DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
X•••••• A••••••• L••
Latest filing Mar 30, 2023
First filing on the tape Mar 10, 2021 · 9 filings
RAUM
$43.5M
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
$42.0M gross assets
History
9 filings and snapshots on the tape
RAUM$43.5M as of Mar 30, 2023
Mar 17, 2022$48.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 17, 20220 then
Employees (5.A)3 as of Mar 30, 2023
Mar 17, 20223 then
Private funds4 as of Mar 30, 2023
Mar 17, 20224 then
RAUM -10% over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$43.5M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| X•••••• P•••••• F••• ••••• C•••••• L• | Private Equity Fund | $13.9M | 6 | Aug 6, 2021 |
| X•••••• C••••••• I•• L• | Private Equity Fund | $6.0M | 3 | Mar 17, 2022 |
| X•• T•• L•• | Private Equity Fund | $3.3M | 2 | Jul 19, 2024 |
| T•• 1• L•• | Private Equity Fund | $2.3M | 24 | Jul 19, 2024 |
| X•••••• P•••••• F••• •••••• L• | Private Equity Fund | $2.1M | 15 | Aug 6, 2021 |
| X•• O••• L•• | Private Equity Fund | $1.7M | 27 | Jul 19, 2024 |
| X•••••• C••••••• I• L• | Private Equity Fund | $1.6M | 4 | Aug 6, 2021 |
| X•• O••• L•• | Private Equity Fund | $1.2M | 7 | Jul 19, 2024 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• G••••••• J••••• · Chief Executive Officercontrolsince 03/2021 · owns less than 5%
- Z••• S••••••• P•••• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- L••••• P••••• G••••••••• · Managing Membercontrolsince 03/2021 · owns 25% to 50% of X•••••• P••••••• L••
- S••••••• P•••• M••••••• · Managing Membercontrolsince 03/2021 · owns 50% to 75% of X•••••• P••••••• L••
Entity owners
- X•••••• P••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- X•••••• C•••••• P•••••••• I•••broker-dealern
- X•••••• P•••••• F••• G•• L••pooled vehicle sponsorn
- X•••••• V••••••• L••n
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $34.1M to $27.9MJan 30, 2023 to Mar 30, 2023
- Non-discretionary RAUM · $14.4M to $15.6MJan 30, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $48.4M to $43.5MJan 30, 2023 to Mar 30, 2023
- RAUM · $48.4M to $43.5MJan 30, 2023 to Mar 30, 2023
- HQ city · NEW YORK to COCONUT GROVEAug 2, 2022 to Jan 30, 2023
- HQ state · NY to FLAug 2, 2022 to Jan 30, 2023
- Other offices · 0 to 1Aug 2, 2022 to Jan 30, 2023
- Accounts · 3 to 5Aug 6, 2021 to Mar 17, 2022
- Pooled vehicle clients · 3 to 4Aug 6, 2021 to Mar 17, 2022
- Private funds · 3 to 4Aug 6, 2021 to Mar 17, 2022
- Discretionary RAUM · $29.1M to $34.1MAug 6, 2021 to Mar 17, 2022
- Non-discretionary RAUM · $7.0M to $14.4MAug 6, 2021 to Mar 17, 2022
- Pooled vehicle RAUM · $36.1M to $48.4MAug 6, 2021 to Mar 17, 2022
- RAUM · $36.1M to $48.4MAug 6, 2021 to Mar 17, 2022
- Accounts · unset to 3.0Mar 10, 2021 to Aug 6, 2021
- Pooled vehicle clients · unset to 3.0Mar 10, 2021 to Aug 6, 2021
- Private funds · unset to 3Mar 10, 2021 to Aug 6, 2021
- Discretionary RAUM · unset to 29104722.0Mar 10, 2021 to Aug 6, 2021
- Non-discretionary RAUM · unset to 7000000.0Mar 10, 2021 to Aug 6, 2021
- Pooled vehicle RAUM · unset to 36104722.0Mar 10, 2021 to Aug 6, 2021
- RAUM · unset to 36104722.0Mar 10, 2021 to Aug 6, 2021
Signals
1 dated events
- X•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- X•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- X•••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- xtellusadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026