DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

E••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $74.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-09-06 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $74.9M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +1279%
Private clients: 100% of RAUM, $74.9M

Advisors Advisor movement Where the RAUM sits

As of 2026-09-06 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +1279% over the last fiscal year, to $74.9M.
2026-09-06
RAUM a year earlier $5.4MRAUM now $74.9M
discretionary share of RAUM moved from 100.0% to 64.0% between the annual amendments of 2025-02-26 and 2026-03-31
2026-03-31
discretionary share of RAUM 0.639981463307745
3 published business contact points are on record, each with its source.
Contact points 3

Every filed figure, and the identifiersCRD 313296 · SEC 801-120685 · 33 filingsShow

CRD 313296SEC 801-120685Legal name E•• I••••••••• I•••First filing on the tape Mar 2, 2021, latest Sep 6, 2026SEC status approved since Sep 29, 2021IAPD

RAUM

$74.9M

reported, Item 5.F

Discretionary

64%

of RAUM

Private clients

100%

$74.9M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$74.9M as of Aug 7, 2026

Feb 18, 2023$10,000 then

HNW client RAUM$0 as of Aug 7, 2026

Feb 18, 2023$0 then

State-registered IARs (5.B.3)0 as of Aug 7, 2026

Jan 12, 20220 then

Employees (5.A)12 as of Aug 7, 2026

Jan 12, 20221 then

Private funds: no history

RAUM +1279% over the last fiscal year+1856% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Sep 6, 2026; every figure names its basis

Archetypes, each a printed rule

Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $1,095derivedRAUM over accounts (5.F.2.f)
Discretionary: 64%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +1279%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: +1073%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, publications, educational seminarsreportedItem 5.G
Wrap fee program: participatesreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$74.9M100%

Individual clients: 68,370reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 68,370reported
Financial planning clients: 0reported
Wrap fee programs: $0 sponsored, $74.9M managedreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

V••• M•••• N•• · Ceo And Ccocontrol
since 08/2020 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

3 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Mar 31, 2026
discretionary share of RAUM moved from 100.0% to 64.0% between the annual amendments of 2025-02-26 and 2026-03-31
peers: independent wealth managers, under $100M (706)
account count surgeChange between filings · filing Mar 31, 2026
accounts (Item 5.F.2.f) moved from 5,829.0 to 68,370.0 (+1073.0%) between the annual amendments of 2025-02-26 and 2026-03-31; the peer median change was +2.0% (133 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, under $100M (133) · 99% percentile
client count surgeChange between filings · filing Mar 31, 2026
individual and HNW clients (Item 5.D) moved from 5,829.0 to 68,370.0 (+1073.0%) between the annual amendments of 2025-02-26 and 2026-03-31; the peer median change was 0.0% (119 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, under $100M (119) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 0 to 0
Aug 7, 2026 to Sep 6, 2026
HQ city · to unset
Aug 7, 2026 to Sep 6, 2026
HQ state · to unset
Aug 7, 2026 to Sep 6, 2026
Related adviser · false to unset
Aug 7, 2026 to Sep 6, 2026
Related bank · false to unset
Aug 7, 2026 to Sep 6, 2026
Related broker-dealer · false to unset
Aug 7, 2026 to Sep 6, 2026
Related insurance company · false to unset
Aug 7, 2026 to Sep 6, 2026
Succession · false to unset
Aug 7, 2026 to Sep 6, 2026
Accounts · 11,409 to 68,370
Jan 16, 2026 to Mar 31, 2026
Advisory employees · 1 to 2
Jan 16, 2026 to Mar 31, 2026
Individual clients · 11,409 to 68,370
Jan 16, 2026 to Mar 31, 2026
Employees · 2 to 12
Jan 16, 2026 to Mar 31, 2026
Discretionary RAUM · $14.4M to $47.9M
Jan 16, 2026 to Mar 31, 2026
Individual RAUM · $14.4M to $74.9M
Jan 16, 2026 to Mar 31, 2026
Non-discretionary RAUM · $0 to $27.0M
Jan 16, 2026 to Mar 31, 2026
RAUM · $14.4M to $74.9M
Jan 16, 2026 to Mar 31, 2026
Wrap assets (manager) · $10.1M to $74.9M
Jan 16, 2026 to Mar 31, 2026
Accounts · 8,710 to 11,409
Aug 8, 2025 to Sep 29, 2025
Individual clients · 8,710 to 11,409
Aug 8, 2025 to Sep 29, 2025
Financial planning clients · 0 to 0
Aug 8, 2025 to Sep 29, 2025
Discretionary RAUM · $10.1M to $14.4M
Aug 8, 2025 to Sep 29, 2025
Individual RAUM · $10.1M to $14.4M
Aug 8, 2025 to Sep 29, 2025
RAUM · $10.1M to $14.4M
Aug 8, 2025 to Sep 29, 2025
Accounts · 5,829 to 8,710
Feb 26, 2025 to Jul 22, 2025
Individual clients · 5,829 to 8,710
Feb 26, 2025 to Jul 22, 2025
Discretionary RAUM · $5.4M to $10.1M
Feb 26, 2025 to Jul 22, 2025
Individual RAUM · $5.4M to $10.1M
Feb 26, 2025 to Jul 22, 2025
RAUM · $5.4M to $10.1M
Feb 26, 2025 to Jul 22, 2025
Wrap assets (manager) · $1.3M to $10.1M
Feb 26, 2025 to Jul 22, 2025
Accounts · 4,621 to 5,829
Sep 16, 2024 to Jan 7, 2025
Individual clients · 4,621 to 5,829
Sep 16, 2024 to Jan 7, 2025
HQ city · unset to
Sep 16, 2024 to Jan 7, 2025
HQ state · unset to
Sep 16, 2024 to Jan 7, 2025
Discretionary RAUM · $3.8M to $5.4M
Sep 16, 2024 to Jan 7, 2025
Individual RAUM · $3.8M to $5.4M
Sep 16, 2024 to Jan 7, 2025
RAUM · $3.8M to $5.4M
Sep 16, 2024 to Jan 7, 2025
Accounts · 2,158 to 4,621
Sep 16, 2024 to Sep 16, 2024
Individual clients · 2,158 to 4,621
Sep 16, 2024 to Sep 16, 2024
Discretionary RAUM · $1.3M to $3.8M
Sep 16, 2024 to Sep 16, 2024
Individual RAUM · $1.3M to $3.8M
Sep 16, 2024 to Sep 16, 2024

Signals

1 dated events

••• Locked
Mar 2, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Website: ••• Lockedreportedpublic record, Form ADV, Sep 6, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Sep 6, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026