DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L• B•• A••••••• L••
Latest filing Jun 2, 2026
First filing on the tape Mar 31, 2021 · 12 filings
SEC status approved since Apr 30, 2021
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.0B as of Jun 2, 2026
Mar 31, 2022$44.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 31, 20220 then
Employees (5.A)35 as of Jun 2, 2026
Mar 31, 202252 then
Private funds1 as of Mar 30, 2026
Apr 3, 20231 then
RAUM +7.5% over the last fiscal year+72% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $520MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••••• S••••• P•••••• F•••• L•• | Liquidity Fund | $107M | 2 | Apr 3, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• P••••• · Chief Risk Officercontrolsince 03/2021 · owns less than 5%
- D•••• D•••••• R•••• · President And Chief Executive Officer; Directorcontrolsince 03/2021 · owns less than 5%
- S••••• I••••• · Chief Compliance Officer/Chief Administrative Officer/General Counselcontrolsince 07/2022 · owns less than 5%
- D•••• D•••••• R•••• · Membercontrolsince 08/2020 · owns 50% to 75% of L•••••••• S••••• H•••••• C••••••• L••
Entity owners
- L•••••••• S••••• H•••••• C••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L•••••••• S••••• P•••••• F••• M••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Washington, DC2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jun 2, 2026advises private funds (Item 7.B): yes on the filing of 2026-03-30, no on the filing of 2026-06-02peers: ASSET_M••••••, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 30, 2026 to Jun 2, 2026
- Pooled vehicle clients · 1.0 to unsetMar 30, 2026 to Jun 2, 2026
- Private funds · 1 to unsetMar 30, 2026 to Jun 2, 2026
- Non-discretionary RAUM · $97.2M to $0Mar 30, 2026 to Jun 2, 2026
- Pooled vehicle RAUM · 97249738.0 to unsetMar 30, 2026 to Jun 2, 2026
- RAUM · $1.1B to $1.0BMar 30, 2026 to Jun 2, 2026
- Advisory employees · 31 to 28Mar 31, 2025 to Mar 30, 2026
- Employees · 41 to 35Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $857M to $1.0BMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $111M to $97.2MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $111M to $97.2MMar 31, 2025 to Mar 30, 2026
- RAUM · $968M to $1.1BMar 31, 2025 to Mar 30, 2026
- Accounts · 2 to 3Sep 25, 2024 to Mar 31, 2025
- Advisory employees · 35 to 31Sep 25, 2024 to Mar 31, 2025
- Employees · 54 to 41Sep 25, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $602M to $857MSep 25, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $107M to $111MSep 25, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $107M to $111MSep 25, 2024 to Mar 31, 2025
- RAUM · $709M to $968MSep 25, 2024 to Mar 31, 2025
- Advisory activities · 2 to 3Mar 29, 2024 to Sep 25, 2024
- Discretionary RAUM · $446M to $602MMar 29, 2024 to Sep 25, 2024
- Non-discretionary RAUM · $103M to $107MMar 29, 2024 to Sep 25, 2024
- Pooled vehicle RAUM · $103M to $107MMar 29, 2024 to Sep 25, 2024
- RAUM · $549M to $709MMar 29, 2024 to Sep 25, 2024
- Advisory employees · 15 to 35Apr 3, 2023 to Mar 29, 2024
- Employees · 42 to 54Apr 3, 2023 to Mar 29, 2024
- Other offices · 0 to 1Apr 3, 2023 to Mar 29, 2024
- Discretionary RAUM · $105M to $446MApr 3, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $99.3M to $103MApr 3, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $99.3M to $103MApr 3, 2023 to Mar 29, 2024
- RAUM · $204M to $549MApr 3, 2023 to Mar 29, 2024
- Employees · 52 to 42Nov 22, 2022 to Apr 3, 2023
- Private funds · unset to 1Nov 22, 2022 to Apr 3, 2023
- Discretionary RAUM · $93.4M to $105MNov 22, 2022 to Apr 3, 2023
- Non-discretionary RAUM · $100M to $99.3MNov 22, 2022 to Apr 3, 2023
- Pooled vehicle RAUM · $100M to $99.3MNov 22, 2022 to Apr 3, 2023
- RAUM · $193M to $204MNov 22, 2022 to Apr 3, 2023
- Accounts · 4 to 2Aug 4, 2022 to Nov 22, 2022
- Advisory activities · 1 to 2Aug 4, 2022 to Nov 22, 2022
Signals
9 dated events
- L• B•• A••••••• L•• reported RAUM $967.6M, up 36% from $709.4M (2024-09-25 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- L• B•• A••••••• L•• reported RAUM $709.4M, up 29% from $548.9M (2024-03-29 to 2024-09-25)Sep 25, 2024 · RAUM change · derived
- T David Kraut (General Counsel) no longer on Schedule A of L• B•• A••••••• L•• (listed 2024-03-29, absent 2024-09-25)Sep 25, 2024 · Control person left · inference
- L• B•• A••••••• L•• reported RAUM $548.9M, up 169% from $204.3M (2023-04-03 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- L• B•• A••••••• L•• reported RAUM $193.4M, up 188% from $67.0M (2022-08-04 to 2022-11-22)Nov 22, 2022 · RAUM change · derived
- Ashley Matthew Swendiman (Chief Compliance Officer) no longer on Schedule A of L• B•• A••••••• L•• (listed 2022-04-05, absent 2022-08-04)Aug 4, 2022 · Control person left · inference
- I••••• S•••• (Chief Compliance Officer) appeared on Schedule A of L• B•• A••••••• L••Aug 4, 2022 · Control person joined · fact
- Ashley Matthew Swendiman (Chief Compliance Officer) appeared on Schedule A of L• B•• A••••••• L••Aug 28, 2021 · Control person joined · fact
- L• B•• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L• B•• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- lafayettesquarebdc.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-598-2089reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026