DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• R••••• C•••••• L•
Latest filing Mar 25, 2026
First filing on the tape Jun 28, 2024 · 4 filings
SEC status approved since Jul 29, 2024
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$336M as of Mar 25, 2026
Mar 10, 2025$261M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 10, 20250 then
Employees (5.A)7 as of Mar 25, 2026
Mar 10, 20257 then
Private funds4 as of Mar 25, 2026
Mar 10, 20254 then
RAUM +29% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $336M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$336M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $336M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• M•••• I••••••••• H••••••• L•• | Private Equity Fund | $79.5M | 21 | Mar 29, 2024 |
| M••••••••• P•••••• H••••••• L•• | Private Equity Fund | $75.7M | 11 | Nov 10, 2021 |
| C•••• R••••• C•••••• P••••••• I• L• | Private Equity Fund | $61.3M | 3 | Mar 29, 2024 |
| C•••• R••••• C•••••• L••••••• C•••••••• L• | Private Equity Fund | $9.2M | 3 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C•••• K•••• N••••••• · Partnercontrolsince 02/2020 · owns 75% or more
- F••••••• M•••• A••• · Cco, Cfo, Partnercontrolsince 11/2020 · owns less than 5%
- G••• B•••••••• C•••• · Partnercontrolsince 02/2021 · owns less than 5%
- S•••••• M•••• K••••••••• · Partnercontrolsince 10/2020 · owns 10% to 25%
- C•••• K•••• N••••••• · Managing Membercontrolsince 02/2020 · owns 75% or more of C•••• R••••• C•••••• L••
Entity owners
- C•••• R••••• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•• I••••••••• H••••••• S•• L•pooled vehicle sponsorn
- C•• M••••••••• P•••••• S•• L•pooled vehicle sponsorn
- C•••• R••••• C•••••• A••••••••• P••••••• I• L••pooled vehicle sponsorn
- C•••• R••••• C•••••• L••••••• C•••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $261M to $336MMar 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $261M to $336MMar 10, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $261M to $336MMar 10, 2025 to Mar 25, 2026
- RAUM · $261M to $336MMar 10, 2025 to Mar 25, 2026
- Advisory employees · 5 to 6Jul 17, 2024 to Mar 10, 2025
- Assets in custody · $226M to $261MJul 17, 2024 to Mar 10, 2025
- Employees · 6 to 7Jul 17, 2024 to Mar 10, 2025
- Financial planning clients · unset to Jul 17, 2024 to Mar 10, 2025
- Discretionary RAUM · $226M to $261MJul 17, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $226M to $261MJul 17, 2024 to Mar 10, 2025
- RAUM · $226M to $261MJul 17, 2024 to Mar 10, 2025
- Private funds · 8 to 4Jun 28, 2024 to Jul 17, 2024
Signals
1 dated events
- C•••• R••••• C•••••• L• filed its initial SEC registration (Form ADV)Jun 28, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• R••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- C•••• R••••• C•••••• L• · Private Equityshared crd · organization
- C•••• R••••• C•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- crossrapids.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-301-7700reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026