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Former SEC-registered adviser

P••••• G••• I• L••••••

Former SEC-registered adviserSt Helier, CRD 313545SEC 801-121210IAPD
Latest filing Apr 13, 2021
First filing on the tape Apr 13, 2021 · 1 filings
RAUM
$380M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$380M gross assets
History
1 filings and snapshots on the tape
RAUM: $380M
HNW client RAUM: $0
State-registered IARs (5.B.3): 0
Employees (5.A): 3
Private funds: 3
Practice profile
derived from the filing of Apr 13, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$127MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$380M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••• D•••• · Directorcontrol
        since 04/2011 · owns less than 5%
      • H••••••••• G••••• M••••• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns 10% to 25%
      • H•••••• M•••• E••••• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns 10% to 25%
      • K•••• J••••• C• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns 10% to 25%
      • L••••• G••• · Directorcontrol
        since 03/2020 · owns less than 5%
      • N••••••• L•••• L• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns 10% to 25%
      • S••••••••• P••• J•••• T••• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns less than 5%
      • W••••••••• B••••• H• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns 10% to 25%
      • W••••••• A••••• I•• · Directorcontrol
        since 04/2011 · owns less than 5%
      • W•••••• S•••••• V••••••• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns less than 5%
      • W•••••• E•••• K• · Shareholder Of P••••• I• L••••••control
        since 04/2011 · owns 10% to 25%
      • D••••••••• C••••••• · Shareholder Of P••••• I• L••••••
        since 04/2011 · owns less than 5%
      • S••••• M••••• · Shareholder Of P••••• I• L••••••
        since 04/2011 · owns less than 5%
      Entity owners
      • P••••• I• L•••••• · Shareholder Sek 0.10 Ordinary Shares
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • P••••• G••• I• L•••••• filed its initial SEC registration (Form ADV)
        Apr 13, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026