custody · $14.4M to $292MMar 29, 2023 to Mar 29, 2024
- Employees · 9 to 12Mar 29, 2023 to Mar 29, 2024
- Private funds · 1 to 2Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $369M to $1.3BMar 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $369M to $1.3BMar 29, 2023 to Mar 29, 2024
- RAUM · $369M to $1.3BMar 29, 2023 to Mar 29, 2024
- Accounts · 1 to 3Aug 24, 2022 to Mar 29, 2023
- Advisory employees · 6 to 7Aug 24, 2022 to Mar 29, 2023
- Pooled vehicle clients · 1 to 3Aug 24, 2022 to Mar 29, 2023
- Assets in custody · unset to 14373162.0Aug 24, 2022 to Mar 29, 2023
- Custody of client assets · false to trueAug 24, 2022 to Mar 29, 2023
- Private funds · unset to 1Aug 24, 2022 to Mar 29, 2023
- Discretionary RAUM · $505M to $369MAug 24, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $505M to $369MAug 24, 2022 to Mar 29, 2023
- RAUM · $505M to $369MAug 24, 2022 to Mar 29, 2023
Signals
5 dated events
- C••••••••• C•••••• S••••••••• L••• reported RAUM $2.5B, up 90% from $1.3B (2024-09-05 to 2025-04-08)Apr 8, 2025 · RAUM change · derived
- C••••••••• C•••••• S••••••••• L••• reported RAUM $1.3B, up 262% from $369.0M (2023-03-29 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- C••••••••• C•••••• S••••••••• L••• reported RAUM $369.0M, down 27% from $504.8M (2022-08-24 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- John David Dove (Limited Partner) appeared on Schedule A of C••••••••• C•••••• S••••••••• L•••Aug 24, 2022 · Control person joined · fact
- C••••••••• C•••••• S••••••••• L••• filed its initial SEC registration (Form ADV)Jun 21, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• S••••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- concentric-cap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-718-5611reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026