DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••
Asset manager (funds and pooled vehicles)Mount Laurel, New JerseyCRD 313210SEC 801-120925websiteIAPD
Legal name P• M••••••• I••••••••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 25, 2021 · 8 filings
SEC status approved since Apr 26, 2021
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.5B as of Mar 24, 2026
Mar 25, 2022$112M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 25, 20220 then
Employees (5.A)9 as of Mar 24, 2026
Mar 25, 20225 then
Private funds1 as of Mar 24, 2026
Mar 25, 20221 then
RAUM +61% over the last fiscal year+56% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P• M••••••• I••••••••• L• | Other Private Fund | $708M | 4 | Mar 25, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B•••• B••••• J• · Presidentcontrolsince 08/2019 · owns less than 5%
- B••••••• S••••• J•• · Evpcontrolsince 08/2019 · owns less than 5%
- B•••• B••••• J• · Membercontrolsince 05/2019 · owns 25% to 50% of B•• L••
- B••••••• S••••• J•• · Membercontrolsince 05/2019 · owns 25% to 50% of B•• L••
- B••••••••• B•••• V• · Membercontrolsince 05/2019 · owns 25% to 50% of B•• L••
- B••••••••• B•••• V• · Cfo/Ccosince 08/2019 · owns less than 5%
Entity owners
- B•• L•• · Memberdirect · owns 75% or more
- M•••••••• B•••••• · Memberdirect · owns 10% to 25% · public reporting company
Related persons
Schedule D 7.A
- P•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 8Apr 25, 2025 to Mar 24, 2026
- Employees · 7 to 9Apr 25, 2025 to Mar 24, 2026
- Other offices · 0 to 1Apr 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $955M to $1.5BApr 25, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $955M to $1.5BApr 25, 2025 to Mar 24, 2026
- RAUM · $955M to $1.5BApr 25, 2025 to Mar 24, 2026
- Advisory employees · 4 to 5Mar 22, 2024 to Apr 25, 2025
- Employees · 5 to 7Mar 22, 2024 to Apr 25, 2025
- Financial planning clients · unset to Mar 22, 2024 to Apr 25, 2025
- Discretionary RAUM · $708M to $955MMar 22, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $708M to $955MMar 22, 2024 to Apr 25, 2025
- RAUM · $708M to $955MMar 22, 2024 to Apr 25, 2025
- Discretionary RAUM · $404M to $708MJun 12, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $404M to $708MJun 12, 2023 to Mar 22, 2024
- RAUM · $404M to $708MJun 12, 2023 to Mar 22, 2024
- Discretionary RAUM · $404M to $404MMar 29, 2023 to Jun 12, 2023
- Pooled vehicle RAUM · $404M to $404MMar 29, 2023 to Jun 12, 2023
- RAUM · $404M to $404MMar 29, 2023 to Jun 12, 2023
- Custody of client assets · true to falseMar 25, 2022 to Mar 29, 2023
- Discretionary RAUM · $112M to $404MMar 25, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $112M to $404MMar 25, 2022 to Mar 29, 2023
- RAUM · $112M to $404MMar 25, 2022 to Mar 29, 2023
- Assets in custody · unset to 0.0Nov 12, 2021 to Mar 25, 2022
- Custody of client assets · false to trueNov 12, 2021 to Mar 25, 2022
- Discretionary RAUM · $82.9M to $112MNov 12, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $82.9M to $112MNov 12, 2021 to Mar 25, 2022
- RAUM · $82.9M to $112MNov 12, 2021 to Mar 25, 2022
- Advisory employees · 3 to 4Mar 25, 2021 to Nov 12, 2021
- Pooled vehicle clients · unset to 1.0Mar 25, 2021 to Nov 12, 2021
- Employees · 3 to 5Mar 25, 2021 to Nov 12, 2021
- Discretionary RAUM · $210M to $82.9MMar 25, 2021 to Nov 12, 2021
- Pooled vehicle RAUM · unset to 82859679.0Mar 25, 2021 to Nov 12, 2021
- RAUM · $210M to $82.9MMar 25, 2021 to Nov 12, 2021
Signals
6 dated events
- Prmim reported RAUM $1.5B, up 61% from $955.0M (2025-04-25 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Prmim reported RAUM $955.0M, up 35% from $707.6M (2024-03-22 to 2025-04-25)Apr 25, 2025 · RAUM change · derived
- Prmim reported RAUM $707.6M, up 75% from $403.9M (2023-06-12 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Prmim reported RAUM $403.6M, up 259% from $112.3M (2022-03-25 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Prmim reported RAUM $82.9M, down 61% from $210.0M (2021-03-25 to 2021-11-12)Nov 12, 2021 · RAUM change · derived
- Prmim filed its initial SEC registration (Form ADV)Mar 25, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Prmim · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 215-360-3800reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026