DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Blue Marlin Holdco LLC
Latest filing Jul 1, 2026
First filing on the tape Nov 10, 2021 · 9 filings
SEC status approved since Dec 10, 2021
RAUM
$52.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$52.7M as of Jul 1, 2026
Mar 31, 2022$234M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 31, 20220 then
Employees (5.A)13 as of Jul 1, 2026
Mar 31, 20228 then
Private funds26 as of Jul 1, 2026
Mar 31, 20221 then
RAUM +2.3% over the last fiscal year-50% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $52.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$52.7M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Blue Marlin Opportunities, LP | Private Equity Fund | $8.7M | 0 | Nov 10, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Allen Peter Kirsch · Managing Partnercontrolsince 07/2018 · owns 25% to 50%
- Scott Brickman · Membercontrolsince 04/2021 · owns 75% or more of Long Grove Partners LLC
- Scott David Williams · Membercontrolsince 04/2021 · owns 75% or more of Williams Capital Partners
- Rebecca Shane · Chief Financial Officer And Chief Compliance Officersince 01/2022 · owns less than 5%
Entity owners
- Long Grove Partners LLC · Ownerdirect · owns 10% to 25%
- Williams Capital Partners · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Blue Marlin Capital Partners LLCpooled vehicle sponsory
- Blue Marlin Midwest LLCpooled vehicle sponsory
- Blue Marlin Opportunities Gp LLCpooled vehicle sponsory
- Blue Marlin Partners Midsouth, LLCpooled vehicle sponsory
- Blue Marlin Partners Mountain West, LLCpooled vehicle sponsory
- Blue Marlin Partners Southeast, LLCpooled vehicle sponsory
- Blue Marlin Southwest LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 1 to 26Mar 20, 2026 to Jul 1, 2026
- Employees · 11 to 13Mar 21, 2025 to Mar 20, 2026
- Discretionary RAUM · $51.5M to $52.7MMar 21, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $51.5M to $52.7MMar 21, 2025 to Mar 20, 2026
- RAUM · $51.5M to $52.7MMar 21, 2025 to Mar 20, 2026
- Accounts · 20 to 1Mar 25, 2024 to Mar 21, 2025
- Advisory employees · 7 to 9Mar 25, 2024 to Mar 21, 2025
- Pooled vehicle clients · 20 to 1Mar 25, 2024 to Mar 21, 2025
- Employees · 9 to 11Mar 25, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 21, 2025
- Discretionary RAUM · $606M to $51.5MMar 25, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $606M to $51.5MMar 25, 2024 to Mar 21, 2025
- RAUM · $606M to $51.5MMar 25, 2024 to Mar 21, 2025
- Accounts · 18 to 20Jun 14, 2023 to Mar 25, 2024
- Pooled vehicle clients · 18 to 20Jun 14, 2023 to Mar 25, 2024
- Employees · 8 to 9Jun 14, 2023 to Mar 25, 2024
- Discretionary RAUM · $430M to $606MJun 14, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $430M to $606MJun 14, 2023 to Mar 25, 2024
- RAUM · $430M to $606MJun 14, 2023 to Mar 25, 2024
- Accounts · 17 to 18Mar 31, 2022 to Mar 3, 2023
- Pooled vehicle clients · 17 to 18Mar 31, 2022 to Mar 3, 2023
- Discretionary RAUM · $234M to $430MMar 31, 2022 to Mar 3, 2023
- Pooled vehicle RAUM · $234M to $430MMar 31, 2022 to Mar 3, 2023
- RAUM · $234M to $430MMar 31, 2022 to Mar 3, 2023
- Accounts · unset to 17.0Nov 10, 2021 to Mar 31, 2022
- Pooled vehicle clients · unset to 17.0Nov 10, 2021 to Mar 31, 2022
- Discretionary RAUM · unset to 233571397.0Nov 10, 2021 to Mar 31, 2022
- Non-discretionary RAUM · unset to 0.0Nov 10, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · unset to 233571397.0Nov 10, 2021 to Mar 31, 2022
- RAUM · unset to 233571397.0Nov 10, 2021 to Mar 31, 2022
Signals
5 dated events
- Blue Marlin Holdco Llc reported RAUM $51.5M, down 92% from $606.3M (2024-03-25 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- Blue Marlin Holdco Llc reported RAUM $606.3M, up 41% from $429.8M (2023-06-14 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Michael Jeffrey Frient (Managing Partner And Chief Compliance Officer) no longer on Schedule A of Blue Marlin Holdco Llc (listed 2023-03-03, absent 2023-06-13)Jun 13, 2023 · Control person left · inference
- Blue Marlin Holdco Llc reported RAUM $429.8M, up 84% from $233.6M (2022-03-31 to 2023-03-03)Mar 3, 2023 · RAUM change · derived
- Blue Marlin Holdco Llc filed its initial SEC registration (Form ADV)Nov 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Blue Marlin Holdco LLC · Independent Sponsorsshared crd · capital_provider
- Blue Marlin Holdco LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blue-marlin-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bluemarpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 202-213-7885reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026