DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••••• P•••••• W••••• L••

Former SEC-registered adviserNew York, New YorkCRD 313943SEC 801-121264IAPD
Latest filing Jun 9, 2021
First filing on the tape Apr 20, 2021 · 6 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$0 as of Jun 9, 2021
Apr 20, 2021$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Jun 9, 2021
Apr 20, 20211 then
Employees (5.A)1 as of Jun 9, 2021
Apr 20, 20212 then
Private funds: no history
Practice profile
derived from the filing of Jun 9, 2021; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • F••••• K••••• W•••••• · Managing Member And Portfolio Manager / Chief Compliance Officercontrol
        since 03/2021 · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 2 to 1
        Jun 9, 2021 to Jun 9, 2021
      • Business name · W•••••• J•••• I••••••••• P••••••• L•• to G••••••• P•••••• W••••• L••
        May 13, 2021 to May 28, 2021
      • Legal name · W•••••• J•••• I••••••••• P••••••• L•• to G••••••• P•••••• W••••• L••
        May 13, 2021 to May 28, 2021
      • Business name · W•••••• J•••• P••••••• to W•••••• J•••• I••••••••• P••••••• L••
        Apr 20, 2021 to Apr 20, 2021
      • Legal name · W•••••• J•••• P••••••• to W•••••• J•••• I••••••••• P••••••• L••
        Apr 20, 2021 to Apr 20, 2021
      • Related adviser · false to true
        Apr 20, 2021 to Apr 20, 2021
      Signals
      2 dated events
      • E•••••••• S•••••• C••••• (Director Of Operations Chief Compliance Officer) no longer on Schedule A of G••••••• P•••••• W••••• L•• (listed 2021-05-28, absent 2021-06-09)
        Jun 9, 2021 · Control person left · inference
      • W•••••• J•••• P••••••• filed its initial SEC registration (Form ADV)
        Apr 20, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      gramercyprivate.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026