DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

V••••••• C•••••• P••••••• L•

Former SEC-registered adviserStamford, ConnecticutCRD 313293SEC 801-120793IAPD

Latest filing Nov 10, 2021

First filing on the tape Mar 15, 2021 · 3 filings

RAUM

$25.4M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$25.4M gross assets

History

3 filings and snapshots on the tape

RAUM$25.4M as of Nov 10, 2021

Aug 11, 2021$25.4M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Nov 10, 2021

Mar 15, 20210 then

Employees (5.A)5 as of Nov 10, 2021

Mar 15, 20213 then

Private funds1 as of Nov 10, 2021

Aug 11, 20211 then

Practice profile

derived from the filing of Nov 10, 2021; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $5.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $25.4M, 5 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$25.4M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 5reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $25.4M for 5 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
V••••••• H••••••••• O••••••••• M••••• F••• L•	Hedge Fund	$25.4M	10	Aug 11, 2021

Owners and control persons

Schedule A and B, latest filing

H•••• J••••• N•• · Chief Executive Officer, Chief Investment Officer, Limited Partnercontrol
since 01/2021 · owns 75% or more
R••••••••• A•••• N•• · Chief Compliance Officer, Chief Risk Officer, Head Of Trading, Limited Partnercontrol
since 01/2021 · owns 10% to 25%
H•••• J••••• N•• · Sole Membercontrol
since 01/2021 · owns 75% or more of V•• G• L••

Entity owners

V•• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

V••••••• H••••••••• O••••••••• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · unset to 5.0
Mar 15, 2021 to Aug 11, 2021
Advisory employees · 2 to 3
Mar 15, 2021 to Aug 11, 2021
Pooled vehicle clients · unset to 5.0
Mar 15, 2021 to Aug 11, 2021
Assets in custody · unset to 25394119.0
Mar 15, 2021 to Aug 11, 2021
Custody of client assets · false to true
Mar 15, 2021 to Aug 11, 2021
Employees · 3 to 5
Mar 15, 2021 to Aug 11, 2021
Private funds · unset to 1
Mar 15, 2021 to Aug 11, 2021
Discretionary RAUM · unset to 25394119.0
Mar 15, 2021 to Aug 11, 2021
Non-discretionary RAUM · unset to 0.0
Mar 15, 2021 to Aug 11, 2021
Pooled vehicle RAUM · unset to 25394119.0
Mar 15, 2021 to Aug 11, 2021
RAUM · unset to 25394119.0
Mar 15, 2021 to Aug 11, 2021
Related bank · false to true
Mar 15, 2021 to Aug 11, 2021

Signals

2 dated events

Peter James Gallagher (Chief Operating Officer, Chief Compliance Officer, Chief Financial Officer, Limited Partner) no longer on Schedule A of V••••••• C•••••• P••••••• L• (listed 2021-08-11, absent 2021-11-10)
Nov 10, 2021 · Control person left · inference
V••••••• C•••••• P••••••• L• filed its initial SEC registration (Form ADV)
Mar 15, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026