DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

Y••• O•••• L••

Former SEC-registered adviserSanta Monica, CaliforniaCRD 313370SEC 801-121148IAPD
Latest filing Mar 26, 2024
First filing on the tape Apr 6, 2021 · 11 filings
RAUM
$315M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$315M as of Mar 26, 2024
Mar 17, 2022$352M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2024
Mar 17, 20220 then
Employees (5.A)1 as of Mar 26, 2024
Mar 17, 20221 then
Private funds: no history
RAUM +6.9% over the last fiscal year-3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$52.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.9%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$315M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• B••••• A••• · Chief Compliance Officercontrol
        since 02/2021 · owns less than 5%
      • F••••••• L••••• M•••••• · Owner / Managing Membercontrol
        since 02/2021 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 6
        Sep 11, 2023 to Mar 26, 2024
      • Corporate clients · 5 to 6
        Sep 11, 2023 to Mar 26, 2024
      • Non-discretionary RAUM · $295M to $315M
        Sep 11, 2023 to Mar 26, 2024
      • RAUM · $295M to $315M
        Sep 11, 2023 to Mar 26, 2024
      • Non-discretionary RAUM · $352M to $295M
        May 31, 2022 to Feb 28, 2023
      • RAUM · $352M to $295M
        May 31, 2022 to Feb 28, 2023
      • Corporate clients · unset to 5.0
        Jul 23, 2021 to Mar 17, 2022
      • Non-discretionary RAUM · $308M to $352M
        Jul 23, 2021 to Mar 17, 2022
      • RAUM · $308M to $352M
        Jul 23, 2021 to Mar 17, 2022
      • Accounts · 0 to 5
        Apr 8, 2021 to Jul 23, 2021
      • Non-discretionary RAUM · $0 to $308M
        Apr 8, 2021 to Jul 23, 2021
      • RAUM · $0 to $308M
        Apr 8, 2021 to Jul 23, 2021
      Signals
      3 dated events
      • Alan Blake Bjordahl (Chief Compliance Officer) appeared on Schedule A of Y••• O•••• L••
        Sep 11, 2023 · Control person joined · fact
      • M•••••• F••••••• L•••• (Owner / Managing Member) appeared on Schedule A of Y••• O•••• L••
        Apr 8, 2021 · Control person joined · fact
      • Y••• O•••• L•• filed its initial SEC registration (Form ADV)
        Apr 6, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026