DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Dallas, TexasCRD 313345SEC 801-128466websiteIAPD
Latest filing Mar 19, 2026
First filing on the tape Jun 29, 2023 · 6 filings
SEC status approved since Aug 8, 2023
RAUM
$346M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$346M as of Mar 19, 2026
Mar 5, 2024$268M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 5, 20240 then
Employees (5.A)20 as of Mar 19, 2026
Mar 5, 202417 then
Private funds8 as of Mar 19, 2026
Mar 5, 20246 then
RAUM +27% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$38.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+27%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$346M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• F••• · Managing Partnercontrol
        since 12/2014 · owns 10% to 25%
      • L••••• M•••••• · Partnercontrol
        since 12/2014 · owns 10% to 25%
      • S••••••• D•••• · Partner, Chief Compliance Officercontrol
        since 12/2014 · owns 10% to 25%
      • S••••• P••• · Partnercontrol
        since 12/2014 · owns 10% to 25%
      • Y••••• J•••• · Partnercontrol
        since 12/2014 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • V•••••• S•••••••• 2••••• G•• L•
        pooled vehicle sponsorn
      • V•••••• S•••••••• P••••••• I• G•• L•
        pooled vehicle sponsorn
      • V•••••• S•••••••• P••••••• I•• G•• L•
        pooled vehicle sponsorn
      • V•• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 9
        Aug 25, 2025 to Mar 19, 2026
      • Advisory employees · 18 to 20
        Aug 25, 2025 to Mar 19, 2026
      • Pooled vehicle clients · 7 to 9
        Aug 25, 2025 to Mar 19, 2026
      • Employees · 18 to 20
        Aug 25, 2025 to Mar 19, 2026
      • Private funds · 6 to 8
        Aug 25, 2025 to Mar 19, 2026
      • Discretionary RAUM · $273M to $346M
        Aug 25, 2025 to Mar 19, 2026
      • Pooled vehicle RAUM · $273M to $346M
        Aug 25, 2025 to Mar 19, 2026
      • RAUM · $273M to $346M
        Aug 25, 2025 to Mar 19, 2026
      • Financial planning clients · 0 to 0
        Mar 27, 2025 to Aug 25, 2025
      • Advisory employees · 16 to 18
        Jun 28, 2024 to Mar 27, 2025
      • Employees · 17 to 18
        Jun 28, 2024 to Mar 27, 2025
      • Discretionary RAUM · $268M to $273M
        Jun 28, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $268M to $273M
        Jun 28, 2024 to Mar 27, 2025
      • RAUM · $268M to $273M
        Jun 28, 2024 to Mar 27, 2025
      • Advisory employees · 15 to 16
        Jun 29, 2023 to Mar 5, 2024
      • Employees · 16 to 17
        Jun 29, 2023 to Mar 5, 2024
      • Private funds · 12 to 6
        Jun 29, 2023 to Mar 5, 2024
      • Discretionary RAUM · $164M to $268M
        Jun 29, 2023 to Mar 5, 2024
      • Pooled vehicle RAUM · $164M to $268M
        Jun 29, 2023 to Mar 5, 2024
      • RAUM · $164M to $268M
        Jun 29, 2023 to Mar 5, 2024
      Signals
      2 dated events
      • V•••••• M••••••••• L•• reported RAUM $268.4M, up 64% from $164.1M (2023-06-29 to 2024-03-05)
        Mar 5, 2024 · RAUM change · derived
      • V•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 29, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      velocis.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      214-702-0220reportedpublic record, Form ADV, Mar 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026