DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B•••• W••• A••••••• L••

Asset manager (funds and pooled vehicles)Boca Raton, FloridaCRD 313945SEC 801-125767websiteIAPD
Latest filing Jun 15, 2026
First filing on the tape Apr 28, 2022 · 12 filings
SEC status approved since May 27, 2022
RAUM
$708M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
81
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$708M as of Jun 15, 2026
Mar 31, 2023$422M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 15, 2026
Mar 31, 20230 then
Employees (5.A)15 as of Jun 15, 2026
Mar 31, 202311 then
Private funds81 as of Jun 15, 2026
Mar 31, 202339 then
RAUM +13% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$7.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
73%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$627M, 66 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$708M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
90reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$627M for 66 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      65 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B•••• W••• O•• I• L•••Private Equity Fund$156M3Mar 31, 2023
      B•••• W••• 1••• L••no longer reportedPrivate Equity Fund$49.8M27Apr 28, 2022
      W•• A••••••• L•••Private Equity Fund$40.1M3Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$37.5M6Mar 30, 2024
      J• B•• L•••••••• E••••• F••• I• L•••Private Equity Fund$29.7M6Mar 30, 2024
      B•••• W••• 1••• L•••Private Equity Fund$27.9M3Apr 28, 2022
      B• A•• I• L•••Private Equity Fund$27.1M6Mar 31, 2023
      B•••• W••• L•••• C•••••• P••••••• I• L•••Private Equity Fund$25.7M3Apr 28, 2022
      B•••• W••• 2•• L•••Private Equity Fund$25.6M6Mar 30, 2024
      B•••• I• L•••Private Equity Fund$24.8M3Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$22.1M3Apr 28, 2022
      B•••• W••• T•• P•••••••• L•••Private Equity Fund$20.5M2Apr 28, 2022
      B•••• W••• 5••• L•••Private Equity Fund$20.2M7Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$20.0M3Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$19.7M6Mar 30, 2024
      G•••••• F••• L•••Private Equity Fund$18.3M2Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$18.1M7Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$16.8M6Mar 31, 2023
      B•••• W••• 2••• L•••Private Equity Fund$16.4M2Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$16.3M5Apr 28, 2022
      B•••• W••• 5••• L•••Private Equity Fund$15.7M3Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$15.7M6Mar 31, 2023
      B•••• W••• 2••• L•••Private Equity Fund$15.5M6Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$15.5M5Apr 28, 2022
      B•••• W••• 5••• L•••Private Equity Fund$15.0M2Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$13.7M7Mar 31, 2023
      B•••• W••• 2••• L•••Private Equity Fund$12.4M4Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$11.9M5Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$10.1M7Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$9.7M6Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$9.6M6Mar 31, 2023
      B•••• W••• 2••• L•••Private Equity Fund$9.2M6Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$8.7M6Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$8.2M6Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$7.7M7Mar 30, 2024
      B•••• W••• 2••• L•••Private Equity Fund$7.3M8Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$7.2M3Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$6.9M2Apr 28, 2022
      B•••• W••• 2••• L•••Private Equity Fund$6.6M6Mar 31, 2023
      B•••• W••• 2••• L•••Private Equity Fund$6.1M7Mar 31, 2023
      All funds of B•••• W••• A••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• V•••••••• J••• · Chief Financial Officercontrol
        since 12/2023 · owns less than 5%
      • G••••• S•••••• M•••• · Ownercontrol
        since 09/2017 · owns 75% or more
      • C•••••• A•••••• M••• · Managing Director
        since 10/2017 · owns less than 5%
      • L••••••• M••••••• S••••• · Chief Operating Officer
