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Former SEC-registered adviser

L••••••••• L••

Former SEC-registered adviserMiami, FloridaCRD 313715SEC 801-126265IAPD
Latest filing Jul 13, 2022
First filing on the tape Jun 29, 2022 · 2 filings
RAUM
$269M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$269M gross assets
History
2 filings and snapshots on the tape
RAUM$269M as of Jul 13, 2022
Jun 29, 2022$269M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 13, 2022
Jun 29, 20220 then
Employees (5.A)9 as of Jul 13, 2022
Jun 29, 20229 then
Private funds1 as of Jul 13, 2022
Jun 29, 20222 then
Practice profile
derived from the filing of Jul 13, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$135MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$269M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$269M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$269M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L••••••••• D•••••• A•••• O••••••••• M••••• F••• L•Hedge Fund$269M15Mar 31, 2022
      L••••••••• D•••••• A•••• O••••••••• F••• L••no longer reportedHedge Fund$130M8Apr 13, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • J•• V•• Z•••••• J•••••••• B••••• · Chief Technology Officercontrol
        since 09/2017 · owns less than 5%
      • K••••• A•••••• J•••• · Chief Compliance Officercontrol
        since 06/2020 · owns less than 5%
      • T•••• S••••••• · Chief Investment Officercontrol
        since 09/2015 · owns less than 5%
      • B••••••••• S•••••• B••••••• · Presidentcontrol
        since 04/2019 · owns 50% to 75% of W••• R•••• S••••• S••••••• I••• D•••• F•• U•
      Entity owners
      • L••••• H••••••• I••• · Owner
        direct · owns 75% or more
      • W••• R•••• S••••• S••••••• I••• D•••• F•• U• · Owner
        indirect · owns 75% or more of L••••• H••••••• I•••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY1 employees
      What changed
      consecutive filings, newest first
      • Private funds · 2 to 1
        Jun 29, 2022 to Jul 13, 2022
      Signals
      1 dated events
      • L••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 29, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026