DFX Intelligence

RIA Intelligence

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SEC-registered adviser

H•••••• P•••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 313849SEC 801-121394website IAPD

Latest filing Mar 30, 2026

First filing on the tape May 4, 2021 · 9 filings

SEC status approved since Jun 2, 2021

RAUM

$135M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$135M as of Mar 30, 2026

Mar 28, 2022$87.2M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 28, 20220 then

Employees (5.A)4 as of Mar 30, 2026

Mar 28, 20224 then

Private funds1 as of Mar 30, 2026

Mar 28, 20221 then

RAUM +44% over the last fiscal year+23% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $45.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +44%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $108M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$108M80%
Charitable organizations$26.9M20%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $108M for 2 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.8 institutional_share=0.2 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
H•••••• P•••• P••••••• M••••• F•••• L•	Hedge Fund	$88.4M	20	Sep 22, 2021

Owners and control persons

Schedule A and B, latest filing

B••••• B••••• F•••••• · Managing Partner And Chief Investment Officer | Limited Partnercontrol
since 11/2020 · owns 75% or more
U••••••• M••••••• H•••• · Chief Operating Officer And Chief Compliance Officercontrol
since 01/2021 · owns less than 5%
B••••• B••••• F•••••• · Managing Membercontrol
since 11/2020 · owns 75% or more of H•••••• P•••• M••••••••• G•• L••

Entity owners

H•••••• P•••• M••••••••• G•• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

H•••••• P•••• P••••••• G•• L••
investment adviserbankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

2 against comparable advisers; where to look, not conclusions

high institutional concentrationStatic outlier · filing Mar 30, 2026
institutional share of RAUM of 20% against a peer median of 0% (1568 comparable advisers, 99.0th percentile, 6.7 robust deviations)
peers: asset managers, $100M to $500M (1,568) · 99% percentile
institutional asset share shiftChange between filings · filing Mar 30, 2026
institutional share of RAUM moved from 0.0% to 20.0% between the annual amendments of 2025-03-28 and 2026-03-30
peers: asset managers, $100M to $500M (1,568)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 2 to 3
Mar 28, 2025 to Mar 30, 2026
Advisory activities · 1 to 2
Mar 28, 2025 to Mar 30, 2026
Charity clients · unset to 1.0
Mar 28, 2025 to Mar 30, 2026
Assets in custody · $94.0M to $108M
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $94.0M to $135M
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $94.0M to $108M
Mar 28, 2025 to Mar 30, 2026
RAUM · $94.0M to $135M
Mar 28, 2025 to Mar 30, 2026
Assets in custody · $88.4M to $94.0M
Mar 28, 2024 to Mar 28, 2025
Financial planning clients · unset to
Mar 28, 2024 to Mar 28, 2025
Discretionary RAUM · $88.4M to $94.0M
Mar 28, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $88.4M to $94.0M
Mar 28, 2024 to Mar 28, 2025
RAUM · $88.4M to $94.0M
Mar 28, 2024 to Mar 28, 2025
Assets in custody · $73.4M to $88.4M
Mar 27, 2023 to Mar 28, 2024
Discretionary RAUM · $73.4M to $88.4M
Mar 27, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $73.4M to $88.4M
Mar 27, 2023 to Mar 28, 2024
RAUM · $73.4M to $88.4M
Mar 27, 2023 to Mar 28, 2024
Assets in custody · $87.2M to $73.4M
Apr 29, 2022 to Mar 27, 2023
Discretionary RAUM · $87.2M to $73.4M
Apr 29, 2022 to Mar 27, 2023
Pooled vehicle RAUM · $87.2M to $73.4M
Apr 29, 2022 to Mar 27, 2023
RAUM · $87.2M to $73.4M
Apr 29, 2022 to Mar 27, 2023
Assets in custody · $56.4M to $87.2M
Sep 22, 2021 to Mar 28, 2022
Discretionary RAUM · $72.7M to $87.2M
Sep 22, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $72.7M to $87.2M
Sep 22, 2021 to Mar 28, 2022
RAUM · $72.7M to $87.2M
Sep 22, 2021 to Mar 28, 2022
Accounts · unset to 2.0
May 4, 2021 to Sep 22, 2021
Advisory employees · 2 to 3
May 4, 2021 to Sep 22, 2021
Pooled vehicle clients · unset to 2.0
May 4, 2021 to Sep 22, 2021
Assets in custody · $0 to $56.4M
May 4, 2021 to Sep 22, 2021
Custody of client assets · false to true
May 4, 2021 to Sep 22, 2021
Employees · 3 to 4
May 4, 2021 to Sep 22, 2021
Private funds · unset to 1
May 4, 2021 to Sep 22, 2021
Discretionary RAUM · unset to 72674425.0
May 4, 2021 to Sep 22, 2021
Non-discretionary RAUM · unset to 0.0
May 4, 2021 to Sep 22, 2021
Pooled vehicle RAUM · unset to 72674425.0
May 4, 2021 to Sep 22, 2021
RAUM · unset to 72674425.0
May 4, 2021 to Sep 22, 2021
Related bank · false to true
May 4, 2021 to Sep 22, 2021

Signals

1 dated events

H•••••• P•••• M••••••••• L• filed its initial SEC registration (Form ADV)
May 4, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: h•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 585-738-9342reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026