        since 09/2017 · owns less than 5%
      • S•••••••• G••••• R•••••• · Chief Compliance Officer
        since 09/2023 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom6 employees
      • New York, NY2 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • many private funds relative to firm sizeStatic outlier · filing Jun 15, 2026
        private funds per $1B of RAUM of 114.5 against a peer median of 8.9 (463 comparable advisers, 100.0th percentile, 17.6 robust deviations)
        peers: asset managers, $500M to $1B (463) · 100% percentile
      What changed
      consecutive filings, newest first
      • Accounts · 70 to 90
        Apr 22, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 66 to 90
        Apr 22, 2025 to Mar 31, 2026
      • Private funds · 67 to 81
        Apr 22, 2025 to Mar 31, 2026
      • Discretionary RAUM · $512M to $514M
        Apr 22, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $115M to $194M
        Apr 22, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $627M to $708M
        Apr 22, 2025 to Mar 31, 2026
      • RAUM · $627M to $708M
        Apr 22, 2025 to Mar 31, 2026
      • Accounts · 66 to 70
        Dec 9, 2024 to Apr 22, 2025
      • Pooled vehicle clients · 62 to 66
        Dec 9, 2024 to Apr 22, 2025
      • Assets in custody · $422M to $627M
        Dec 9, 2024 to Apr 22, 2025
      • Financial planning clients · unset to
        Dec 9, 2024 to Apr 22, 2025
      • HQ city · WILMINGTON to BOCA RATON
        Dec 9, 2024 to Apr 22, 2025
      • HQ state · DE to FL
        Dec 9, 2024 to Apr 22, 2025
      • Other offices · 2 to 4
        Dec 9, 2024 to Apr 22, 2025
      • Private funds · 61 to 67
        Dec 9, 2024 to Apr 22, 2025
      • Discretionary RAUM · $129M to $512M
        Dec 9, 2024 to Apr 22, 2025
      • Non-discretionary RAUM · $204M to $115M
        Dec 9, 2024 to Apr 22, 2025
      • Pooled vehicle RAUM · $333M to $627M
        Dec 9, 2024 to Apr 22, 2025
      • RAUM · $333M to $627M
        Dec 9, 2024 to Apr 22, 2025
      • Accounts · 39 to 66
        Dec 15, 2023 to Mar 30, 2024
      • Advisory employees · 11 to 13
        Dec 15, 2023 to Mar 30, 2024
      • Pooled vehicle clients · 39 to 62
        Dec 15, 2023 to Mar 30, 2024
      • Employees · 11 to 15
        Dec 15, 2023 to Mar 30, 2024
      • Private funds · 39 to 61
        Dec 15, 2023 to Mar 30, 2024
      • Discretionary RAUM · $282M to $129M
        Dec 15, 2023 to Mar 30, 2024
      • Non-discretionary RAUM · $140M to $204M
        Dec 15, 2023 to Mar 30, 2024
      • Pooled vehicle RAUM · $422M to $333M
        Dec 15, 2023 to Mar 30, 2024
      • RAUM · $422M to $333M
        Dec 15, 2023 to Mar 30, 2024
      • Accounts · 26 to 39
        Aug 8, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 26 to 39
        Aug 8, 2022 to Mar 31, 2023
      • Assets in custody · $243M to $422M
        Aug 8, 2022 to Mar 31, 2023
      • Private funds · 25 to 39
        Aug 8, 2022 to Mar 31, 2023
      • Discretionary RAUM · $243M to $282M
        Aug 8, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $0 to $140M
        Aug 8, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $243M to $422M
        Aug 8, 2022 to Mar 31, 2023
      • RAUM · $243M to $422M
        Aug 8, 2022 to Mar 31, 2023
      Signals
      4 dated events
      • B•••• W••• A••••••• L•• reported RAUM $627.3M, up 88% from $333.1M (2024-12-09 to 2025-04-22)
        Apr 22, 2025 · RAUM change · derived
      • Jean Veronica Farley (Chief Financial Officer) appeared on Schedule A of B•••• W••• A••••••• L••
        Dec 15, 2023 · Control person joined · fact
      • B•••• W••• A••••••• L•• reported RAUM $422.3M, up 74% from $243.2M (2022-08-08 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • B•••• W••• A••••••• L•• filed its initial SEC registration (Form ADV)
        Apr 28, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      benchwalk.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      561-448-4441reportedpublic record, Form ADV, Jun 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026