DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Burkholder & Associates, LLC
Latest filing Jun 11, 2026
First filing on the tape Mar 15, 2021 · 18 filings
SEC status approved since Apr 15, 2021
RAUM
$287M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
97%
$278M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$287M as of Jun 11, 2026
Feb 23, 2022$152M then
HNW client RAUM$263M as of Jun 11, 2026
Feb 23, 2022$129M then
State-registered IARs (5.B.3)2 as of Jun 11, 2026
Feb 23, 20221 then
Employees (5.A)4 as of Jun 11, 2026
Feb 23, 20224 then
Private funds: no history
RAUM +26% over the last fiscal year+25% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jun 11, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $711,290derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $61.9M, 28 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$263M92%
- Individuals$15.1M5.2%
- Pension and profit-sharing plans$8.9M3.1%
- Individual clients
- 23reported
- HNW clients
- 70reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 404reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $61.9M for 28 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kimberly Lindsay BleckCertified Financial Planner | Washington, Dc | Apr 16, 2021 | 15 y | 2 |
| Nicholas Edward BurkholderCertified Financial Planner | Washington, Dc | Apr 16, 2021 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kimberly Lindsay Bleck from Osaic Fa, Inc.Apr 16, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
- Nicholas Edward Burkholder from Osaic Fa, Inc.Apr 16, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Osaic Fa, Inc.Apr 21, 2021 · Rockville, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Nicholas Burkholder · Managing Member & Chief Compliance Officercontrolsince 07/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Washington, Dc · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · CHEVY CHASE to WASHINGTONFeb 27, 2026 to Jun 11, 2026
- HQ state · MD to DCFeb 27, 2026 to Jun 11, 2026
- Accounts · 384 to 404Nov 13, 2025 to Feb 27, 2026
- BD registered reps · 2 to 3Nov 13, 2025 to Feb 27, 2026
- HNW clients · 64 to 70Nov 13, 2025 to Feb 27, 2026
- Individual clients · 25 to 23Nov 13, 2025 to Feb 27, 2026
- Assets in custody · $59.5M to $61.9MNov 13, 2025 to Feb 27, 2026
- Discretionary RAUM · $215M to $274MNov 13, 2025 to Feb 27, 2026
- HNW RAUM · $208M to $263MNov 13, 2025 to Feb 27, 2026
- Individual RAUM · $13.0M to $15.1MNov 13, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $13.9M to $13.2MNov 13, 2025 to Feb 27, 2026
- Pension RAUM · $7.6M to $8.9MNov 13, 2025 to Feb 27, 2026
- RAUM · $229M to $287MNov 13, 2025 to Feb 27, 2026
- Financial planning clients · 0 to 0Mar 20, 2025 to Nov 13, 2025
- Accounts · 366 to 384Mar 15, 2024 to Mar 20, 2025
- Advisory activities · 4 to 5Mar 15, 2024 to Mar 20, 2025
- HNW clients · 55 to 64Mar 15, 2024 to Mar 20, 2025
- Individual clients · 30 to 25Mar 15, 2024 to Mar 20, 2025
- Assets in custody · $51.1M to $59.5MMar 15, 2024 to Mar 20, 2025
- Discretionary RAUM · $187M to $215MMar 15, 2024 to Mar 20, 2025
- HNW RAUM · $154M to $208MMar 15, 2024 to Mar 20, 2025
- Individual RAUM · $15.8M to $13.0MMar 15, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $0 to $13.9MMar 15, 2024 to Mar 20, 2025
- Pension RAUM · $16.9M to $7.6MMar 15, 2024 to Mar 20, 2025
- RAUM · $187M to $229MMar 15, 2024 to Mar 20, 2025
- Accounts · 341 to 366Nov 17, 2023 to Mar 15, 2024
- Advisory employees · 3 to 2Nov 17, 2023 to Mar 15, 2024
- Individual clients · 27 to 30Nov 17, 2023 to Mar 15, 2024
- Pension plan clients · 6.0 to unsetNov 17, 2023 to Mar 15, 2024
- Assets in custody · $101M to $51.1MNov 17, 2023 to Mar 15, 2024
- Employees · 5 to 4Nov 17, 2023 to Mar 15, 2024
- Financial planning clients · 51-100 to 0Nov 17, 2023 to Mar 15, 2024
- Discretionary RAUM · $136M to $187MNov 17, 2023 to Mar 15, 2024
- HNW RAUM · $117M to $154MNov 17, 2023 to Mar 15, 2024
- Individual RAUM · $14.3M to $15.8MNov 17, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $9.3M to $0Nov 17, 2023 to Mar 15, 2024
- Pension RAUM · $14.4M to $16.9MNov 17, 2023 to Mar 15, 2024
- RAUM · $146M to $187MNov 17, 2023 to Mar 15, 2024
- Other offices · 1 to 2Jul 17, 2023 to Nov 17, 2023
- Accounts · 386 to 341Jul 11, 2022 to Mar 28, 2023
Signals
1 dated events
- Burkholder & Associates, Llc filed its initial SEC registration (Form ADV)Mar 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kim@burkholderassociates.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- phillip@burkholderassociates.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- steven@burkholderassociates.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 301-778-9970reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 301-778-9971reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 301-778-9883reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/burkholder-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- burkholderassociates.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-778-9970reportedpublic record, Form ADV, Jun 11, 2026
- Contact form
- burkholderassociates.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- burkholderassociates.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026