DFX Intelligence

RIA Intelligence

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SEC-registered adviser

C•••• T••• M••••••••• L•

Asset manager (funds and pooled vehicles)CRD 313118SEC 801-121135website IAPD

Latest filing Sep 1, 2026

First filing on the tape Apr 2, 2021 · 13 filings

SEC status approved since May 3, 2021

RAUM

$560M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

13 filings and snapshots on the tape

RAUM$560M as of Apr 30, 2026

Mar 28, 2022$309M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 30, 2026

Mar 28, 20220 then

Employees (5.A)9 as of Apr 30, 2026

Mar 28, 20225 then

Private funds4 as of Apr 30, 2026

Mar 28, 20221 then

RAUM +9.9% over the last fiscal year+6.3% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Sep 1, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $140MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +9.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$560M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••• T••• P•••••••• L•	Private Equity Fund	$132M	40	Aug 30, 2021
C•••• T••• S•••• C•••••••• L•	Venture Capital Fund	$20.8M	2	Mar 31, 2023

Owners and control persons

Schedule A and B, latest filing

R••••••••• A•••• H•••• · Chief Compliance Officer, Partner, & Managing Membercontrol
since 01/2021 · owns less than 5%
W•••••••• W••••••• J••• · Partner, Managing Membercontrol
since 01/2021 · owns less than 5%
R••••••••• A•••• H•••• · Trusteecontrol
since 10/2014 · owns F of T•• R•••••••• F••••• T••••
R••••••••• M•••••• P•••••• · Trusteecontrol
since 10/2014 · owns F of T•• R•••••••• F••••• T••••
W•••••••• H•••••• K••• · Trusteecontrol
since 08/2018 · owns F of W••••••• 2••• R•••••••• T••••
W•••••••• W••••••• J••• · Trusteecontrol
since 08/2018 · owns F of W••••••• 2••• R•••••••• T••••

Entity owners

C•••• T••• P•••••••• L•• · General Partner
direct · owns less than 5%
T•• R•••••••• F••••• T•••• · Limited Partner
direct · owns 25% to 50%
W••••••• 2••• R•••••••• T•••• · Limited Partner
direct · owns 50% to 75%
T•• R•••••••• F••••• T•••• · Member
indirect · owns 25% to 50% of C•••• T••• P•••••••• L••
W••••••• 2••• R•••••••• T•••• · Member
indirect · owns 50% to 75% of C•••• T••• P•••••••• L••

Related persons

Schedule D 7.A

C•••• T••• P••••••• G•• L•
pooled vehicle sponsorn
C•••• T••• P••••••• U••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

private fund count surgeChange between filings · filing Apr 30, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-27 and 2026-04-30; the peer median change was 0.0% (489 comparable advisers, 98.0th percentile of changes)
peers: asset managers, $500M to $1B (489) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · to unset
Apr 30, 2026 to Sep 1, 2026
HQ city · LOS ANGELES to unset
Apr 30, 2026 to Sep 1, 2026
HQ state · CA to unset
Apr 30, 2026 to Sep 1, 2026
Private funds · 4 to unset
Apr 30, 2026 to Sep 1, 2026
Succession · false to unset
Apr 30, 2026 to Sep 1, 2026
Accounts · 2 to 4
Oct 23, 2025 to Mar 31, 2026
Advisory employees · 7 to 6
Oct 23, 2025 to Mar 31, 2026
Pooled vehicle clients · 2 to 4
Oct 23, 2025 to Mar 31, 2026
Employees · 8 to 9
Oct 23, 2025 to Mar 31, 2026
Private funds · 2 to 4
Oct 23, 2025 to Mar 31, 2026
Discretionary RAUM · $510M to $560M
Oct 23, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $510M to $560M
Oct 23, 2025 to Mar 31, 2026
RAUM · $510M to $560M
Oct 23, 2025 to Mar 31, 2026
Financial planning clients · unset to
Mar 19, 2024 to Mar 27, 2025
Discretionary RAUM · $494M to $510M
Mar 19, 2024 to Mar 27, 2025
Pooled vehicle RAUM · $494M to $510M
Mar 19, 2024 to Mar 27, 2025
RAUM · $494M to $510M
Mar 19, 2024 to Mar 27, 2025
Advisory employees · 6 to 7
Mar 31, 2023 to Mar 19, 2024
Employees · 7 to 8
Mar 31, 2023 to Mar 19, 2024
Discretionary RAUM · $467M to $494M
Mar 31, 2023 to Mar 19, 2024
Pooled vehicle RAUM · $467M to $494M
Mar 31, 2023 to Mar 19, 2024
RAUM · $467M to $494M
Mar 31, 2023 to Mar 19, 2024
Accounts · 1 to 2
May 20, 2022 to Mar 31, 2023
Advisory employees · 5 to 6
May 20, 2022 to Mar 31, 2023
Pooled vehicle clients · 1 to 2
May 20, 2022 to Mar 31, 2023
Employees · 5 to 7
May 20, 2022 to Mar 31, 2023
Private funds · 1 to 2
May 20, 2022 to Mar 31, 2023
Discretionary RAUM · $309M to $467M
May 20, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $309M to $467M
May 20, 2022 to Mar 31, 2023
RAUM · $309M to $467M
May 20, 2022 to Mar 31, 2023
HQ city · unset to LOS ANGELES
Mar 28, 2022 to May 10, 2022
HQ state · unset to CA
Mar 28, 2022 to May 10, 2022
Discretionary RAUM · $266M to $309M
Aug 30, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $266M to $309M
Aug 30, 2021 to Mar 28, 2022
RAUM · $266M to $309M
Aug 30, 2021 to Mar 28, 2022
Accounts · unset to 1.0
Jun 8, 2021 to Aug 30, 2021
Advisory employees · 3 to 5
Jun 8, 2021 to Aug 30, 2021
Pooled vehicle clients · unset to 1.0
Jun 8, 2021 to Aug 30, 2021
Employees · 3 to 5
Jun 8, 2021 to Aug 30, 2021
Private funds · unset to 1
Jun 8, 2021 to Aug 30, 2021

Signals

2 dated events

C•••• T••• M••••••••• L• reported RAUM $466.9M, up 51% from $309.4M (2022-05-20 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
C•••• T••• M••••••••• L• filed its initial SEC registration (Form ADV)
Apr 2, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

C•••• T••• M••••••••• L• · Independent Sponsors
shared crd · capital_provider
C•••• T••• M••••••••• L• · Private Equity
shared crd · organization
C•••• T••• M••••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/coral-tree-partnersreportedpublic record, Form ADV, Sep 21, 2026
Website: c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 424-268-9990reportedpublic record, Form ADV, Sep 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026